Operational Risk Management

Operational risk management is a vital part of any financial institution’s business model. InvestGlass provides a suite of tools to help banks and brokers manage their operational risk exposure.

InvestGlass Portfolio

Portfolio Management System

InvestGlass offers a unique combination of CRM and PMS. Our software is dedicated to small and medium-sized advisory firms. It is the only tool on the market that offers both a customer relationship management (CRM) system and a portfolio management system (PMS) in one single application.

InvestGlass helps advisory firms to improve their customer relationships and increase their revenues.

Suitability, Appropriateness

InvestGlass is built for banking level reporting. The solution will help you screen each position and transaction based on suitability and appropriateness.

InvestGlass offers the following tracking : 

– Suitability 

– Appropriateness

– Risk indicator 

– Universe list

– Favourite securities and flavour of the month

– Concentration limit 

– Fund concentration

– Max drawdown limits 

– Max VAR and CVAR



Regulations, restrictions, cross-border issues, and so forth are the main problems in today’s financial investments. InvestGlass and our partners provide a platform that automatically indicates when regulations concerning a client’s assets or securities change. An alert also arises when portfolio propositions are not compliant with cross-border regulations or other laws.

Automated advisory

In the past, you needed to rely on human advisors to find the right investments for your portfolio. However, with InvestGlass’s artificial intelligence-powered advisory service, you can get recommendations tailored specifically for your needs. This means that you can receive recommendations based on your investment goals.

Approval process

InvestGlass approval process reduces email exchange. Attach comments, documents and images to specific conditions. Set up an escalation process for risks that are not mitigated in a timely manner. The approval process offers a powerful way to track interaction between your colleagues.

Approval process

Track transactions anomalies

InvestGlass Contact Report tools are built to connect directly with your positions and transactions. This tool enables bankers and sales to easily report anomalies. 

Risk and performance

InvestGlass’s platform automatically assesses and constantly updates the risk exposure of a model portfolio. The suitability tutor provides additional advice in order to correct and minimize said risk. Your performance is also accessible and assessable via the platform, graph formation, and report analysis. Additionally, you can add a partner to compare your performance to peers, regarding risk exposure and returns. The piece of the code is freely modifiable in R and Python.

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