Category: Blog

Welcome to the InvestGlass blog!

We are excited to share our knowledge and insights on all things related to impact investing. Our goal is to educate and empower individuals and organizations to make informed decisions about where to invest their money.

We believe that impact investing can have a positive impact on society, the environment, and the economy.

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What does HNWIS mean?

What does HNWIS mean?

High Net Worth Individual (HNWI) is a designation used by the financial services industry to refer to individuals with high incomes and/or significant assets. HNWIs typically have investable assets of $1 million or more, and may also have annual incomes in excess of $250,000. In some cases, an individual with fewer assets may still be considered an HNWI if their annual income is significantly higher than average.

The term HNWI’s typically used by banks, investment managers, and other financial services providers to identify potential clients who may be able to benefit from their products and services. While there is no strict definition of what constitutes a HNWI, the designation is generally reserved for individuals who have a significant amount of disposable income and/or investable assets.

HNWIs are an important target market for the financial services industry, as they typically have a high level of disposable income and are more likely to invest their money than individuals with lower incomes.

aerial view of city buildings near body of water during daytime

According to the World Wealth Report 2022, released by Capgemini, there are approximately 18.6 million HNWIs globally, with a combined wealth of US$64.9 trillion. This represents an increase of 2.4 million HNWIs and US$5.6 trillion in wealth since 2020. North America is home to the largest number of HNWIs (6.7 million), followed by Europe (5.3 million) and Asia-Pacific (4.5 million) (World Wealth Report).

How do wealth managers preserve the fortune of the high net worth individuals?

Private wealth managers typically work with HNWIs to help them preserve and grow their wealth. This can involve a variety of activities, such as investing their money in assets that will appreciate over time, helping them to manage their taxes effectively, and providing financial planning advice.

Many HNWIs have complex financial situations, so it is important for them to work with wealth management companies that are able to provide tailored advice and solutions. Wealth management firms typically have a deep understanding of the financial markets and are well-positioned in liquid assets to help HNWIs grow their wealth over the long term.

Wealth managers are more and more challenged by the exclusive services provided by other financial professionals like private banking. Private banking has a more global approach on how to manage hnwis’ wealth: investment strategies, tax advice, pre-IPO (initial public offering) placements, value investment in several countries and even the organization of special events are some services of private banking.

What typical investable assets do a high-net-worth individual invest in?

HNWIs typically invest in a variety of assets, including stocks, bonds, real estate, and private equity. They may also invest in more speculative assets, such as hedge funds and venture capital. They invest in liquid assets as well as in illiquid assets. They usually hold a minimum of 30 000$ in investable assets. HNWIare often seen as accredited investors and banks will offer more sophisticated investment vehicle. Most financial advisors will offer product specialists to calibrate their offer to this investor segment.

What are the benefits of being a high-net-worth individual?

There are several benefits that come with having the HNWI status. Firstly, high net worth individuals typically have a higher level of disposable income than other individuals, which means they have easy access to investments, and they can take more risks. Secondly, HNWIs are usually able to access a wider range of investment opportunities than other investors, as they often have the capital to invest in more speculative assets. Finally, HNWIs typically have access to a higher level of financial advice and support than other investors, as they can afford to pay for the services of private wealth managers.

What are the challenges of being a high-net-worth individual?

There are also a number of challenges that come with being a HNWI. High net worth individuals often have complex financial situations, which can make it difficult to find the right wealth management company to work with. Finally, high net worth individuals may also be subject to public scrutiny and media attention, which can be intrusive and stressful.

white boat on dock during daytime

Investment management companies and other financial institutions can help HNWIs to manage their personal assets and help them to reduce their unlimited spending. An investment adviser has to stay well-organized and to do a HNWI classification on order to correctly manage HNWI wealth. In that case, using a CRM can be very useful. InvestGlass is a Swiss-based CRM and PMS, fully flexible and customisable. Global banks and other financial institutions are using InvestGlass to develop their business and to be more reactive with their clients. A lot of investment management companies are using this Swiss Cloud to manage the ultra-high net worth of their clients. 

Key takeaways

The high-net-worth individual is a segment of the top 1% of the world’s population and hold more than $1 million in investable assets. They are in high demand by private wealth managers as they have a certain amount of cash and so they can access a large panel of investments. InvestGlass provides the necessary CRM and PMS tools for wealth managers to take care of the ultra HWNI. The PMS, portfolio management system will highlight how portfolios are charged.

The platform is built with tools for any type of asset such as private equity, and private debt. The solution is hosted on Swiss servers which is another guarantee that customers’ names will not be recorded on American servers. The solution is built for banks and multi-family officers.  InvestGlass digital forms will be a fantastic way to simulate a retirement plan showing how cash can be protected for future investments. With the digital portal, HNWIs will enjoy privileges like reduced fees, access to special events, special rates, a luxury hotel upgrades program, and many discounts.

InvestGlass PMS can be connected to bank or brokerage accounts and its tools will facilitate new solicitations, with respect to MIFID and LSFIN FIDLEG.


kyc stands for crypto

What is KYC for cryptocurrencies?

In order to understand why KYC matters for crypto, it’s important to first understand what KYC is. KYC is short for “know your customer,” and it refers to the process of verifying the identity of a person or company who wants to do business with another party. This process usually involves collecting and verifying personal information like name, address, date of birth, ID cards and social security number.

We present here the basics of where you should start, what is the situation for Switzerland and how we suggest you start leveraging InvestGlass KYC tools. We orchestrate your fintech solution and connect with best Anti-Money Laundering solutions.

The basics of KYC compliance?

1. Collect identifying information about the person or company you want to do business with. This information should include name, address, date of birth, utility bills, and financial experience – risk tolerance. KYC requirements will change from one country to another.

2. Verify that the information you collected is accurate and valid. You can do this by checking for inconsistencies or errors, and by contacting the person or company to confirm the information. The verification process can be automated with a rule-based engine. InvestGlass provides automation rules to remain compliant even when your number of users expands quickly.

3. Perform additional checks to make sure the person or company is who they say they are. This might include running a background check or verifying their identity through an online service. We can be in the decentralized exchanges and anonymous transactions business yet, the same rules will apply to your advisory and brokerage business as most other regulated businesses.

4. Keep detailed records of all the information you collect and all the steps you take to verify someone’s identity. (Utility bill, crypto wallet number, sometimes driver’s license or ID card)… The information you provide is then stored in InvestGlass CRM based in Switzerland.

The KYC measures will depend on the crypto exchange you are using and the local regulator’s minimum requirements.

What are KYC clashes with crypto exchanges?

In order to prevent money laundering, crypto exchanges have started to use AML/KYC data insights. AML (anti-money laundering) refers to the set of laws and regulations that aim to prevent the illegal activity of money laundering. By using AML/KYC data insights, crypto exchanges are able to identify suspicious activity and prevent money laundering. This is a significant development, as it will help to make cryptocurrencies more trustworthy and increase adoption. You will find here some key players you should know about :

Binance, one of the world’s largest cryptocurrency exchanges, recently stopped allowing new users to register for its platform due to increasing KYC demands from regulators.

Bitfinex, another major exchange, has also been impacted by KYC issues. In 2017, the exchange was forced to halt withdrawals after one of its banking partners demanded that it provide more information about its customers.

Bitstamp, another large exchange, has also had to deal with KYC issues in the past. In 2016, the exchange suspended withdrawals for several weeks after its banks demanded more information about its customers.

Kraken, well known for being one of the most compliant exchanges, had to stop service to Japan in order to meet KYC/AML regulations.

Poloniex is one of the oldest exchanges still in operation and it too has had to make changes to its platform to comply with KYC/AML regulations.

How crypto brokers and traditional financial institutions are working together?

Most banks are regulated by stringent bank secrecy acts. They are not allowed to release client information to 3rd parties. However, there are special circumstances where they are forced to do so such as with subpoenas or court orders. In these cases, the customer would be notified that their information was being shared.

As a broker or intermediary, you have to make sure that your process is solid and that customer’s identity is well shared with the financial institutions you are working with.

person holding 10 euro bill
person holding 10 euro bill

How to keep track of illegal activities?

InvestGlass is a portfolio management software that can help you keep track of illegal activities. The software gives you the ability to monitor your portfolios in real-time, and it also allows you to set up alerts for specific keywords. This means that you can be notified immediately if there is any mention of illegal activities in your portfolios. InvestGlass can also help you track down the source of the activity so that you can take action to stop it. In addition, InvestGlass provides a wide range of features that can help you manage your portfolios more effectively. These include a risk management tool, a performance tracking system, and a number of other features. With InvestGlass, you can be sure that your portfolios are safe from illegal activity.

What about KYC and Compliance in Switzerland?

Switzerland is one of the most popular countries for cryptocurrency and blockchain companies. The country has a very favorable regulatory environment, and it is also home to a number of major exchanges. However, Switzerland is also subject to KYC and AML regulations. This means that companies operating in the country must take steps to ensure that they are compliant with these KYC rules : of the Financial Institutions Act (FinIA) and the Financial Services Act (FinSA).

In order to comply with these regulations, companies must take steps to collect and verify the identity of their customers – Anti-Money Laundering Act (AMLA)  This process is known as “know your customer” (KYC). KYC involves collecting information about a customer’s identity, such as their name, address, date of birth, and contact information. The company must then verify this and compliance functions can be managed in-house or outsourced to specialists. Currently, Swiss law allows the outsourcing of compliance functions but for IT it is preferable to be onshore.

Other useful documents for doing crypto business in Switzerland:

1. 2016/07 FINMA Circular “Video and online identification” (03.03.2016)

2. SBA guidelines on opening corporate accounts for blockchain companies

3. FINMA Guidance 02/2019 Payments on the blockchain

4. Fact sheet: Combating money laundering: financial intermediaries must comply with due diligence requirements

5. Guidelines for the recognition of self-regulation in asset management as a minimum standard

6. CO Guidelines for inquiries regarding the regulatory framework for initial coin offerings (ICOs)

7. Supplement to the guidelines for inquiries regarding the regulatory framework for initial coin offerings (ICOs)

8. Guidelines for FinTech license

9. Guidelines on licensing as a DLT trading facility according to Art. 73a ff. FinMIA

10. External asset managers respectively investment managers and trustees are supervised by Supervisory Organisations, such as AOOS (

11. FINcontrol Suisse AG (, OSIF (, SO-FIT ( or OSFIN ( SRO VQF (, SRO PolyReg ( or SRO ARIF (, Ombudsman Office (

12. Prospectuses for offering securities in the public need to be approved by prospectus offices, like BX Swiss AG ( or SIX Exchange Regulation AG (

Why start your cryptocurrency business with InvestGlass?

InvestGlass is a Swiss CRM software that enables you to manage your portfolios, clients, and transactions with ease. The software is available in both English and French, and it integrates with a number of exchanges, allowing you to keep track of all your portfolio activity in one place. In addition, InvestGlass data is stored safely and securely in Switzerland. Customer data stays in Switzerland. Account verification can however use third-party providers whose access is made with servers in Germany or Ireland. InvestGlass team will help you with the selection of third-party vendors.

The tool automation is made to prevent fraud, terrorism financing, tax evasion, and fraudulent activity, it can be connected to most crypto exchanges, and you can connect to trade crypto with the dedicated order management system. The ultimate objective is to leverage InvestGlass automation solutions to control unverified users and potential criminal activity. The CRM is built for brokers and advisory mindset.

The CRM and PMS are made for mass adoption by your team. The solution is fully customizable to build a bespoke and complete KYC process. We worked with several identity verification process vendors that are connected to the CRM via our API. An API means that the solution is flexible and can be easily extended with more features as your needs evolve.

The PMS – portfolio management tool is crypto exchange friendly. You can adapt it to any kind of crypto assets which is handy for your customers reporting. Bitcoin reporting is made simple with pre-built transaction ledgers.

KYC is an important part of doing business in the crypto world, and Switzerland provides a number of resources to help businesses comply with KYC regulations. InvestGlass the Swiss CRM software will boost your growth with safety.

Get started with your InvestGlass free trial

AML for crypto, kyc stands for crypto, what does kyc stand for in crypto

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5 Simple Tips To Becoming a LinkedIn Pro

5 Simple Tips To Becoming a LinkedIn Pro

Most people only use LinkedIn to search for jobs, and that’s a shame because LinkedIn can be so much more. With a little effort, you can turn your LinkedIn account into a powerful marketing tool that will help you find new customers and grow your business. Here are five simple tips to get you started.

  1. Optimize your profile.
  2. Share the right content.
  3. Write copy for your audience.
  4. Grow your audience without even posting.
  5. Understand the algorithm.

Optimize your Linkedin profile and start with a good profile picture

Your profile is your most important asset on LinkedIn. It’s the first thing people see when they come to your page, and it’s what they use to decide whether or not they want to do business with you. Make sure your profile is up-to-date, complete, and clear about the products or services you offer. Use keywords so people can find you easily, and add a professional headshot so people can see what you look like. Do not just show on your past experience but on what you do well and what you can bring to a prospective employer.

A professional photo is a must. The profile picture should be clear and simple. You should also join groups. Your profile page should be direct simple and with a clear job title. This is the first impression people will have.

You can also add a background photo instead of a grey background. This is a sign of your personal branding. Some companies might ask you to add their Linkedin Profiles background photo.

You can also set the medallion to open to network, looking for job … this will make clear that your are looking for a job offer. It will also facilitate Linkedin algo to push you into the search results. The more complete your profile is, the more trustworthy you will seem to your potential clients, recruiters, etc. 

Share the right content it’s your LinkedIn summary

If you want to attract new customers, you need to share content that’s relevant to them. That means writing posts and articles that address their needs and pain points. It also means sharing news about your industry, as well as promoting your own products and services. But be careful not to overdo it – too much self-promotion. Yes, share relevant content from your LinkedIn feed!

If you decide to write articles regularity is everything. The more often you publish, the more likely people are to see your content and consider you an expert in your field.

Write copy for your audience.

It’s not enough to just share the right content – you also need to write copy that speaks to your audience. That means using language that they understand, and making sure your articles are well-organized and easy to read.

Make sure that you are connecting with past colleagues they could help you to reach out to a larger network.

man holding his phone while leaning on building

Grow your audience without even posting.

One of the best things about LinkedIn is that it’s a great way to connect with other professionals in your industry. But you don’t always have to be the one doing the reaching out. You can also use LinkedIn groups to find people who are already interested in what you do.

You can ask your colleagues for skill endorsements. Skill endorsement are one of the most powerful ways to grow your audience on LinkedIn without even posting.

Endorsements are a great way to get your name out there and build up your credibility. When you endorse someone, their entire network sees it. And when someone in their network sees it, they’re more likely to remember your name when they need someone.

Understand the algorithm of the Linkedin network

In today’s job market, networking is more important than ever. And with the advent of big data, LinkedIn has become one of the most powerful networking tools available. But how does LinkedIn’s algorithm work?

Essentially, LinkedIn uses big data to connect professionals with similar interests and objectives. The platform collects data on users’ job titles, skills, and experience, as well as their connections. Based on this information, LinkedIn can then suggest new connections that might be beneficial. For example, if you’re a software engineer looking for a new job, LinkedIn might suggest you connect with someone who works in HR at a company you’re interested in.

Of course, big data isn’t perfect, and sometimes LinkedIn’s algorithm can make mistakes. But overall, big data has made LinkedIn an invaluable tool for networking and career-building.

Manage your Linkedin network

Make sure that you manage your profile as a personal brand and this means that your content should be relevant content and interesting content showing why you have uniques skills. It’s a social network made for professional connections, not for friendship… not for politics… Your public profile will be seen by potential employers so you should be careful.

Your connection should be with relevant people otherwise the algo might not understand the link between potential connections.

LinkedIn is a powerful networking tool, and with the advent of big data, it has become even more valuable. By understanding how LinkedIn’s algorithm works, you can use it to your advantage to connect with other professionals in your industry. And by managing your profile and connections carefully, you can make sure that your LinkedIn network is as effective as possible.

Becoming a LinkedIn Pro, linkedin

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15 Less Annoying Alternatives to “Please Find Attached”

Do you hate the phrase “please find attached”? So do we! That’s why we’ve put together a list of 15 less annoying alternatives that you can use in your sales emails. By using these phrases, you’ll make your sales emails more engaging and interesting to read. And who knows? You may even see an increase in sales as a result!

But the phrase is falling out of use. Below, we’ll cover the best “please find attached” alternatives.

Download Now: Our best sales pitch ideas

Why “Please Find Attached” No Longer Works

Should we use Please find attached?

This sentence is not well-suited for sales and marketing emails because of its passive voice.

When you use passive voice, the subject of the sentence (in this case, “the sales email”) is acted upon by the verb (“is sent”). This construction can make your writing sound stuffy or formal.

Hi Maria,

It was great meeting you and your team today. I enjoyed getting to know everyone and look forward to putting your financial services at the top of automation.

Please find attached the cost breakdown for your yearly subscription to InvestGlass. Are you available next week for a ten-minute call?

Kind regards,


 In this example, the phrase “please find attached” is polite but formal. It doesn’t sound sales -y or engaging.

A better alternative might be using the following :

1.        Attach the file with no explanation

2.        The attached file includes

3.        I’ve attached

4.        This email has

5.        I’m sharing this file with you

6.        You’ll find the attachment below

7.        Let me know if you have any questions about the attachment.

8.        The requested document is attached to this email

9.        Relevant information is in the attached file.

10.      Here is

11.      When you review the attached email, you will find

12.      Please see the attached email for more detail

13.      Take a look at the attached email

14.      Attached herewith this email

15.      I’ve linked the following file

Never forget two elements to make your email less annoying:

1. Keep it short and sweet – The last thing your sales lead wants is to be bombarded with a wall of text. Keep your follow-up email short, sweet, and to the point.

2. Get straight to the point – The last thing your sales lead wants is to be bombarded with a wall of text. Keep your follow-up email short, sweet, and to the point. The sales lead wants is to be bombarded with a wall of text. Keep your follow-up email short, sweet, and to the point.

Two modern emails sales techniques

Embed a video or an image. We have seen some advice from Lemlist, Vouch, and Videoask solutions to add images and videos. Is it a good idea to add a video message to an email? You can do it, but don’t forget the limits of a sales email: keep it short.

Use a CTA button “Request a demo” or “Download the PDF”. It is an easy way to engage your sales to lead with one click and give them what he wants without taking too much time reading.

And how do you write it?

email marketing, email subject lines for sales, sales email

How to start a brokerage firm?

How to start brokerage firms?

When it comes to the world of finance, there are a few career paths that one can take. One of those is becoming a stockbroker. A stockbroker is responsible for buying and selling stocks on behalf of their clients. In this blog, we will explain the steps and tools you should use.

How much profit can a stock brokerage firm make?

Average profit margins in the financial services industry hover around 12%, with some firms making as little as 1% and others, 50% or more. Firms average 15% profit margins. The largest firms, such as Goldman Sachs, Morgan Stanley, and JPMorgan Chase, typically make the most money. These firms bring in billions of dollars in revenue each year. Efficiency depends also on the level of automation you can set in your brokerage firm.

Some firms can also be under the umbrella of a larger firm. For example, mini prime broker is a service provided by some larger broker-dealers to small hedge funds and other professional money managers who trade securities in relatively small quantities.

InvestGlass is a cloud-based CRM software for stock brokerage firms that offer sales automation features. InvestGlass is designed to streamline the sales process by automating repetitive tasks, such as data entry, lead management, and follow-up. InvestGlass also offers a suite of analytical tools that help managers track performance and identify areas for improvement. In addition, InvestGlass integrations with third-party applications, such as Bloomberg, Morningstar, and Cryptocompare provide real-time market data and news.

As a result, InvestGlass provides stock brokerage firms with a complete solution for sales automation. InvestGlass is a cloud-based CRM software for stock brokerage firms that offer sales automation features. InvestGlass is designed to streamline the sales process by automating repetitive tasks, such as data entry, lead management, and follow-up. InvestGlass also offers a suite of analytical tools that help managers track performance and identify areas for improvement. In addition, InvestGlass integrates with third-party applications that provide real-time market data and news. As a result, InvestGlass provides stock brokerage firms with a complete solution for sales automation.

What is the growth potential for a stock brokerage firm?

The growth potential for a stock brokerage firm depends on a number of factors, including the size of the firm, the efficiency of its operation, and the strength of the economy. In general, larger firms tend to grow at a faster rate than smaller firms. This is because they have more resources and can take advantage of economies of scale.

Company efficiency depends on many factors such as the level of automation. Automation can help to cut costs and improve productivity. The more efficient a firm is, the greater it’s potential for growth. Using a CRM and Voice Over IP solution together will help you speed up your interactions. The CRM will help you find the information you need about a particular client quickly, and the VoIP will allow you to make calls directly from your computer without having to use a separate phone system.

The voice conversation is recorded then artificial intelligence will decode the voice conversation to populate investment tickets. The software will also generate a call log, which will help you keep track of your calls and their duration.

With call log and their duration, you can also invoice clients with an advisory mandate. InvestGlass is the solution for anyone who wants to invoice their investors easily. InvestGlass is a cloud-based solution, which means that you don’t have to download or install any software. InvestGlass is also very user-friendly; even if you’re not a tech-savvy person, you’ll be able to use InvestGlass with ease. Invoices can be sent directly with an API to your existing invoicing system too. An API is available for all major invoicing software, such as FreshBooks, Bexio in Switzerland, QuickBooks, and Xero.

What is your brokerage firm’s target market?

Brokers usually preferred clients are high net worth or ultra-high net worth clients. Minimum assets of $500,000 to $1 million are preferred. However alternative models offered via fintech is now offering a trading solution for clients below half million. Robinhood is a perfect example in the US.

Robinhood is a mass retail fintech company that helps people save money on their investment and trading fees. The company was founded in 2013 by Vlad Tenev and Baiju Bhatt, and it has since grown to become one of the most popular investment platforms among millennials. Robinhood offers commission-free trading in stocks, ETFs, options, and cryptocurrencies, and it also provides users with tools to help them make informed investment decisions. In addition, the Robinhood app allows users to track their portfolios, set price alerts, and get real-time market updates. Thanks to its user-friendly interface and low fees, Robinhood has quickly become a favorite among mass retail investors.

This is fantastic but it could be dangerous too for small investors. The SEC is looking to protect investors against speculation. They are investigating the role of credit default swaps in the market. SEC Chairman Mary Shapiro said that they will be looking at the “safeguards” in place to make sure that investors are not being taken advantage of. The SEC is also concerned about the use of leverage in the market. Leverage can help investors make more money, but it can also lead to losses if used improperly. The SEC is planning to hold a series of meetings with financial firms to discuss these issues.

In Switzerland, UBS, CSX Credit Suisse, and Swissquote are offering user-friendly applications for mass retail investors. Swissquote is a financial services company that provides online banking, investment, and trading services.

UBS logo on glass bridge wall during daytimeWhat are the costs involved in opening a stock brokerage firm?

If you are a startup, it will vary for each country… startup expenses vary, but FINRA for example will require at least USD 100,000, but maybe as high as USD 500,000, to open a new broker-dealer. These funds must be completely segregated from the firm’s operating expenses and cannot be used for any other purpose.

These requirements are in addition to the net capital rule, which requires firms to maintain a certain level of liquid assets. The amount required is based on the number and type of activities the firm plans to engage in.

For example, a “fully disclosures” firm that only makes markets in securities listed on an exchange would have a lower net capital requirement than a “broker-dealer” that also underwrites securities.

How automation can reduce the cost of operating a brokerage firm?

Sales automation can help you close more deals, in less time. By automating the tasks associated with the sales process—such as lead generation, contact management, and email marketing—you can free up your sales team to focus on selling, rather than administrative tasks.

InvestGlass CRM is reducing the cost of operating financial services by automating the process of KYC remediation. InvestGlass CRM’s KYC remediation tools allow financial institutions to quickly and easily identify and correct errors in customer data, saving time and money. In addition, InvestGlass CRM’s KYC remediation tools help financial institutions to meet regulatory requirements by ensuring that customer data is accurate and up-to-date. The InvetGlass CRM tool is connected to a digital onboarding tool to facilitate the collection of data. This is particularly useful for account opening. InvestGlass is connected to multiple FINTECH solutions which facilitates broker-dealer duties on anti money laundering.

person using phone and laptop computerChoose the financial industry regulatory authority

Before choosing with country you will start you need to take into consideration the following aspects :

  • Where do you want to host your physical office, what is the price of the office space?
  • If you plan to lease office space, what will be the regulation?
  • Which marketing strategy will suit your target clientele?
  • Which legal structure you can afford? Make sure you have enough money to start.
  • How you will pay taxes, and how many employees do you need to hire?
  • Which social media platforms will provide your firm with the greatest exposure? How much funds you want to allocate to marketing campaigns?
  • How much capital reserves you can commit?
  • Which structure you will choose sole proprietorship, partnership, limited liability company (LLC), and corporation?
  • What are the tax advantages of your location?
  • Is it easier to start as a wealth manager or directly with a stock broker’s license?

Canada brokerage firm

In order to become a stockbroker in Canada, you will need to register with the Investment Industry Regulatory Organization of Canada (IIROC). IIROC is responsible for regulating investment dealers and trading activity in Canadian securities markets.

India brokerage firm

The process for becoming a stockbroker in India is similar to that of Canada. You will need to register with the Securities and Exchange Board of India (SEBI). SEBI is responsible for regulating the securities market in India.

UK brokerage firm

In the United Kingdom, you will need to obtain a license from the Financial Conduct Authority (FCA). The FCA is responsible for regulating the financial services industry in the UK. UK is where you will find most online neo brokers in Europe.

United States brokerage firm

If you wish to become a stockbroker in the United States, you will need to register with the Financial Industry Regulatory Authority (FINRA). FINRA is responsible for regulating broker-dealers and securities transactions in the US.

France brokerage firm

In France, the process for becoming a stockbroker is similar to that of the UK. You will need to obtain a license from the Autorité des marchés financiers (AMF). The AMF is responsible for regulating the financial markets in France.

Switzerland brokerage firm

In Switzerland, the process for becoming a stockbroker is similar to that of the UK. You will need to obtain a license from the Swiss Financial Market Supervisory Authority (FINMA). FINMA is responsible for regulating the financial markets in Switzerland.

Australia brokerage firm

You will need to register with the Australian Securities and Investments Commission (ASIC). ASIC is responsible for regulating the financial services industry in Australia.

Singapore brokerage firm

The process for becoming a stockbroker in Singapore is similar to that of Canada. You will need to register with the Monetary Authority of Singapore (MAS). MAS is responsible for regulating the financial services industry in Singapore.

Hong Kong brokerage firm

The process for becoming a stockbroker in Hong Kong is similar to that of Canada. You will need to register with the Securities and Futures Commission (SFC). SFC is responsible for regulating the securities and futures markets in Hong Kong.

Hot to build your broker dealers’ clientele base?

1. Research your target audience and identify their needs.

Get your phone and start calling. This is what we call cold calls. You will have to do a lot of them, but that’s just the way it is. The goal is to get your foot in the door so you can start building relationships. You can also export your Linkedin contacts, reimport them into InvestGlass CRM and then start tagging them to create segments.

2. Develop a marketing plan that will reach your target audience.

In order to reach your target audience, you will need to develop a marketing plan that takes into account the broker-dealer landscape. This includes understanding where your broker-dealer is located, what type of broker-dealer it is, and what services it offers. Once you have a clear understanding of this landscape, you can develop a marketing plan that targets the broker-dealers in your area. You can use various marketing channels to reach these broker-dealers, including online advertising, direct mail, and cold calling. By taking the time to develop a targeted marketing plan, you will be able to reach your target audience and grow your business.

If you are using Linkedin make sure that you are publishing content that is not designed for non-professional investors. Linkedin is a great medium to promote your services and grow your business. As a stockbroker, it is important that you stay up to date with the latest industry news and trends and Linkedin is a great source of ideas. This will help you better understand the needs of your clients and how to best serve them.

3. Implement your marketing plan and track your results in InvestGlass CRM

Now that you have your marketing plan in place, it’s time to start implementing it and tracking your results. InvestGlass CRM provides powerful reporting tools that make it easy to track your progress and measure your success. With InvestGlass, you can see how many leads you’ve generated, how many sales you’ve made, and what your conversion rate is. You can also track your customer satisfaction levels and customer retention rates. InvestGlass makes it easy to see how well your marketing efforts are paying off, so you can make adjustments as needed. Implementing your marketing plan with InvestGlass will help you achieve your business goals.

4. Adjust your marketing plan as needed to continue building your clientele base.

Marketing is an important part of any business plan, but it’s also important to remember that marketing plans should be flexible. As your business grows and changes, your marketing strategies will need to change as well. For example, if you’re trying to attract new clients, you might consider hosting a golf tournament or wine tasting. If you’re trying to attract new businesses, you might consider attending a conference. By being willing to adjust your marketing plan as needed, you’ll be able to continue building your clientele base.

For any business, networking is essential for meeting prospective clients and partners. One way to network is through organization memberships, such as the local chamber of commerce. Chamber of commerce membership usually provides access to a directory of other local businesses, as well as opportunities to attend events and mixers. Events and mixers are great opportunities to meet other local professionals in a relaxed setting. In addition, many chambers of commerce offer networking breakfasts or lunches where attendees have an opportunity to introduce themselves and their businesses. Whether you are looking for new clients or suppliers, organization memberships can be a great way to network.

What are a stock broker’s responsibilities?

A stockbroker is responsible for helping clients buy and sell securities. They work with clients to understand their investment goals and then provide advice on how to best achieve those goals. Stock brokers must be licensed by the Financial Industry Regulatory Authority (FINRA). In order to become licensed, they must pass the Series 7 exam.

We can list here a few top responsibilities for brokerage firm:

  1. To assess and inform clients of risks and respect suitability and appropriateness
  2. Stay up to date with local regulations
  3. Monitor performance and fees
  4. Make recommendations regarding potential investments, deal flow, and market situation
  5. Keep technology updated to fit with local regulations
  6. Monitor investment advice if any
  7. Record taxable accounts data
  8. Respect financial planning constraints

A stockbroker is a vital part of any investor’s team. They are responsible for helping clients buy and sell securities, as well as providing advice on how to best achieve investment goals.

How to register as a brokerage firm and should you start as an investment advisor first?

Some entrepreneurs will buy licenses instead of applying for their own. Some entrepreneurs might start first as investment advisers before starting their own license.

InvestGlass CRM is a critical tool for stockbrokers. It provides the ability to manage customer relationships, sales, and marketing in one central platform. InvestGlass Automation is an add-on that enables brokers to automate their workflows and improve efficiency. The two tools work together to provide a complete solution for stockbrokers. InvestGlass CRM gives brokers the ability to track their customers’ portfolios, performance, and risk profiles. This information is essential for making informed investment decisions. InvestGlass Automation enables brokers to automate their workflows, saving time and improving efficiency. By integrating these two tools, stockbrokers can maximize their productivity and effectiveness. InvestGlass CRM and Automation are the perfect solutions for any stockbroker looking to improve their business.

How to start a brokerage firm with the InvestGlass portfolio management tool?

InvestGlass PMS is built for startup and small-sized brokerage firms. It is an end-to-end solution that helps firms manage their business, from customer relationship management to performance reporting. InvestGlass PMS is a critical tool for any stockbroker looking to start their own firm. It provides the ability to track customer portfolios, performance, and risk profiles. The PMS can include the following asset classes and features :

  • Equities, bonds, cash, future products
  • CFD, spread bets
  • Real estate
  • Mutual funds
  • Retirement accounts
  • Personal assets reporting
  • Cryptocurrencies ledger
  • Business bank account reporting in PDF
  • Business loans
  • Financial planning information
  • Flat fee invoicing
  • Stock market information
  • Personal liability reporting
  • Transferring money ledger

InvestGlass team is glad to discuss with your team to build the best online broker, or real estate broker.

broker dealer registration exemptions, how to start a brokerage firm

tezos and bitcoin

Which CRM software is best for crypto advisory?

Looking to offer Crypto services? Look no further! InvestGlass offers a CRM for financial professionals that make it easy to manage your Crypto clients.

With InvestGlass, you’ll be able to:

-Get an overview of all your Crypto clients in one place

-See the latest prices and market trends for all major Cryptocurrencies

-Track your client’s portfolios and transactions

About InvestGlass?

InvestGlass is a cutting edge CRM software that helps you manage your customer relationships and grow your business. The software is designed to help you comply with regulations and drive trades in crypto or private equity.

InvestGlass is a powerful tool that can help you manage your customer relationships, grow your business, and drive traffic to your website. With InvestGlass, you can:

– Grow your customer base

– Comply with regulations

– Increase advisory speed

With InvestGlass, you can have peace of mind knowing that your business is compliant and growing. Contact InvestGlass today to learn more about how we can help you grow your business.

compliance and crypto, tool for crypto

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How to Use RSS Feeds to Boost Your Productivity

5 popular ways to use RSS

RSS was originally created to syndicate content from websites. It allows website users to subscribe to a website’s content, and receive updates whenever new content is published.

RSS (Rich Site Summary) can be easily added into the InvestGlass portal and you can use them directly without coding or via Zapier. You can read more about setting up Zaps here.

Nowadays, RSS is used for much more than just syndicating content. We know that you are already generating content from your Facebook page, WordPress website, Twitter account…

RSS is a free service, and it is widely used. It’s a great way to collect multiple feeds and make your InvestGlass portal attractive.

Here are 5 popular ways that people are using RSS.

1. Post RSS feeds on social media

Almost every website has an RSS feed these days. If you’re looking to syndicate content from a website onto your social media accounts, RSS is the way to go.

There are a few different ways that you can do this. The easiest way is to use a service like Buffer or Hootsuite. Both of these services allow you to connect your RSS feed and will automatically

If you are using LinkedIn + RSS with Zapier you can broadcast your professional post. If you are using RSS with InvestGlass, you can display your post on the web app and people will be notified by email or in the app.

A professional post should include job, promotion, news about your company or products and more. If you want to streamline your social media browsing, these Zaps will do the reverse: Add social media posts to an RSS feed. From there, you can add the RSS feed to a feed reader app or use another Zap to deliver new items however you’d like. 

You can also do a zap Pinterest + RSS Zapier. Pinterest doesn’t have an RSS feed for boards or profiles, but you can use this Zap to create one. Whenever you add a new pin to a board, we’ll copy it and create a new item in an RSS feed. You can then use that RSS feed in another Zap to deliver the pins however you’d like!

Pinterest is a social media site where users can “pin” images, videos, and articles to their boards. Boards can be themed around anything, from recipes to fashion to home improvement. People use Pinterest for a variety of reasons. Some people use it as a virtual scrapbook, to save ideas for later. Pinterest is used to push your brand. A specific audience can be attracted to follow you. Target audience activities on the site can be monitored.

2. Create your own email or team chat RSS alerts 

Most companies are writing newsletters. Blog and newsletters are important because it’s a way to communicate and engage with your audience. But it can be really time-consuming to manually curate newsletter content every week. And if you’re working on a team, it can be difficult to keep everyone up-to-date on the latest news and developments.

An RSS alert is a great way to automate this process. For that automation, you can use Google Chat or email with Zapier and send the message directly to the given address. This is also a powerful way if you are using Slack. Slack is used for team communication, and you can use this Zap to automatically send new RSS items to a Slack channel. That way, your team can stay up-to-date on the latest news without you having to do any manual curation! We suggest you check this Zapier and Slack with our guide to building interactive Slack Bots.

3. Add new RSS items to a spreadsheet and push them to the RSS reader

Some small-sized companies work with a spreadsheet because it’s a tool that everyone knows. You can use Google Spreadsheet or Excel with Zapier and integrate it with your RSS feed. This is really useful if you want to track data over time or need to share the information with someone who doesn’t have an RSS reader.

Using InvestGlass, Zapier and your Google sheet will automate many communications in one place. This works fine too with Airtable. Airtable is a spreadsheet-database hybrid, where you can add data to your spreadsheet and then access it with database queries. You can use this Zap to automatically add new RSS items to an Airtable base.

4. Should I use Airtable or Google Sheet to connect to my RSS feed reader?

Airtable is a great tool for managing data, but it’s not the only tool out there. If you’re considering using Airtable, you might also be considering Google Sheets. S

There are a few key differences between Airtable and Google Sheets that you should keep in mind:

  1. Airtable is a database, not just a spreadsheet. This means that you can do more with your data in Airtable, such as running queries and filters than you can in Google Sheets.
  2. Airtable has a more user-friendly interface than Google Sheets. This makes it easier to find the features you need and to input data without making mistakes.
  3. Airtable has built-in collaboration features, such as comments and @ mentions, that make it easier to work with team members on data projects.
  4. In general, Airtable is a more powerful tool than Google Sheets.

5.RSS site widget inside InvestGlass

Depending on your industry, RSS feed updates could be different. For some, new content might be published every few hours, while for others, it could be once a day or even once a week. You can bring another media feed but we suggest you push on your own web service such as WordPress.

How frequently should you post on your WordPress blog? That’s a question with no easy answer, since it depends on a number of factors, including your topic, your audience, and your own writing schedule. However, there are some general guidelines that can help you determine an ideal posting schedule for your blog.

If you’re just getting started with blogging, it’s important to get into the habit of writing regularly. As such, you may want to start by posting once or twice a week. This will give you time to produce quality content while still providing new material for your readers on a regular basis. Once you’ve established a consistent writing routine, you can start to experiment with posting more frequently. Some bloggers find that they can maintain a high level of quality by posting three or four times a week, while others find that they need to take a more leisurely approach and stick to once or twice a week. Ultimately, it’s up to you to experiment and find the frequency that works best for you and your blog.

We are a big fan of Zapier which can easily pull all WordPress sites, RSS link into a RSS feed link which can then be pushed into the InvestGlass widget page.

Create an RSS feed

InvestGlass widget is compatible with mobile devices and it makes simple syndication and a 2 minutes configuration work only.

If you want to segment your customer and news posts, we suggest you use the TAG system. Therefore a RSS widget will be visible based on your customer preferences.

RSS reader app can be customized and each time you add a new post, your customers will see the new article in the portal. One of the best things about this feature is that it lets you stay organized and keep track of which blog post was published and when. RSS feed for content updates and then brings your social media followers up to date with your blog.

Now that you know the basics of setting up an RSS feed, as well as some of the most popular ways to use them, it’s time to put this knowledge into practice. Start by subscribing to a few of your favorite blogs and websites, and open a free version trial of InvestGlass.

boost productivity, investor portal, Rich Site Summary, RSS, zapier

person holding white printer paper

Gender Neutral Pronouns: What They Are & How to Use Them

Why the resistance to gender pronouns?

What are gender neutral pronouns? Gender neutral pronouns are pronouns that don’t specifically refer to any one gender. They can be used to refer to people of any gender, whether that be male, female, non-binary, or any other gender identity.

What is the problem with gender neutral pronouns?

There are a few different issues that can arise when using gender neutral pronouns. Firstly, some people may not be familiar with them, which can lead to confusion. Secondly, they are not always grammatically correct, which can make them difficult to use in certain situations. Finally, some people may simply prefer to use gendered pronouns, which can make using gender neutral pronouns feel forced or unnatural.

How do you use gender neutral pronouns?

When using gender neutral pronouns, it is important to be clear and concise. Be sure to explain what they are and why you are using them. It is also important to be aware of the grammar rules surrounding them, as they can be tricky to use

Gender-neutral Pronouns, and How to Use Them

Pronouns are an important part of the language. They allow us to refer to people or objects without having to use their names. This can be helpful in many situations, such as when we want to avoid repeating someone’s name too often, or when we don’t know the name of the person or object we’re referring to.

Here is a list of gender-neutral pronouns:

  • He/She — Zie, Sie, Ey, Ve, Tey, E
  • Him/Her — Zim, Sie, Em, Ver, Ter, Em
  • His/Her — Zir, Hir, Eir, Vis, Tem, Eir
  • His/Hers — Zis, Hirs, Eirs, Vers, Ters, Eirs
  • Himself/Herself — Zieself, Hirself, Eirself, Verself, Terself, Emself
person holding white printer paper

As you can see, there are many different options to choose from. The best way to decide which pronoun to use is to ask the person you’re referring to which one they prefer. If you’re unsure, it’s also perfectly fine to use they/them pronouns.

How should I use gender neutral pronouns in emails?

When writing an email, it is important to use gender-neutral language whenever possible. This means avoiding pronouns such as “he” or “she” when you do not know the gender of the person you are writing to.

Here are some example:

  • “I spoke to the sales director and they said they’d get back to me.”
  • “I think someone left their mobile phone behind.”
  • “Who’s in charge of that sales process? I’ll email them.”
two men talking while sitting on bench

What’s the “right” way to learn someone’s pronouns?

When you first meet someone, you want to make sure that they feel comfortable. Make sure that they are OK – so it’s perfectly fine to ask…as transgender, agender, or nonbinary…

Instead, introduce yourself with your own pronouns: “Hi, I’m Maria, and my pronouns are her/she.”

If the person you’re speaking to doesn’t yet know their pronouns, that’s OK, too. You can simply use your own pronouns when referring to them.

“Hi, I’m pronoun-less until I figure it out. Do you mind if I ask what your pronouns are?”

“I use they/them pronouns.”

Don’t forget to share this post! and sign up for InvestGlass Email Marketing too free.

Gender Neutral Pronouns

man in black t-shirt and brown shorts playing golf during daytime

What are cold leads and how you can use a CRM to turn them into business?

How to convert a cold lead?

When it comes to sales, a cold lead is defined as someone who has had no prior interaction with your company. They may have seen an advertisement or post on social media, but they don’t know anything about your products or services. Cold leads are generally considered to be less likely to convert into customers than warm or hot leads

A cold lead is a contact who has had no prior interaction with your company. They may have seen an advertisement or post on social media, but they don’t know anything about your products or services. Cold leads are generally considered to be less likely to convert into customers than warm or hot leads.

1. Do your research

Before you are calling any cold lead it is important to read their website. Look for anything that will give you some context about the company. You should also try to find out the name of the decision-maker. The best way to do this is by looking for the company on LinkedIn. Lead nurturing can be done with tools like Phantom buster but be careful as Linkedin does not like users to pump all the data that way. Linkedin sales navigator help to generate a steady stream and for relationship building. Prospects will read social media posts based on their interest.

You can generate new leads from Linkedin but also from the InvestGlass opt-in form which can be hosted directly on your website. Make sure you record the right fields to collect only high-quality leads.

This video will present you with how we have built a sales enablement solution in less than 8 minutes.

How to Create a Lead Capture Form in 8 Minutes Only – InvestGlass

2. Personalize your message

Your message should be tailored to the specific company you are reaching out to. This will show that you have an understanding of their business and what they might need. You can use the InvestGlass Campaign tool to make sure that you will bring generate smart dialogue with some consistency. The campaign manager will also enable you to track the interactions of your target. Form and campaign managers are made for that! Target your audience with tags, know when they open your emails and what kind of interactions you are having.

Inside InvestGlass Campaign

When you are calling a cold lead it is important to have a script. This will help you stay on track and not get sidetracked by the conversation. A script will also help you sound more professional. As you can see in only two clicks your sales team will be able to trigger the next call, read the script and write their contact report.

You can also collect pain points into a frequently asked question tool.

3. Offer something of value to your cold lead

When reaching out to cold leads, it’s important to offer something of value to them. Whether it’s a free consultation, a helpful guide, or an exclusive discount, providing something that cold leads will find valuable will help you to stand out from the competition. By offering cold leads something that they need or want, you’ll be much more likely to get their attention and earn their business. So if you’re looking to succeed in sales, always remember to offer cold leads something of value.

The target audience is about the value of what you will offer. Turn a cold lead into a warm lead is to deliver in the few first seconds of talk or sentences the right information. Sales teams need to make sure that the first set their sales pipeline. The sales cycle pipeline is the set of stages that a deal goes through from start to finish. If your sales pipeline isn’t optimized, you’ll likely lose deals in the early stages.

InvestGlass pipelines

The sales process can be broken down into five main stages:

1. Prospecting: This is the stage where you identify and qualify potential customers.

2. Initial contact: This is the stage where you make first contact with the potential customer.

3. Qualifying: This is the stage where you determine whether or not the potential customer is a good fit for your products or services.

4. Needs analysis: This is the stage where you learn about the potential customer’s needs and how your products

You can also help your sales reps with InvestGlass forms to give a led’s level. If the sales lead does not meet requirements then the conversion rate will be too low. The CRM software will help you focus to contact potential customers and not any random website visitors.

4. Personalize your approach to converting cold leads

If you’re like most salespeople, a large portion of your time is spent cold calling potential customers who have never heard of your product or company. It can be difficult to stand out in a sea of faceless businesses, but it’s important to remember that every customer is an individual with specific needs and wants. The key to success is to personalize your approach and find a way to connect with each lead on a human level. Instead of reciting a script, take the time to learn about the person you’re speaking to and what they’re looking for. By tailoring your pitch to their individual needs, you’ll be more likely to win their business.

Sales funnel will also help you with that. When you’re making cold calls, it’s important to remember that not every call will result in an immediate sale. In fact, most sales require multiple touchpoints before the deal is finally closed.

5. Be persistent (but not annoying) in your sales process

When it comes to sales, cold leads can be frustrating. You make the initial contact, but then they go dark, seemingly uninterested in what you have to say. However, it’s important to remember that people are busy and their attention spans are limited. Just because someone doesn’t respond immediately doesn’t mean they’re not interested. In fact, most cold leads just need a little nudge to get the ball rolling. That’s where persistence comes in. By following up regularly and keeping the conversation going, you can eventually turn a cold lead into a hot one. Of course, there’s a fine line between persistence and annoyance. If you’re too pushy, you’ll only drive the person away. But if you strike the right balance, you’ll eventually get the results you’re looking for.

6. Follow up with task in your CRM and make sure the sales team comply

Sales representatives know that cold leads are often the hardest to convert into customers. But with a little follow-up, it is possible to turn a cold lead into a hot one. The key is to stay in touch and build rapport. The best way to do this is by using a CRM system to track your leads and tasks. By setting up reminders and following up with your leads on a regular basis, you can make sure that no opportunity is left untapped. With a little effort, you can soon turn cold leads into conversions.

Sales reps have to collect data in the sales CRM to save time and improve their sales pitch. The lead generation process is a long and tedious process. The all-in-one CRM is made to record all interaction points. Any marketing channels, phone calls, or blog post interaction can be recorded into InvestGlass. This valuable content will improve your business model and qualify your prospect list naturally.

7. Know when to walk away

It’s important to know when to walk away from a cold lead. A cold lead is a person who doesn’t know you and hasn’t expressed interest in your product or service. You’re not going to be able to sell them anything, no matter how much you want to or how great your product is. It’s just not going to happen. cold leads are a waste of time and energy, so it’s best to just walk away. If you’re cold calling or emailing people who don’t know you, you’re never going to get anywhere. Stop chasing cold leads and focus on warmer ones instead. You’ll be much more successful in the long run. Why not going for a golf afternoon instead?

man in black t-shirt and brown shorts playing golf during daytime

If a cold lead tells you to know don’t send stupid free information or cold emailing… unqualified lead will appreciate that you move along and perhaps come back later.

Sales can be a tough process, especially when working with cold leads. But by following these simple tips, you can increase your chances of success. Always remember to do your research, personalize your message, offer something of value, and be persistent (but not annoying). If you follow these steps, you’ll be well on your way to converting more cold leads into hot ones.

Try InvestGlass CRM today to turn your cold leads into business.

a financial advisor is cold calling leads, cold lead

InvestGlass lead capture

How to Create a Lead Capture form in 8 Minutes Only?

Forms are an important part of any website. They are used to get information from visitors, and to create leads. If you want to create a lead capture form, it can be done in just eight minutes. In this blog post, we will show you how to do it. We will also provide a template that you can use. So, let’s get started!

In this video, I go step by step on how to create a lead capture page with InvestGlass using InvestGLass Form & CRM in 8 minutes!

1. Login to InvestGlass

2. Click on My Account Company “Forms” in the top menu bar

3. Click on “+ New Form” in the upper right-hand corner

4. Name your form and select the type of form you would like to create from the drop-down menu

5. Select “DM Forms” as the type of form you would like to create

6. Give your form a name and click on “Create Form”

7. The next screen will ask you to add fields to your form. Start by adding your company’s name into the field labeled “Name.” Then, add an email address field and a phone number field.

8. Scroll down and add…

Related Videos: How to #automate your sales process

How to start a #neobank…

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digital customer experience, lead capture, lead capture landing page

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