{"id":49731,"date":"2026-04-16T10:51:37","date_gmt":"2026-04-16T08:51:37","guid":{"rendered":"https:\/\/www.investglass.com\/?p=49731"},"modified":"2026-04-16T11:49:03","modified_gmt":"2026-04-16T09:49:03","slug":"investglass-%e5%8a%a9%e5%8a%9b%e7%ae%80%e5%8c%96%e5%90%88%e8%a7%84%ef%bc%9a%e5%ae%a2%e6%88%b7%e8%ae%b0%e5%bd%95%e5%88%9b%e5%bb%ba%e3%80%81%e5%91%98%e5%b7%a5%e6%8e%88%e6%9d%83%e5%92%8c-aml-%e6%8a%a5","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/streamlining-compliance-a-guide-to-client-record-creation-employee-authorization-and-aml-reporting-with-investglass\/","title":{"rendered":"InvestGlass \u5982\u4f55\u7b80\u5316\u5ba2\u6237\u8bb0\u5f55\u3001\u5458\u5de5\u6388\u6743\u548c\u53cd\u6d17\u94b1\u62a5\u544a\u7684\u5408\u89c4\u6027\uff1f"},"content":{"rendered":"<h2 class=\"wp-block-heading\" id=\"h-introduction\">\u5bfc\u8a00<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5f53\u4eca\u5feb\u901f\u53d1\u5c55\u7684\u91d1\u878d\u884c\u4e1a\uff0c\u7b80\u5316\u5408\u89c4\u6d41\u7a0b\u5bf9\u4e8e\u5408\u89c4\u5b98\u548c <a href=\"https:\/\/www.investglass.com\/zh\/%e6%b7%b1%e5%85%a5%e5%88%86%e6%9e%90%e6%8b%a5%e6%9c%89%e4%b8%80%e5%ae%b6%e9%93%b6%e8%a1%8c%e7%9a%84%e5%88%a9%e6%b6%a6%e6%9c%89%e5%a4%9a%e9%ab%98\/\" target=\"_self\">\u91d1\u878d\u673a\u6784<\/a> \u65e8\u5728\u63d0\u9ad8\u8fd0\u8425\u6548\u7387\u3001\u964d\u4f4e\u98ce\u9669\u5e76\u5b9e\u73b0\u5353\u8d8a\u7684\u5408\u89c4\u6027\u3002\u672c\u6307\u5357\u4e13\u4e3a\u91d1\u878d\u884c\u4e1a\u7684\u5408\u89c4\u4e13\u4e1a\u4eba\u58eb\u548c\u7ec4\u7ec7\u800c\u8bbe\u8ba1\uff0c\u4ed6\u4eec\u8d1f\u8d23\u7ba1\u7406\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\u3001\u5458\u5de5\u6388\u6743\u548c\u53cd\u6d17\u94b1 (AML) \u62a5\u544a\u3002. <a href=\"https:\/\/www.investglass.com\/zh\/2025-%e5%b9%b4%e6%9c%80%e5%80%bc%e5%be%97%e5%85%b3%e6%b3%a8%e7%9a%84-ai-%e7%a7%81%e8%90%a5%e5%85%ac%e5%8f%b8-%e9%a2%86%e5%85%88%e7%9a%84%e5%88%9b%e6%96%b0%e8%80%85\/\" target=\"_self\">\u516c\u53f8<\/a> \u5404\u884c\u5404\u4e1a\u90fd\u9762\u4e34\u7740\u56e0\u6cd5\u89c4\u73af\u5883\u4e0d\u65ad\u53d8\u5316\u800c\u5e26\u6765\u7684\u5408\u89c4\u6027\u6311\u6218\uff0c\u8fd9\u4f7f\u5f97\u9ad8\u6548\u7684\u5408\u89c4\u6027\u7ba1\u7406\u5fc5\u4e0d\u53ef\u5c11\u3002\u53d7\u76d1\u7ba1\u884c\u4e1a\u7684\u4f01\u4e1a\u53ef\u4ee5\u4ece\u5408\u89c4\u6027\u7ba1\u7406\u5de5\u5177\u548c\u8f6f\u4ef6\u89e3\u51b3\u65b9\u6848\u4e2d\u53d7\u76ca\uff0c\u8fd9\u4e9b\u5de5\u5177\u548c\u89e3\u51b3\u65b9\u6848\u6709\u52a9\u4e8e\u4e3b\u52a8\u6709\u6548\u5730\u9075\u5b88\u6cd5\u89c4\u3001\u52a0\u5f3a\u5b89\u5168\u6027\u5e76\u652f\u6301\u6709\u6548\u7684\u98ce\u9669\u7ba1\u7406\u3002\u9ad8\u6548\u7684\u5408\u89c4\u6027\u7ba1\u7406\u4e0d\u4ec5\u80fd\u786e\u4fdd\u9075\u5b88\u6cd5\u89c4\uff0c\u8fd8\u80fd\u57f9\u517b\u5ba2\u6237\u4fe1\u4efb\uff0c\u5e76\u4fc3\u8fdb\u957f\u671f\u7684\u4e1a\u52a1\u6210\u529f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f18\u5316\u5408\u89c4\u6027\u6d89\u53ca\u901a\u8fc7\u81ea\u52a8\u5316\u91cd\u590d\u6027\u4efb\u52a1\u3001\u96c6\u4e2d\u5316\u6570\u636e\u548c\u5b9e\u73b0\u5b9e\u65f6\u76d1\u63a7\u6765\u7b80\u5316\u548c\u4f18\u5316\u5408\u89c4\u6027\u5de5\u4f5c\u6d41\u7a0b\u3002\u5c06\u76d1\u7ba1\u8981\u6c42\u76f4\u63a5\u6574\u5408\u5230\u7ec4\u7ec7\u5de5\u4f5c\u6d41\u7a0b\u4e2d\uff0c\u901a\u8fc7\u51cf\u5c11\u624b\u52a8\u5de5\u4f5c\u548c\u6700\u5c0f\u5316\u9519\u8bef\u6765\u63d0\u9ad8\u8fd0\u8425\u6548\u7387\u3002\u5b9e\u65bd\u548c\u5229\u7528\u5408\u89c4\u6027\u7ba1\u7406\u89e3\u51b3\u65b9\u6848\u7684\u4e13\u4e1a\u77e5\u8bc6\u81f3\u5173\u91cd\u8981\uff0c\u56e0\u4e3a\u5b83\u53ef\u4ee5\u4fc3\u8fdb\u6301\u7eed\u6539\u8fdb\uff0c\u5e76\u5e2e\u52a9\u7ec4\u7ec7\u5b9e\u73b0\u76d1\u7ba1\u5353\u8d8a\u548c\u884c\u4e1a\u8ba4\u53ef\u3002\u5408\u89c4\u6027\u7ba1\u7406\u7cfb\u7edf\u7684\u6210\u529f\u5b9e\u65bd\u9700\u8981\u4e13\u95e8\u7684\u6d41\u7a0b\u3001\u8d44\u6e90\u914d\u7f6e\u548c\u5168\u9762\u7684\u57f9\u8bad\uff0c\u4ee5\u786e\u4fdd\u91c7\u7eb3\u548c\u6709\u6548\u6027\u3002\u624b\u52a8\u5408\u89c4\u6d41\u7a0b\u5e38\u5e38\u5bfc\u81f4\u6548\u7387\u4f4e\u4e0b\uff0c\u4f8b\u5982\u91cd\u590d\u6027\u4efb\u52a1\u3001\u9519\u8bef\u548c\u8017\u65f6\u7684\u4fe1\u606f\u6536\u96c6\uff0c\u800c\u81ea\u52a8\u5316\u5219\u89e3\u51b3\u4e86\u8fd9\u4e9b\u95ee\u9898\u5e76\u7b80\u5316\u4e86\u8fd0\u8425\u3002\u8fd9\u4e9b\u624b\u52a8\u6d41\u7a0b\u5bf9\u516c\u53f8\u6784\u6210\u4e86\u91cd\u5927\u6311\u6218\uff0c\u589e\u52a0\u4e86\u6548\u7387\u4f4e\u4e0b\u3001\u8fdd\u89c4\u548c\u7f5a\u6b3e\u7684\u98ce\u9669\u3002\u5b9a\u671f\u7684\u653f\u7b56\u66f4\u65b0\u3001\u81ea\u52a8\u63d0\u9192\u548c\u6301\u7eed\u76d1\u63a7\u5bf9\u4e8e\u4fdd\u6301\u6301\u7eed\u7684\u76d1\u7ba1\u4e00\u81f4\u6027\u81f3\u5173\u91cd\u8981\u3002. <a href=\"https:\/\/www.investglass.com\/zh\/10-%e4%b8%be%e4%b8%aa%e6%96%b0%e9%b2%9c%e7%9a%84%e4%be%8b%e5%ad%90\/\" target=\"_self\">\u4f8b\u5982<\/a>, HIPAA \u5408\u89c4\u6027\u5c55\u793a\u4e86\u533b\u7597\u7ec4\u7ec7\u5982\u4f55\u4f7f\u7528\u5408\u89c4\u5de5\u5177\u6765\u6709\u6548\u7ba1\u7406\u6570\u636e\u9690\u79c1\u548c\u6cd5\u89c4\u8981\u6c42\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u672c\u6307\u5357\u5c06\u5e26\u60a8\u4e86\u89e3\u5408\u89c4\u7ba1\u7406\u7684\u4e09\u5927\u57fa\u672c\u652f\u67f1\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\uff1a\u81ea\u52a8\u5316\u548c\u96c6\u4e2d\u5316\u5165\u804c\u6d41\u7a0b\uff0c\u786e\u4fdd\u51c6\u786e\u6027\u548c\u6548\u7387\u3002.<\/li>\n\n\n\n<li>\u5458\u5de5\u6388\u6743\uff1a\u5b9e\u65bd\u5f3a\u5927\u7684\u8bbf\u95ee\u63a7\u5236\uff0c\u4ee5 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bf%9d%e6%8a%a4%e5%92%8c%e7%ae%a1%e7%90%86%e5%9c%a8%e7%ba%bf%e5%8f%97%e4%bf%9d%e6%8a%a4%e6%96%87%e6%9c%ac%e7%9a%84%e6%9c%80%e4%bd%b3%e6%96%b9%e6%b3%95\/\" target=\"_self\">\u4fdd\u62a4<\/a> \u654f\u611f\u6570\u636e.<\/li>\n\n\n\n<li>\u53cd\u6d17\u94b1\u62a5\u544a\uff1a\u5229\u7528\u6280\u672f\u5b9e\u73b0\u5b9e\u65f6 <a href=\"https:\/\/www.investglass.com\/zh\/2023-%e5%b9%b4%e4%ba%a4%e6%98%93%e7%9b%91%e6%b5%8b%e7%bb%88%e6%9e%81%e6%8c%87%e5%8d%97\/\" target=\"_self\">\u4ea4\u6613\u76d1\u63a7<\/a> \u4ee5\u53ca\u65e0\u7f1d\u7684\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5230\u6700\u540e\uff0c\u60a8\u5c06\u4e86\u89e3\u5982\u4f55\u7b80\u5316\u5408\u89c4\u6027 <a href=\"https:\/\/www.investglass.com\/zh\/\" target=\"_self\">\u6295\u8d44\u73bb\u7483<\/a> \u4e0d\u4ec5\u80fd\u6700\u5927\u9650\u5ea6\u5730\u964d\u4f4e\u98ce\u9669\u5e76\u8282\u7701\u5b9d\u8d35\u65f6\u95f4\uff0c\u8fd8\u80fd\u4f7f\u60a8\u7684\u7ec4\u7ec7\u5728\u4e0d\u65ad\u53d8\u5316\u7684\u76d1\u7ba1\u73af\u5883\u4e2d\u8fc8\u5411\u5353\u8d8a\u8fd0\u8425\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-quick-answer-how-does-investglass-automate-compliance\">InvestGlass \u5982\u4f55\u5b9e\u73b0\u5408\u89c4\u81ea\u52a8\u5316\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass\u63d0\u4f9b\u4e00\u4e2a\u4e3b\u6743\u7684\u745e\u58eb\u5e73\u53f0\uff0c\u5c06CRM\u3001KYC\u81ea\u52a8\u5316\u548cAML\u76d1\u63a7\u6574\u5408\u5230\u4e00\u4e2a\u7edf\u4e00\u7684\u5408\u89c4\u7ba1\u7406\u7cfb\u7edf\u4e2d\u3002\u5b83\u901a\u8fc7\u751f\u6210\u552f\u4e00\u7684\u6807\u8bc6\u7b26\u548c\u6267\u884c\u91cd\u590d\u68c0\u67e5\u6765\u7b80\u5316\u5ba2\u6237\u8bb0\u5f55\u7684\u521b\u5efa\uff0c\u901a\u8fc7\u57fa\u4e8e\u89d2\u8272\u7684\u8bbf\u95ee\u63a7\u5236\uff08RBAC\uff09\u548c\u591a\u56e0\u7d20\u8ba4\u8bc1\uff08MFA\uff09\u6765\u52a0\u5f3a\u5b89\u5168\u6027\uff0c\u5e76\u5229\u7528AI\u9a71\u52a8\u7684\u89c4\u5219\u6765\u6709\u6548\u8bc6\u522b\u4ea4\u6613\u4e2d\u7684\u7ed3\u6784\u5316\u6a21\u5f0f\uff0c\u4ece\u800c\u5b9e\u73b0\u5411MROS\u987a\u7545\u63d0\u4ea4SAR\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5408\u89c4\u81ea\u52a8\u5316\u548c\u5408\u89c4\u7ba1\u7406\u5728\u63d0\u9ad8\u5408\u89c4\u6548\u7387\u65b9\u9762\u90fd\u53d1\u6325\u7740\u81f3\u5173\u91cd\u8981\u7684\u4f5c\u7528\u3002\u901a\u8fc7\u81ea\u52a8\u5316\u6d41\u7a0b\u548c\u96c6\u4e2d\u5316\u4fe1\u606f\uff0c\u8be5\u5e73\u53f0\u6700\u5927\u9650\u5ea6\u5730\u51cf\u5c11\u4e86\u4eba\u5de5\u52b3\u52a8\uff0c\u51cf\u5c11\u4e86\u4eba\u4e3a\u9519\u8bef\uff0c\u5e76\u786e\u4fdd\u6240\u6709\u5408\u89c4\u6570\u636e\u90fd\u96c6\u4e2d\u5728\u4e00\u5904\uff0c\u6613\u4e8e\u8bbf\u95ee\uff0c\u4ece\u800c\u4fc3\u8fdb\u4e86\u900f\u660e\u5ea6\u548c\u534f\u4f5c\u3002InvestGlass \u63d0\u4f9b\u4e86\u4e00\u4e2a\u6ee1\u8db3\u6240\u6709\u5408\u89c4\u9700\u6c42\u7684\u5355\u4e00\u5e73\u53f0\uff0c\u4f7f\u7528\u6237\u80fd\u591f\u8f7b\u677e\u8bbf\u95ee\u5173\u952e\u6587\u6863\u548c\u76d1\u7ba1\u4fe1\u606f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u4e9b\u529f\u80fd\u6709\u52a9\u4e8e\u7ec4\u7ec7\u6709\u6548\u5408\u89c4\u7ba1\u7406\uff0c\u5b9e\u73b0\u7b80\u5316\u5408\u89c4\u5de5\u4f5c\u6d41\u7a0b\u3001\u964d\u4f4e\u98ce\u9669\u3001\u8282\u7701\u65f6\u95f4\u5e76\u53d6\u5f97\u5353\u8d8a\u8fd0\u8425\u7684\u603b\u4f53\u76ee\u6807\u3002\u5c06\u6240\u6709\u5408\u89c4\u4fe1\u606f\u96c6\u4e2d\u5728\u4e00\u5904\u53ef\u63d0\u9ad8\u900f\u660e\u5ea6\u548c\u5ba1\u8ba1\u6548\u7387\uff0c\u5e76\u4fbf\u4e8e\u90e8\u95e8\u95f4\u7684\u534f\u4f5c\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-why-compliance-automation-matters-in-2026\">2026\u5e74\u5408\u89c4\u81ea\u52a8\u5316\u4e3a\u4f55\u81f3\u5173\u91cd\u8981<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e3a\u4ec0\u4e48\u4f60\u5e94\u8be5\u5173\u5fc3\u81ea\u52a8\u5316\u4f60\u7684\u5408\u89c4\u5de5\u4f5c\u6d41\u7a0b\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u57282026\u5e74\u5feb\u901f\u53d8\u5316\u7684\u76d1\u7ba1\u73af\u5883\u4e2d\uff0c\u4f9d\u8d56\u624b\u52a8\u5408\u89c4\u6d41\u7a0b\u4e0d\u4ec5\u6548\u7387\u4f4e\u4e0b\uff0c\u800c\u4e14\u7ed9\u7ec4\u7ec7\u5e26\u6765\u4e86\u91cd\u5927\u6311\u6218\u3002\u8fd9\u4e9b\u624b\u52a8\u6d41\u7a0b\u4f1a\u5bfc\u81f4\u5ef6\u8bef\u3001\u589e\u52a0\u51fa\u9519\u7684\u98ce\u9669\uff0c\u5e76\u4f7f\u6587\u6863\u96be\u4ee5\u4fdd\u6301\u6700\u65b0\uff0c\u4ece\u800c\u7ed9\u5408\u89c4\u5e26\u6765\u6311\u6218\u3002\u56e0\u6b64\uff0c\u7ec4\u7ec7\u5728\u5e94\u5bf9\u590d\u6742\u7684\u76d1\u7ba1\u8981\u6c42\u548c\u4fdd\u6301\u6709\u6548\u76d1\u7763\u65b9\u9762\u9762\u4e34\u56f0\u96be\u3002\u745e\u58eb\u53ca\u5168\u7403\u7684\u91d1\u878d\u673a\u6784\u6b63\u9762\u4e34\u6765\u81ea\u745e\u58eb\u91d1\u878d\u5e02\u573a\u76d1\u7ba1\u5c40\uff08FINMA\uff09\u7b49\u76d1\u7ba1\u673a\u6784\u65e5\u76ca\u589e\u957f\u7684\u5ba1\u67e5\uff0c\u8981\u6c42\u5b83\u4eec\u9075\u5b88\u201c\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\u201d\uff08KYC\uff09\u548c\u201c\u53cd\u6d17\u94b1\u201d\uff08AML\uff09\u7684\u4e25\u683c\u6807\u51c6\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u7cbe\u7b80\u5408\u89c4\u6027\u7684\u5173\u952e\u539f\u56e0\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8fd0\u8425\u6548\u7387\uff1a\u81ea\u52a8\u5316\u51cf\u5c11\u4e86\u4eba\u5de5\u5de5\u4f5c\uff0c\u52a0\u5feb\u4e86\u5165\u804c\u901f\u5ea6\uff0c\u5e76\u63d0\u9ad8\u4e86\u6570\u636e\u51c6\u786e\u6027\u3002.<\/li>\n\n\n\n<li>\u98ce\u9669\u964d\u4f4e\uff1a\u96c6\u4e2d\u7684\u6570\u636e\u548c\u5b9e\u65f6\u76d1\u63a7\u6709\u52a9\u4e8e\u5728\u98ce\u9669\u5347\u7ea7\u524d\u8bc6\u522b\u548c\u7f13\u89e3\u98ce\u9669\u3002.<\/li>\n\n\n\n<li>\u76d1\u7ba1\u4e00\u81f4\u6027\uff1a\u81ea\u52a8\u5316\u5de5\u4f5c\u6d41\u7a0b\u786e\u4fdd\u6301\u7eed\u9075\u5b88\u4e0d\u65ad\u53d8\u5316\u7684\u76d1\u7ba1\u8981\u6c42\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u6211\u4eec\u5728InvestGlass\u7684\u7ecf\u9a8c\uff0c\u6211\u4eec\u5df2\u7ecf\u770b\u5230\u81ea\u52a8\u5316\u5982\u4f55\u901a\u8fc7\u6781\u5927\u63d0\u9ad8\u6548\u7387\uff0c\u5c06\u8fd9\u4e9b\u6311\u6218\u8f6c\u5316\u4e3a\u663e\u8457\u4f18\u52bf\u3002\u81ea\u52a8\u5316\u7684\u5408\u89c4\u8f6f\u4ef6\u53ef\u4ee5\u663e\u8457\u51cf\u5c11\u51c6\u5907\u5ba1\u8ba1\u6240\u9700\u7684\u65f6\u95f4\u548c\u7cbe\u529b\u3002\u901a\u8fc7\u7ed3\u5408 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bc%98%e5%8c%96%e4%bc%81%e4%b8%9a%e9%93%b6%e8%a1%8c%e6%95%b0%e5%ad%97%e5%8c%96%e5%85%a5%e8%81%8c%e6%9c%80%e4%bd%b3%e5%ae%9e%e8%b7%b5%e5%92%8c%e5%85%b3%e9%94%ae%e6%88%98%e7%95%a5\/\" target=\"_self\">\u6570\u5b57\u5165\u804c<\/a> \u901a\u8fc7\u81ea\u52a8\u5316\u98ce\u9669\u8bc4\u4f30\uff0c\u7ec4\u7ec7\u53ef\u4ee5\u6700\u5927\u9650\u5ea6\u5730\u51cf\u5c11\u4eba\u4e3a\u9519\u8bef\uff0c\u52a0\u5feb\u5ba2\u6237\u83b7\u53d6\u901f\u5ea6\uff0c\u5e76\u7ef4\u62a4\u53ef\u9760\u7684\u5ba1\u8ba1\u8ddf\u8e2a\u3002\u51fa\u4e8e\u6cd5\u5f8b\u3001\u58f0\u8a89\u548c\u8fd0\u8425\u539f\u56e0\uff0c\u5e94\u5bf9\u4e0d\u65ad\u53d8\u5316\u7684\u6cd5\u89c4\u5e76\u4fdd\u6301\u5408\u89c4\u81f3\u5173\u91cd\u8981\uff0c\u81ea\u52a8\u5316\u901a\u8fc7\u786e\u4fdd\u6807\u51c6\u5f97\u5230\u4e00\u81f4\u6ee1\u8db3\u6765\u652f\u6301\u8fd9\u4e00\u6301\u7eed\u7684\u52aa\u529b\u3002\u672c\u6307\u5357\u5c06\u6df1\u5165\u63a2\u8ba8\u5b89\u5168\u91d1\u878d\u8fd0\u8425\u7684\u4e09\u4e2a\u57fa\u672c\u7ec4\u6210\u90e8\u5206\uff1a\u5ba2\u6237\u5165\u804c\u3001\u5185\u90e8\u6388\u6743\u548c\u4ea4\u6613\u76d1\u63a7\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fc7\u6e21\uff1a\u5728\u786e\u7acb\u4e86\u5408\u89c4\u81ea\u52a8\u5316\u91cd\u8981\u6027\u7684\u57fa\u7840\u4e0a\uff0c\u73b0\u5728\u8ba9\u6211\u4eec\u6765\u770b\u770b InvestGlass \u5982\u4f55\u4f18\u5316\u5408\u89c4\u7ba1\u7406\u7684\u5404\u4e2a\u5173\u952e\u9886\u57df\uff0c\u9996\u5148\u4ece\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\u5f00\u59cb\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-pillar-1-the-client-record-creation-process\">\u7b2c\u4e00\u652f\u67f1\uff1a\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\u6d41\u7a0b<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u60a8\u5982\u4f55\u786e\u4fdd\u5408\u89c4\u4e14\u9ad8\u6548\u7684\u5ba2\u6237\u5165\u804c\u6d41\u7a0b\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6d41\u7a0b\u5728\u6536\u5230\u7533\u8bf7\u540e\u7acb\u5373\u5f00\u59cb\u3002\u65e0\u8bba\u662f\u901a\u8fc7\u7f51\u7edc\u8868\u5355\u3001\u79fb\u52a8\u5e94\u7528\u7a0b\u5e8f\u8fd8\u662f\u63a8\u8350\u63d0\u4ea4\uff0c\u4ece\u6f5c\u5728\u5ba2\u6237\u5230\u7ecf\u8fc7\u9a8c\u8bc1\u7684\u5ba2\u6237\u7684\u8f6c\u53d8\u90fd\u5fc5\u987b\u987a\u7545\u4e14\u6709\u59a5\u5584\u8bb0\u5f55\u3002\u5728\u5f53\u4eca\u7684\u91d1\u878d\u4e16\u754c\u4e2d\uff0c\u521d\u6b65\u4e92\u52a8\u901a\u5e38\u662f\u6570\u5b57\u5316\u7684\u3002\u7e41\u7410\u7684\u624b\u52a8\u5165\u804c\u6d41\u7a0b\u4f1a\u5bfc\u81f4\u9ad8\u8f8d\u5b66\u7387\uff0c\u800c\u7cbe\u7b80\u7684\u81ea\u52a8\u5316\u6d41\u7a0b\u5219\u80fd\u7acb\u5373\u5efa\u7acb\u4fe1\u5fc3\u3002\u81ea\u52a8\u5316\u5165\u804c\u6d41\u7a0b\u4f7f\u5408\u89c4\u56e2\u961f\u80fd\u591f\u4e13\u6ce8\u4e8e\u6838\u5fc3\u4efb\u52a1\uff0c\u800c\u4e0d\u662f\u88ab\u91cd\u590d\u7684\u5408\u89c4\u8bf7\u6c42\u5206\u6563\u6ce8\u610f\u529b\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6570\u5b57\u5165\u804c\u548c\u667a\u80fd\u8868\u5355\u4e0d\u4ec5\u53ef\u4ee5\u52a0\u5feb\u6d41\u7a0b\uff0c\u8fd8\u80fd\u786e\u4fdd\u5ba2\u6237\u4fe1\u606f\u7684\u51c6\u786e\u6027\uff0c\u6700\u5927\u9650\u5ea6\u5730\u51cf\u5c11\u9519\u8bef\u5e76\u652f\u6301\u5408\u89c4\u4e49\u52a1\u3002\u5c06\u6700\u521d\u7684\u81ea\u52a8\u5316\u548c\u4e25\u683c\u76d1\u63a7\u5de5\u4f5c\u96c6\u4e2d\u5728\u9ad8\u989d\u7f5a\u6b3e\u7684\u5165\u804c\u9886\u57df\u81f3\u5173\u91cd\u8981\uff0c\u4ee5\u6700\u5927\u9650\u5ea6\u5730\u51cf\u5c11\u4e1a\u52a1\u4e2d\u65ad\u3002\u8be5\u5e73\u53f0\u4e3a\u6388\u6743\u7528\u6237\u5feb\u901f\u8bbf\u95ee\u5ba2\u6237\u8bb0\u5f55\u548c\u5408\u89c4\u6587\u4ef6\u63d0\u4f9b\u4fbf\u5229\uff0c\u4ece\u800c\u5728\u9700\u8981\u65f6\u53ef\u4ee5\u9ad8\u6548\u5730\u68c0\u7d22\u91cd\u8981\u4fe1\u606f\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-triggering-the-digital-onboarding\">\u89e6\u53d1\u6570\u5b57\u5165\u804c<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5f53\u6709\u65b0\u5e94\u7528\u7a0b\u5e8f\u5230\u6765\u65f6\uff0c\u4f1a\u53d1\u751f\u4ec0\u4e48\uff1f<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n<li>\u5f53 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%8e%a2%e7%9f%bf%e5%ae%9a%e4%b9%89-2024-%e5%b9%b4%e9%94%80%e5%94%ae%e6%8e%a2%e7%9f%bf%e5%ae%8c%e6%95%b4%e6%8c%87%e5%8d%97\/\" target=\"_self\">\u524d\u666f<\/a> \u63d0\u4ea4\u5176\u8be6\u7ec6\u4fe1\u606f\u540e\uff0cInvestGlass \u7684\u201c\u65b0\u8bf7\u6c42\u201d\u6a21\u5757\u4f1a\u81ea\u52a8\u6355\u83b7\u9884\u586b\u6570\u636e\u3002\u8fd9\u5305\u62ec\u59d3\u540d\u3001\u7535\u5b50\u90ae\u4ef6\u548c\u5ba2\u6237\u7c7b\u578b\uff08\u4e2a\u4eba\u6216\u6cd5\u4eba\u5b9e\u4f53\uff09\u7b49\u57fa\u672c\u4fe1\u606f\u3002.<\/li>\n\n\n\n<li>\u901a\u8fc7\u4f7f\u7528 <a href=\"https:\/\/www.investglass.com\/ja\/customer-onboarding-in-online-banking-a-2026-guide-for-regulated-institutions\/\" target=\"_self\">\u6570\u5b57\u5165\u804c\u8868\u683c<\/a>, \uff0c\u516c\u53f8\u6d88\u9664\u4e86\u624b\u52a8\u6570\u636e\u5f55\u5165\uff0c\u5e76\u786e\u4fdd\u4ece\u4e00\u5f00\u59cb\u5c31\u6536\u96c6\u6240\u6709\u5fc5\u9700\u7684\u5b57\u6bb5\u3002.<\/li>\n\n\n\n<li>\u8fd9\u4e2a\u521d\u59cb\u9636\u6bb5\u5bf9\u4e8e\u5efa\u7acb\u201c\u5ba2\u6237\u8bc6\u522b\u8ba1\u5212\u201d\uff08CIP\uff09\u81f3\u5173\u91cd\u8981\uff0c\u800c\u8fd9\u662f\u4efb\u4f55\u5065\u5168\u7684 KYC \u6846\u67b6\u7684\u7b2c\u4e00\u6b65\u3002.<\/li>\n<\/ol>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u6211\u4eec\u7684\u7ecf\u9a8c\uff0c\u4f7f\u7528\u667a\u80fd\u8868\u5355\uff0c\u8be5\u8868\u5355\u53ef\u6839\u636e\u7528\u6237\u8f93\u5165\u8fdb\u884c\u8c03\u6574\uff0c\u53ef\u4ee5\u5927\u5927\u63d0\u9ad8\u6570\u636e\u51c6\u786e\u6027\u3002\u4f8b\u5982\uff0c\u5982\u679c\u7528\u6237\u9009\u62e9\u201c\u6cd5\u4eba\u5b9e\u4f53\u201d\uff0c\u8868\u5355\u4f1a\u81ea\u52a8\u63d0\u793a\u586b\u5199\u5176\u4ed6\u8be6\u7ec6\u4fe1\u606f\uff0c\u4f8b\u5982\u201c\u6ce8\u518c\u56fd\u5bb6\u201d\u6216\u201c\u7a0e\u52a1\u8bc6\u522b\u53f7\u201d\uff0c\u4ece\u800c\u786e\u4fdd\u5408\u89c4\u56e2\u961f\u5728\u5ba1\u67e5\u6587\u4ef6\u4e4b\u524d\u6536\u5230\u6240\u6709\u5fc5\u8981\u7684\u4fe1\u606f\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-automated-crm-actions\">\u81ea\u52a8\u5316CRM\u64cd\u4f5c<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">CRM\u5982\u4f55\u5904\u7406\u521d\u59cb\u6570\u636e\u5904\u7406\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e00\u65e6\u8bf7\u6c42\u8fdb\u5165\u7cfb\u7edf\uff0cInvestGlass \u5c31\u4f1a\u6267\u884c\u4e00\u7cfb\u5217\u81ea\u52a8\u5316\u4efb\u52a1\uff0c\u800c\u8fd9\u4e9b\u4efb\u52a1\u539f\u672c\u9700\u8981\u6570\u5c0f\u65f6\u7684\u624b\u52a8\u5de5\u4f5c\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u552f\u4e00 ID \u751f\u6210\uff1a\u5ba2\u6237 ID\uff08\u4f8b\u5982\uff0cCH-2024-XXXXX\uff09\u5c06\u7acb\u5373\u5206\u914d\u3002\u6b64 ID \u5728\u6240\u6709\u540e\u7eed\u4ea4\u6613\u3001\u901a\u4fe1\u548c\u5408\u89c4\u68c0\u67e5\u4e2d\u7528\u4f5c\u4e3b\u952e\uff0c\u786e\u4fdd\u201c\u5355\u4e00\u4e8b\u5b9e\u6765\u6e90\u201d\u3002\u201d<\/li>\n\n\n\n<li>\u91cd\u590d\u68c0\u67e5\uff1a\u7cfb\u7edf\u4f1a\u626b\u63cf\u7535\u5b50\u90ae\u4ef6\u3001\u7535\u8bdd\u6216\u516c\u53f8\u540d\u79f0\u6765\u67e5\u627e\u73b0\u6709\u8bb0\u5f55\uff0c\u4ee5\u9632\u6b62\u6570\u636e\u788e\u7247\u5316\u3002\u8fd9\u5bf9\u4e8e\u7ef4\u62a4\u5e72\u51c0\u7684\u6570\u636e\u5e93\u548c\u9632\u6b62\u53ef\u80fd\u9690\u85cf\u6f5c\u5728\u98ce\u9669\u7684\u201c\u5b64\u5c9b\u5f0f\u201d\u4fe1\u606f\u81f3\u5173\u91cd\u8981\u3002.<\/li>\n\n\n\n<li>\u8349\u7a3f\u521b\u5efa\uff1a\u521b\u5efa\u4e00\u4e2a\u72b6\u6001\u4e3a\u201c\u5f85\u5904\u7406\u6587\u6863\u201d\u7684\u201c\u8349\u7a3f\u201d\u6761\u76ee\u3002\u8fd9\u53ef\u4ee5\u786e\u4fdd\u6bcf\u4e2a\u6f5c\u5728\u5ba2\u6237\u90fd\u5f97\u5230\u8ddf\u8e2a\uff0c\u5e76\u4e14\u5408\u89c4\u56e2\u961f\u80fd\u591f\u6e05\u6670\u5730\u4e86\u89e3\u5165\u804c\u6d41\u7a0b\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u4e9b\u81ea\u52a8\u5316\u6d41\u7a0b\u5c06\u5408\u89c4\u6b65\u9aa4\u6574\u5408\u5230\u7edf\u4e00\u6d41\u7a0b\u4e2d\uff0c\u786e\u4fdd\u6574\u4e2a\u5165\u804c\u6d41\u7a0b\u7684\u4e00\u81f4\u6027\u548c\u900f\u660e\u5ea6\uff0c\u540c\u65f6\u652f\u6301\u9075\u5b88\u76d1\u7ba1\u8981\u6c42\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-categorization-and-kyc-checklists\">\u5206\u7c7b\u548c KYC \u6e05\u5355<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e0d\u540c\u98ce\u9669\u7b49\u7ea7\u5982\u4f55\u7ba1\u7406\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u64cd\u4f5c\u5458\u9009\u62e9\u5ba2\u6237\u7c7b\u522b\u201c\u96f6\u552e\u201d\u3001\u201c\u4e2d\u5c0f\u4f01\u4e1a\u201d\u6216\u201c\u4f01\u4e1a\u201d\u3002InvestGlass \u7136\u540e\u81ea\u52a8\u5e94\u7528\u76f8\u5e94\u7684 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%ba%86%e8%a7%a3%e5%ae%a2%e6%88%b7%ef%bc%88kyc%ef%bc%89%e6%b5%81%e7%a8%8b%e7%9a%84%e5%85%b3%e9%94%ae%e6%ad%a5%e9%aa%a4%e5%8c%85%e6%8b%ac%ef%bc%9a1-%e8%ba%ab%e4%bb%bd%e8%af%86%e5%88%ab%e5%92%8c\/\" target=\"_self\">KYC \u6838\u5bf9\u8868<\/a>, \uff0c\u53ef\u4ee5\u6839\u636e\u7279\u5b9a\u7684\u884c\u4e1a\u6cd5\u89c4\u8fdb\u884c\u5b9a\u5236\uff0c\u786e\u4fdd\u6ee1\u8db3\u6bcf\u4e2a\u884c\u4e1a\u7684\u72ec\u7279\u5408\u89c4\u9700\u6c42\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u96f6\u552e\uff1a\u4f4e\u98ce\u9669\u4e2a\u4eba\u7684\u7b80\u5316\u9a8c\u8bc1\u3002\u8fd9\u901a\u5e38\u5305\u62ec\u57fa\u672c\u7684\u8eab\u4efd\u9a8c\u8bc1\u4ee5\u53ca\u5bf9\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEP\uff09\u548c\u5236\u88c1\u540d\u5355\u7684\u6838\u67e5\u3002.<\/li>\n\n\n\n<li>\u4e2d\u5c0f\u4f01\u4e1a\uff1a\u6807\u51c6\u68c0\u67e5\u5305\u62ec <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e5%ae%9e%e7%9b%8a%e6%8b%a5%e6%9c%89%e6%9d%83%e4%bf%a1%e6%81%af\/\" target=\"_self\">\u5b9e\u76ca\u62e5\u6709\u6743<\/a>. \u5bf9\u4e8e\u5c0f\u578b\u4f01\u4e1a\u6765\u8bf4\uff0c\u8bc6\u522b\u201c\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u201d\uff08UBO\uff09\u5bf9\u4e8e\u9075\u5b88\u53cd\u6d17\u94b1\u89c4\u5b9a\u81f3\u5173\u91cd\u8981\u3002.<\/li>\n\n\n\n<li>\u4f01\u4e1a\uff1a\u5bf9\u590d\u6742\u6cd5\u5f8b\u5b9e\u4f53\u7684\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5 (EDD)\u3002\u8fd9\u6d89\u53ca\u6df1\u5165\u4e86\u89e3\u516c\u53f8\u7684\u7ed3\u6784\u3001\u8d22\u5bcc\u6765\u6e90\u548c\u5546\u4e1a\u6d3b\u52a8\uff0c\u901a\u5e38\u9700\u8981\u66f4\u8be6\u5c3d\u7684\u6587\u4ef6\u548c\u9ad8\u7ea7\u7ba1\u7406\u5c42\u7684\u6279\u51c6\u3002.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-resource-allocation-and-task-management\">\u8d44\u6e90\u5206\u914d\u4e0e\u4efb\u52a1\u7ba1\u7406<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5de5\u4f5c\u91cf\u662f\u5982\u4f55\u5206\u914d\u7684\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u7cfb\u7edf\u4f1a\u6839\u636e\u5730\u533a\u6216\u8bed\u8a00\u7b49\u6807\u51c6\u81ea\u52a8\u5206\u914d\u5ba2\u6237\u7ecf\u7406\uff08RM\uff09\uff1b\u4f8b\u5982\uff0c\u4f4d\u4e8e\u82cf\u9ece\u4e16\u7684\u5ba2\u6237\u5c06\u5339\u914d\u4e00\u540d\u5fb7\u8bed\u5ba2\u6237\u7ecf\u7406\u3002\u8fd9\u79cd\u65b9\u6cd5\u786e\u4fdd\u5ba2\u6237\u80fd\u591f\u83b7\u5f97\u719f\u6089\u5176\u5f53\u5730\u60c5\u51b5\u548c\u8bed\u8a00\u7684\u5ba2\u6237\u7ecf\u7406\u63d0\u4f9b\u7684\u5b9a\u5236\u5316\u670d\u52a1\u3002\u540c\u65f6\uff0c\u5b83\u4f1a\u542f\u52a8\u4e00\u7cfb\u5217\u6709\u65f6\u9650\u7684\u4efb\u52a1\uff0c\u4ee5\u4fdd\u6301\u6d41\u7a0b\u7684\u52bf\u5934\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6587\u4ef6\u6536\u96c6\uff1a5\u5929\u5185\u5b8c\u6210\u3002\u8fd9\u5305\u62ec\u8981\u6c42\u63d0\u4f9b\u62a4\u7167\u3001\u516c\u7528\u4e8b\u4e1a\u8d26\u5355\u548c\u516c\u53f8\u8bc1\u4e66\u3002.<\/li>\n\n\n\n<li><a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e8%ba%ab%e4%bb%bd%e9%aa%8c%e8%af%81%ef%bc%9f\/\" target=\"_self\">\u8eab\u4efd\u9a8c\u8bc1<\/a>10\u5929\u7684\u6700\u540e\u671f\u9650\u3002\u8fd9\u901a\u5e38\u6d89\u53ca\u4e0e\u7b2c\u4e09\u65b9\u63d0\u4f9b\u5546\u96c6\u6210\u4ee5\u8fdb\u884c\u751f\u7269\u8bc6\u522b\u68c0\u67e5\u6216\u89c6\u9891\u8eab\u4efd\u9a8c\u8bc1\u3002.<\/li>\n\n\n\n<li>\u98ce\u9669\u8bc4\u4f30\uff1a15\u5929\u622a\u6b62\u65e5\u671f\u3002\u5408\u89c4\u5b98\u5ba1\u67e5\u6240\u6709\u6536\u96c6\u5230\u7684\u4fe1\u606f\u5e76\u5c06\u6700\u7ec8\u98ce\u9669\u8bc4\u5206\u5206\u914d\u7ed9\u5ba2\u6237\u7684\u6700\u540e\u4e00\u6b65\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u901a\u8fc7\u81ea\u52a8\u5316\u8fd9\u4e9b\u6d41\u7a0b\uff0cInvestGlass \u6700\u5927\u9650\u5ea6\u5730\u63d0\u9ad8\u4e86\u8fd0\u8425\u8d44\u6e90\u7684\u6709\u6548\u5229\u7528\u7387\uff0c\u5e76\u4fc3\u8fdb\u4e86\u90e8\u95e8\u4e4b\u95f4\u7684\u987a\u7545\u534f\u4f5c\uff0c\u786e\u4fdd\u5408\u89c4\u5de5\u4f5c\u6d41\u7a0b\u65e2\u7cbe\u7b80\u53c8\u6709\u6548\u3002\u8be5\u7cfb\u7edf\u8fd8\u4f1a\u5728\u622a\u6b62\u65e5\u671f\u4e34\u8fd1\u65f6\u5411\u5ba2\u6237\u7ecf\u7406\u548c\u5ba2\u6237\u53d1\u51fa\u81ea\u52a8\u63d0\u9192\uff0c\u5927\u5927\u7f29\u77ed\u4e86\u6574\u4f53\u5165\u804c\u65f6\u95f4\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u5904\u7406\u6b65\u9aa4<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u884c\u52a8<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>InvestGlass \u5de5\u5177<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u89e6\u53d1\u5668<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u7f51\u9875\u8868\u5355\u63d0\u4ea4<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6570\u5b57\u8868\u5355\u4e0e\u95e8\u6237<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u8eab\u4efd\u9a8c\u8bc1<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u552f\u4e00\u6807\u8bc6\u7b26\u4e0e\u91cd\u590d\u68c0\u67e5<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>InvestGlass CRM<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5408\u89c4\u6027<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>KYC \u68c0\u67e5\u6e05\u5355\u5e94\u7528\u7a0b\u5e8f<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u81ea\u52a8\u5316\u89c4\u5219\u5f15\u64ce<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4f5c\u4e1a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>RM\u5206\u914d<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5de5\u4f5c\u6d41\u7a0b\u81ea\u52a8\u5316<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u9274\u4e8e\u5ba2\u6237\u5165\u804c\u6d41\u7a0b\u5df2\u4f18\u5316\uff0c\u5408\u89c4\u6b65\u9aa4\u5df2\u81ea\u52a8\u5316\uff0c\u63a5\u4e0b\u6765\u7684\u5173\u952e\u91cd\u70b9\u662f\u786e\u4fdd\u53ea\u6709\u6388\u6743\u4eba\u5458\u624d\u80fd\u8bbf\u95ee\u654f\u611f\u4fe1\u606f\u3002\u6211\u4eec\u5f00\u59cb\u8fdb\u884c\u5458\u5de5\u6388\u6743\u548c\u8bbf\u95ee\u63a7\u5236\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-pillar-2-employee-authorization-and-access-control\">\u7b2c\u4e8c\u652f\u67f1\uff1a\u5458\u5de5\u6388\u6743\u548c\u8bbf\u95ee\u63a7\u5236<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5b89\u5168\u4e0d\u4ec5\u4ec5\u662f\u963b\u6b62\u5916\u90e8\u9ed1\u5ba2\u7684\u5165\u4fb5\uff0c\u8fd8\u610f\u5473\u7740\u786e\u4fdd\u5458\u5de5\u53ea\u80fd\u8bbf\u95ee\u5176\u804c\u4f4d\u6240\u9700\u7684\u4fe1\u606f\u3002\u5728\u91d1\u878d\u884c\u4e1a\uff0c\u5185\u90e8\u6570\u636e\u6cc4\u9732\u53ef\u80fd\u4e0e\u5916\u90e8\u653b\u51fb\u9020\u6210\u7684\u635f\u5bb3\u540c\u6837\u4e25\u91cd\u3002InvestGlass \u63d0\u4f9b\u4e00\u5957\u5168\u9762\u7684\u5de5\u5177\u6765\u7ba1\u7406\u5185\u90e8\u6388\u6743\uff0c\u65f6\u523b\u4fdd\u62a4\u654f\u611f\u7684\u5ba2\u6237\u6570\u636e\u3002\u5f3a\u5927\u7684\u8bbf\u95ee\u63a7\u5236\u4e0d\u4ec5\u901a\u8fc7\u6700\u5c0f\u5316\u5185\u90e8\u5a01\u80c1\u6765\u52a0\u5f3a\u98ce\u9669\u7ba1\u7406\uff0c\u8fd8\u80fd\u786e\u4fdd\u9075\u5b88\u5185\u90e8\u5408\u89c4\u653f\u7b56\u548c\u76d1\u7ba1\u8981\u6c42\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-role-based-access-control-rbac\">\u57fa\u4e8e\u89d2\u8272\u7684\u8bbf\u95ee\u63a7\u5236\uff08RBAC\uff09<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">RBAC\uff08\u57fa\u4e8e\u89d2\u8272\u7684\u8bbf\u95ee\u63a7\u5236\uff09\u662f\u4e00\u79cd\u8bbf\u95ee\u63a7\u5236\u6a21\u578b\uff0c\u5b83\u6839\u636e\u7528\u6237\u5728\u7ec4\u7ec7\u4e2d\u7684\u89d2\u8272\u6765\u6388\u4e88\u7528\u6237\u6743\u9650\u3002\u800c\u4e0d\u662f\u76f4\u63a5\u5c06\u6743\u9650\u5206\u914d\u7ed9\u6bcf\u4e2a\u7528\u6237\uff0cRBAC \u4f1a\u5c06\u6743\u9650\u5206\u914d\u7ed9\u89d2\u8272\uff0c\u7136\u540e\u7528\u6237\u88ab\u5206\u914d\u7ed9\u76f8\u5e94\u7684\u89d2\u8272\u3002\n\nRBAC \u81f3\u5173\u91cd\u8981\uff0c\u539f\u56e0\u5982\u4e0b\uff1a\n\n*   **\u7b80\u5316\u6743\u9650\u7ba1\u7406\uff1a** RBAC \u6781\u5927\u5730\u7b80\u5316\u4e86\u6743\u9650\u7ba1\u7406\uff0c\u5c24\u5176\u662f\u5728\u5927\u578b\u7ec4\u7ec7\u4e2d\u3002\u901a\u8fc7\u7ba1\u7406\u89d2\u8272\u800c\u4e0d\u662f\u6bcf\u4e2a\u7528\u6237\uff0c\u7ba1\u7406\u5458\u53ef\u4ee5\u66f4\u8f7b\u677e\u5730\u4e3a\u7528\u6237\u5206\u914d\u3001\u64a4\u9500\u548c\u4fee\u6539\u8bbf\u95ee\u6743\u9650\u3002\n*   **\u63d0\u9ad8\u5b89\u5168\u6027\uff1a** \u901a\u8fc7\u786e\u4fdd\u7528\u6237\u53ea\u80fd\u8bbf\u95ee\u5176\u89d2\u8272\u6240\u9700\u7684\u8d44\u6e90\uff0cRBAC \u51cf\u5c11\u4e86\u672a\u7ecf\u6388\u6743\u8bbf\u95ee\u548c\u6f5c\u5728\u6570\u636e\u6cc4\u9732\u7684\u98ce\u9669\u3002\u5b83\u6709\u52a9\u4e8e\u5b9e\u65bd\u6700\u5c0f\u6743\u9650\u539f\u5219\u3002\n*   **\u63d0\u9ad8\u5408\u89c4\u6027\uff1a** \u8bb8\u591a\u884c\u4e1a\u6cd5\u89c4\u548c\u6807\u51c6\u8981\u6c42\u5b9e\u65bd\u4e25\u683c\u7684\u8bbf\u95ee\u63a7\u5236\u3002RBAC \u63d0\u4f9b\u4e86\u4e00\u79cd\u7ed3\u6784\u5316\u4e14\u53ef\u5ba1\u8ba1\u7684\u65b9\u5f0f\u6765\u7ba1\u7406\u5bf9\u654f\u611f\u6570\u636e\u7684\u8bbf\u95ee\uff0c\u4ece\u800c\u6709\u52a9\u4e8e\u6ee1\u8db3\u5408\u89c4\u6027\u8981\u6c42\u3002\n*   **\u6539\u5584\u53ef\u6269\u5c55\u6027\uff1a** \u968f\u7740\u7ec4\u7ec7\u7684\u53d1\u5c55\u548c\u7528\u6237\u7684\u589e\u52a0\uff0cRBAC \u6a21\u578b\u53ef\u4ee5\u8f7b\u677e\u6269\u5c55\u3002\u6dfb\u52a0\u65b0\u7528\u6237\u53ea\u9700\u8981\u5c06\u4ed6\u4eec\u5206\u914d\u7ed9\u73b0\u6709\u89d2\u8272\uff0c\u800c\u65e0\u9700\u91cd\u65b0\u914d\u7f6e\u5927\u91cf\u5355\u4e2a\u6743\u9650\u3002\n*   **\u51cf\u5c11\u9519\u8bef\uff1a** \u624b\u52a8\u5206\u914d\u6743\u9650\u5f88\u5bb9\u6613\u51fa\u9519\uff0c\u53ef\u80fd\u5bfc\u81f4\u6743\u9650\u8fc7\u591a\u6216\u4e0d\u8db3\u3002RBAC \u901a\u8fc7\u81ea\u52a8\u5316\u6d41\u7a0b\u548c\u96c6\u4e2d\u5316\u7ba1\u7406\u6765\u6700\u5927\u7a0b\u5ea6\u5730\u51cf\u5c11\u8fd9\u4e9b\u9519\u8bef\u3002\n*   **\u6807\u51c6\u5316\u8bbf\u95ee\uff1a** RBAC \u4fc3\u8fdb\u4e86\u7ec4\u7ec7\u5185\u8bbf\u95ee\u6743\u9650\u7684\u6807\u51c6\u5316\u3002\u5b83\u786e\u4fdd\u5177\u6709\u76f8\u540c\u89d2\u8272\u7684\u7528\u6237\u5177\u6709\u76f8\u540c\u7684\u8bbf\u95ee\u7ea7\u522b\uff0c\u4ece\u800c\u63d0\u9ad8\u4e86\u5de5\u4f5c\u6548\u7387\u548c\u4e00\u81f4\u6027\u3002<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u91c7\u7528\u5f3a\u5927\u7684\u57fa\u4e8e\u89d2\u8272\u7684\u8bbf\u95ee\u63a7\u5236 (RBAC) \u7cfb\u7edf\u3002\u5f53\u65b0\u5458\u5de5\uff08\u4f8b\u5982\u521d\u7ea7 KYC \u5206\u6790\u5e08\uff09\u52a0\u5165\u65f6\uff0c\u4f1a\u4e3a\u5176\u8d26\u6237\u8bbe\u7f6e\u5b9a\u5236\u7684\u6743\u9650\u3002\u4f8b\u5982\uff0c\u4ed6\u4eec\u53ef\u80fd\u88ab\u6388\u4e88\u8bbf\u95ee\u6240\u6709\u5ba2\u6237 KYC \u6570\u636e\u7684\u201c\u8bfb\u53d6\u201d\u6743\u9650\uff0c\u4f46\u88ab\u9650\u5236\u67e5\u770b\u4ea4\u6613\u8be6\u60c5\u6216\u5b9a\u4ef7\u4fe1\u606f\u3002\u8fd9\u79cd\u201c\u6700\u5c0f\u6743\u9650\u539f\u5219\u201d\u662f\u73b0\u4ee3\u7f51\u7edc\u5b89\u5168\u7684\u57fa\u77f3\uff0c\u53ef\u4ee5\u5728\u8d26\u6237\u53d7\u5230\u5a01\u80c1\u65f6\u9650\u5236\u6f5c\u5728\u635f\u5bb3\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5b9e\u65bdRBAC\u662f\u6709\u6548\u5408\u89c4\u7ba1\u7406\u7684\u5173\u952e\u5b9e\u8df5\uff0c\u5b83\u5c06\u76d1\u7ba1\u9075\u4ece\u6027\u878d\u5165\u65e5\u5e38\u8fd0\u8425\uff0c\u5e76\u5021\u5bfc\u5353\u8d8a\u5408\u89c4\u6587\u5316\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u6211\u4eec\u7684\u7ecf\u9a8c\uff0cRBAC\u4e0d\u4ec5\u80fd\u589e\u5f3a\u5b89\u5168\u6027\uff0c\u8fd8\u80fd\u63d0\u9ad8\u751f\u4ea7\u529b\u3002\u901a\u8fc7\u9650\u5236\u5458\u5de5\u53ea\u80fd\u8bbf\u95ee\u5176\u89d2\u8272\u6240\u9700\u7684\u6570\u636e\u548c\u5de5\u5177\uff0c\u53ef\u4ee5\u51cf\u5c11\u5e72\u6270\uff0c\u8ba9\u4ed6\u4eec\u4e13\u6ce8\u4e8e\u4e3b\u8981\u804c\u8d23\u3002\u4f8b\u5982\uff0cKYC\u5206\u6790\u5e08\u4e0d\u9700\u8981\u8bbf\u95ee\u8425\u9500\u6570\u636e\uff0c\u5c31\u50cf\u5ba2\u6237\u7ecf\u7406\u4e0d\u9700\u8981\u8bbf\u95ee\u8be6\u7ec6\u7684\u5408\u89c4\u65e5\u5fd7\u4e00\u6837\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-advanced-security-restrictions\">\u9ad8\u7ea7\u5b89\u5168\u9650\u5236<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd8\u6709\u54ea\u4e9b\u989d\u5916\u7684\u4fdd\u62a4\u63aa\u65bd\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u9664\u4e86\u89d2\u8272\u4e4b\u5916\uff0cInvestGlass \u8fd8\u5f3a\u5236\u6267\u884c\u5bf9\u7ef4\u62a4\u5b89\u5168\u8fb9\u754c\u81f3\u5173\u91cd\u8981\u7684\u73af\u5883\u9650\u5236\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>IP \u767d\u540d\u5355\uff1a\u8bbf\u95ee\u6743\u9650\u4ec5\u9650\u4e8e\u516c\u53f8\u7f51\u7edc\u6216\u4f01\u4e1a VPN\u3002\u8fd9\u53ef\u4ee5\u9632\u6b62\u5458\u5de5\u4ece\u4e0d\u5b89\u5168\u7684\u516c\u5171 Wi-Fi \u6216\u5176\u4ed6\u672a\u7ecf\u6388\u6743\u7684\u5730\u70b9\u767b\u5f55\u3002.<\/li>\n\n\n\n<li>\u65f6\u95f4\u9650\u5236\uff1a\u8bbf\u95ee\u53ef\u4ee5\u9650\u5236\u5728\u8425\u4e1a\u65f6\u95f4\u5185\uff08\u4f8b\u5982\uff0c\u6b27\u6d32\u4e2d\u90e8\u65f6\u95f4 07:00:20:00\uff09\u3002\u8fd9\u53ef\u4ee5\u6709\u6548\u5730\u963b\u6b62\u5728\u975e\u8425\u4e1a\u65f6\u95f4\u8fdb\u884c\u672a\u7ecf\u6388\u6743\u7684\u8bbf\u95ee\uff0c\u800c\u8fd9\u901a\u5e38\u662f\u53ef\u7591\u6d3b\u52a8\u53d1\u751f\u7684\u65f6\u5019\u3002.<\/li>\n\n\n\n<li>\u591a\u56e0\u7d20\u8eab\u4efd\u9a8c\u8bc1\uff08MFA\uff09\uff1a\u6bcf\u6b21\u767b\u5f55\u90fd\u9700\u8981TOTP\u8eab\u4efd\u9a8c\u8bc1\u5668\uff0c\u63d0\u4f9b\u5173\u952e\u7684\u7b2c\u4e8c\u5c42\u5b89\u5168\u4fdd\u62a4\u3002\u6211\u4eec\u5efa\u8bae\u4f7f\u7528\u745e\u58eb\u5236\u9020\u7684\u5e94\u7528\u7a0b\u5e8f\uff0c\u4ee5\u589e\u52a0\u4e00\u5c42\u4e3b\u6743\u548c\u4fe1\u4efb\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u4e9b\u5b89\u5168\u534f\u8bae\u6709\u52a9\u4e8e\u6301\u7eed\u76d1\u63a7\u8bbf\u95ee\u548c\u7528\u6237\u6d3b\u52a8\uff0c\u4ece\u800c\u5b9e\u73b0\u4e3b\u52a8\u7ba1\u7406\uff0c\u5e76\u5e2e\u52a9\u7ec4\u7ec7\u9884\u6d4b\u76d1\u7ba1\u53d8\u5316\uff0c\u4ee5\u786e\u4fdd\u6301\u7eed\u5408\u89c4\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-the-approval-workflow\">\u5ba1\u6279\u5de5\u4f5c\u6d41<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8bbf\u95ee\u8bf7\u6c42\u662f\u5982\u4f55\u5904\u7406\u7684\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u8bbf\u95ee\u6743\u9650\u4ece\u4e0d\u81ea\u52a8\u6388\u4e88\u3002\u76f8\u53cd\uff0c\u8bf7\u6c42\u4f1a\u88ab\u8def\u7531\u7ed9\u56e2\u961f\u8d1f\u8d23\u4eba\u6216\u5408\u89c4\u5b98\u8fdb\u884c\u5ba1\u6279\u3002\u53ea\u6709\u5728\u83b7\u5f97\u6b63\u5f0f\u6388\u6743\u540e\uff0c\u8d26\u6237\u624d\u80fd\u88ab\u6fc0\u6d3b\u3002\u8fd9\u4e00\u8fc7\u7a0b\u786e\u4fdd\u4e86\u6bcf\u4e00\u4f4d\u5e73\u53f0\u7528\u6237\u90fd\u7ecf\u8fc7\u7ba1\u7406\u5c42\u7684\u4e25\u8c28\u5ba1\u67e5\u548c\u6388\u6743\u3002\u6574\u4e2a\u5de5\u4f5c\u6d41\u7a0b\u90fd\u6709\u5b8c\u6574\u7684\u8bb0\u5f55\uff0c\u4e3a\u8c01\u5728\u4f55\u65f6\u6388\u4e88\u4e86\u8bbf\u95ee\u6743\u9650\u63d0\u4f9b\u4e86\u6e05\u6670\u7684\u5ba1\u8ba1\u8def\u5f84\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-session-management-and-audit-trails\">\u4f1a\u8bdd\u7ba1\u7406\u548c\u5ba1\u8ba1\u8ddf\u8e2a<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u60a8\u5982\u4f55\u76d1\u63a7\u7528\u6237\u6d3b\u52a8\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e3a\u6ee1\u8db3 FINMA \u7684\u8981\u6c42\uff0cInvestGlass \u7ef4\u62a4\u7740\u5168\u9762\u4e14\u4e0d\u53ef\u7be1\u6539\u7684\u5ba1\u8ba1\u8ffd\u8e2a\u8bb0\u5f55\u3002\u4ece\u67e5\u770b\u8bb0\u5f55\u5230\u7f16\u8f91\u6587\u6863\uff0c\u6bcf\u4e00\u4e2a\u64cd\u4f5c\u90fd\u4f1a\u88ab\u8bb0\u5f55\u4e0b\u6765\u3002\u8fd9\u79cd\u900f\u660e\u5ea6\u5bf9\u4e8e\u5728\u76d1\u7ba1\u5ba1\u8ba1\u4e2d\u8bc1\u660e\u5408\u89c4\u6027\u81f3\u5173\u91cd\u8981\u3002\u6b64\u5916\uff0c\u7cfb\u7edf\u4f1a\u5728\u7528\u6237\u4e0d\u6d3b\u52a8 15 \u5206\u949f\u540e\u81ea\u52a8\u5c06\u5176\u6ce8\u9500\uff0c\u5e76\u80fd\u68c0\u6d4b\u548c\u963b\u6b62\u53ef\u7591\u6d3b\u52a8\uff0c\u7acb\u5373\u901a\u77e5\u5b89\u5168\u56e2\u961f\u3002\u8fd9\u79cd\u4e3b\u52a8\u7684\u5b89\u5168\u6001\u52bf\u786e\u4fdd\u60a8\u7684\u7ec4\u7ec7\u80fd\u591f\u5e94\u5bf9\u6f5c\u5728\u5a01\u80c1\u3002\u8fd9\u4e9b\u5f3a\u5927\u7684\u5ba1\u8ba1\u8ffd\u8e2a\u8bb0\u5f55\u548c\u5b89\u5168\u529f\u80fd\u901a\u8fc7\u7cbe\u7b80\u5de5\u4f5c\u6d41\u7a0b\u548c\u6700\u5927\u9650\u5ea6\u5730\u964d\u4f4e\u98ce\u9669\uff0c\u76f4\u63a5\u6709\u52a9\u4e8e\u5408\u89c4\u7ba1\u7406\u7684\u5353\u8d8a\u8fd0\u8425\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u968f\u7740\u5458\u5de5\u8bbf\u95ee\u5f97\u5230\u5b89\u5168\u7ba1\u7406\u548c\u76d1\u63a7\uff0c\u4e0b\u4e00\u6b65\u7684\u91cd\u70b9\u5c06\u662f\u6301\u7eed\u76d1\u63a7\u91d1\u878d\u4ea4\u6613\u4ee5\u53d1\u73b0\u53ef\u7591\u6d3b\u52a8\u3002\u8ba9\u6211\u4eec\u63a2\u8ba8 InvestGlass \u5982\u4f55\u4f18\u5316 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%9c%89%e6%95%88%e7%9b%91%e6%8e%a7%e5%b8%82%e5%9c%ba%e4%ba%a4%e6%98%93%e7%9a%84%e6%9c%80%e4%bd%b3%e7%ad%96%e7%95%a5\/\" target=\"_self\">\u53cd\u6d17\u94b1\u4ea4\u6613\u76d1\u63a7<\/a> \u548cSAR\u62a5\u544a\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-pillar-3-aml-transaction-monitoring-and-sar-reporting\">\u652f\u67f1\u4e09\uff1a\u53cd\u6d17\u94b1\u4ea4\u6613\u76d1\u6d4b\u548c\u53ef\u7591\u6d3b\u52a8\u62a5\u544a<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u4f55\u6709\u6548\u5730\u4fa6\u6d4b\u548c\u4e3e\u62a5\u91d1\u878d\u72af\u7f6a\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u68c0\u6d4b\u548c\u62a5\u544a\u91d1\u878d\u72af\u7f6a\u9700\u8981\u91c7\u53d6\u5f3a\u6709\u529b\u7684\u5408\u89c4\u65b9\u6cd5\uff0c\u5c24\u5176\u662f\u5728\u53cd\u6d17\u94b1\uff08AML\uff09\u6cd5\u89c4\u7684\u80cc\u666f\u4e0b\u3002\u6301\u7eed\u5408\u89c4\u5bf9\u4e8e\u91d1\u878d\u673a\u6784\u4fdd\u6301\u5728\u98ce\u9669\u548c\u76d1\u7ba1\u8981\u6c42\u7684\u524d\u6cbf\u81f3\u5173\u91cd\u8981\u3002\u9274\u4e8e\u76d1\u7ba1\u73af\u5883\u5177\u6709\u52a8\u6001\u6027\u548c\u4e0d\u65ad\u53d8\u5316\u7684\u7279\u70b9\uff0c\u7ec4\u7ec7\u5fc5\u987b\u91c7\u53d6\u6301\u7eed\u5408\u89c4\u76d1\u63a7\u3002\u8fd9\u79cd\u65b9\u6cd5\u4f7f\u4ed6\u4eec\u80fd\u591f\u5feb\u901f\u8bc6\u522b\u548c\u89e3\u51b3\u95ee\u9898\uff0c\u9632\u6b62\u5176\u5347\u7ea7\u4e3a\u91cd\u5927\u9ebb\u70e6\uff0c\u4ece\u800c\u786e\u4fdd\u4e3b\u52a8\u5408\u89c4\u7ba1\u7406\u5e76\u964d\u4f4e\u8d1f\u9762\u5f71\u54cd\u7684\u98ce\u9669\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u81ea\u52a8\u5316\u4ea4\u6613\u76d1\u63a7\u7cfb\u7edf\u53ef\u4ee5\u5b9e\u65f6\u6807\u8bb0\u53ef\u7591\u6d3b\u52a8\uff0c\u800c\u7b80\u5316\u7684\u5de5\u4f5c\u6d41\u7a0b\u5219\u6709\u52a9\u4e8e\u5408\u89c4\u56e2\u961f\u9ad8\u6548\u5730\u8c03\u67e5\u548c\u62a5\u544a\u53ef\u7591\u6d3b\u52a8\u62a5\u544a (SAR)\u3002\u901a\u8fc7\u6574\u5408\u8fd9\u4e9b\u5de5\u5177\uff0c\u91d1\u878d\u673a\u6784\u53ef\u4ee5\u63d0\u9ad8\u5176\u68c0\u6d4b\u3001\u8c03\u67e5\u548c\u62a5\u544a\u91d1\u878d\u72af\u7f6a\u7684\u80fd\u529b\uff0c\u4ece\u800c\u9075\u5b88\u4e0d\u65ad\u53d8\u5316\u7684 AML \u6cd5\u89c4\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-cturing-patterns\">\u5236\u9020\u6a21\u5f0f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u53cd\u6d17\u94b1\uff08AML\uff09\u6d89\u53ca\u6301\u7eed\u7684\u76d1\u63a7\u548c\u8c03\u67e5\u3002\u9274\u4e8e\u6570\u5b57\u91d1\u878d\u4ea4\u6613\u91cf\u5de8\u5927\uff0c\u4eba\u5de5\u76d1\u63a7\u662f\u4e0d\u5207\u5b9e\u9645\u7684\u3002\u6280\u672f\u5728\u901a\u8fc7\u5b9e\u65f6\u76d1\u63a7\u548c\u81ea\u52a8\u5316\u62a5\u544a\u5b9e\u73b0\u6301\u7eed\u76d1\u7763\u4ee5\u7b80\u5316\u5408\u89c4\u6027\u65b9\u9762\u8d77\u7740\u81f3\u5173\u91cd\u8981\u7684\u4f5c\u7528\u3002Investglass \u63d0\u4f9b\u4e86\u4e00\u4e2a\u7531\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u4ea4\u6613\u76d1\u63a7\u5e73\u53f0\uff0c\u534f\u52a9\u91d1\u878d\u673a\u6784\u4fdd\u6301\u5728\u6d17\u94b1\u6d3b\u52a8\u548c\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u7684\u524d\u6cbf\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-detecting-struert\">\u68c0\u6d4b\u65af\u7279\u9c81\u7279\uff1f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u76d1\u63a7\u5e73\u53f0\u91c7\u7528\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u89c4\u5219\u6765\u8bc6\u522b\u201c\u62c6\u5206\u201d\u7b49\u53ef\u7591\u6d3b\u52a8\u3002\u4f8b\u5982\uff0c\u5982\u679c\u4e00\u540d\u96f6\u552e\u5ba2\u6237\u5728\u4e24\u5468\u5185\u56db\u6b21\u5b58\u5165 9,900 \u745e\u58eb\u6cd5\u90ce\u73b0\u91d1\uff0c\u7cfb\u7edf\u5c31\u4f1a\u8bc6\u522b\u51fa\u8fd9\u79cd\u8bd5\u56fe\u89c4\u907f 10,000 \u745e\u58eb\u6cd5\u90ce\u62a5\u544a\u9650\u989d\uff08\u300a\u53cd\u6d17\u94b1\u6cd5\u300b\u7b2c 9 \u6761\uff09\u7684\u884c\u4e3a\u3002\u8fd9\u4e9b\u89c4\u5219\u5177\u6709\u9ad8\u5ea6\u7684\u53ef\u5b9a\u5236\u6027\uff0c\u4f7f\u516c\u53f8\u80fd\u591f\u6839\u636e\u5176\u72ec\u7279\u7684\u98ce\u9669\u72b6\u51b5\u548c\u76d1\u7ba1\u4e49\u52a1\u8c03\u6574\u76d1\u63a7\u3002\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u65b9\u6cd5\u5927\u5927\u63d0\u9ad8\u4e86\u68c0\u6d4b\u53ef\u7591\u6d3b\u52a8\u7684\u7cbe\u786e\u5ea6\uff0c\u6700\u5927\u9650\u5ea6\u5730\u51cf\u5c11\u4e86\u8bef\u62a5\uff0c\u4f7f\u5408\u89c4\u56e2\u961f\u80fd\u591f\u4e13\u6ce8\u4e8e\u771f\u6b63\u7684\u5a01\u80c1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u6211\u4eec\u7684\u7ecf\u9a8c\uff0c\u5b9e\u65f6\u68c0\u6d4b\u6b64\u7c7b\u6a21\u5f0f\u5177\u6709\u53d8\u9769\u6027\u3002\u5b83\u4f7f\u5408\u89c4\u56e2\u961f\u80fd\u591f\u8fc5\u901f\u505a\u51fa\u53cd\u5e94\uff0c\u6709\u53ef\u80fd\u5728\u975e\u6cd5\u6d3b\u52a8\u5347\u7ea7\u4e4b\u524d\u5c06\u5176\u963b\u6b62\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-the-investigation-workflow\">\u8c03\u67e5\u5de5\u4f5c\u6d41\u7a0b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8b66\u62a5\u751f\u6210\u540e\u4f1a\u53d1\u751f\u4ec0\u4e48\uff1f<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n<li>\u64cd\u4f5c\u5458\u6253\u5f00 CRM \u4e2d\u7684\u8b66\u62a5\u4ee5\u67e5\u770b\u5168\u9762\u7684\u4fe1\u606f\u4eea\u8868\u677f\uff1a<\/li>\n\n\n\n<li><\/li>\n\n\n\n<li>\u4ea4\u6613\u56fe\uff1a\u6d3b\u52a8\u7684\u65f6\u95f4\u7ebf\u53ef\u89c6\u5316\uff0c\u4fbf\u4e8e\u53d1\u73b0\u6a21\u5f0f\u548c\u5f02\u5e38\u3002.<\/li>\n\n\n\n<li>\u5ba2\u6237\u5386\u53f2\uff1a\u4ece\u4f4e\u6d3b\u52a8\u5ea6\u5230\u9ad8\u6d3b\u52a8\u5ea6\u7684\u7a81\u7136\u53d8\u5316\u88ab\u7a81\u51fa\u663e\u793a\uff0c\u4e3a\u8c03\u67e5\u63d0\u4f9b\u4e86\u5173\u952e\u7684\u80cc\u666f\u4fe1\u606f\u3002.<\/li>\n\n\n\n<li>\u8bc1\u636e\uff1a\u968f\u5904\u53ef\u89c1\u7684\u76d1\u63a7\u6444\u50cf\u5934\u7167\u7247\uff08\u7528\u4e8e\u73b0\u91d1\u5b58\u6b3e\uff09\u6216\u76f8\u5173\u6587\u4ef6\u3002.<\/li>\n\n\n\n<li>\u5982\u679c\u521d\u6b65\u8bc4\u4f30\u8bc1\u5b9e\u4e86\u6000\u7591\uff0c\u5c06\u521b\u5efa\u4e00\u4e2a\u76f8\u5173\u7684\u53cd\u6d17\u94b1\u6848\u4ef6\u8fdb\u884c\u8be6\u7ec6\u8c03\u67e5\u3002\u8be5\u6848\u4ef6\u7ba1\u7406\u7cfb\u7edf\u786e\u4fdd\u6240\u6709\u8c03\u67e5\u7ed3\u679c\u3001\u6c9f\u901a\u548c\u51b3\u7b56\u90fd\u8bb0\u5f55\u5728\u540c\u4e00\u4e2a\u5730\u65b9\u3002.<\/li>\n<\/ol>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-client-communication-and-document-evaluation\">\u5ba2\u6237\u6c9f\u901a\u4e0e\u6587\u4ef6\u8bc4\u4f30<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8c03\u67e5\u662f\u5982\u4f55\u8fdb\u884c\u7684\uff1f<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8fd0\u8425\u5546\u8981\u6c42\u5ba2\u6237\u63d0\u4f9b\u6709\u5173\u8d44\u91d1\u6765\u6e90\u7684\u4fe1\u606f\u3002\u8fd9\u662f\u4e00\u4e2a\u5fc5\u987b\u4e13\u4e1a\u5904\u7406\u7684\u654f\u611f\u8fc7\u7a0b\u3002.<\/li>\n\n\n\n<li>\u5982\u679c\u5ba2\u6237\u7684\u89e3\u91ca\uff08\u4f8b\u5982\uff0c\u201c\u5356\u4e86\u8f86\u8f66\u201d\uff09\u4e0e\u5176\u5b58\u6b3e\u91d1\u989d\u6216\u65e5\u671f\u4e0d\u7b26\uff08\u4f8b\u5982\uff0c\u552e\u4ef7\u4e3a35,000\u745e\u58eb\u6cd5\u90ce\uff0c\u4f46\u5b58\u5165\u4e8639,600\u745e\u58eb\u6cd5\u90ce\uff09\uff0c\u8fd0\u8425\u5546\u4f1a\u8ba4\u4e3a\u8be5\u89e3\u91ca\u4e0d\u53ef\u4fe1\u3002.<\/li>\n\n\n\n<li>InvestGlass \u901a\u8fc7\u4ee5\u4e0b\u65b9\u5f0f\u4fc3\u8fdb\u8fd9\u79cd\u6c9f\u901a <a href=\"https:\/\/www.investglass.com\/zh\/%e4%b8%ba%e6%82%a8%e7%9a%84%e4%bc%81%e4%b8%9a%e4%bd%bf%e7%94%a8%e5%ae%89%e5%85%a8%e5%ae%a2%e6%88%b7%e9%97%a8%e6%88%b7%e7%bd%91%e7%ab%99%e7%9a%84%e6%9c%80%e5%a4%a7%e5%a5%bd%e5%a4%84\/\" target=\"_self\">\u5b89\u5168\u95e8\u6237<\/a>, \uff0c\u786e\u786e\u4fdd\u6240\u6709\u4ea4\u4e92\u90fd\u5df2\u8bb0\u5f55\u5e76\u5b89\u5168\u5b58\u50a8\u3002.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-filing-a-suspicious-activity-report-sar\">\u63d0\u4ea4\u53ef\u7591\u6d3b\u52a8\u62a5\u544a (SAR)<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u62a5\u544a\u5982\u4f55\u63d0\u4ea4\u7ed9 MROS\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5f53\u53ef\u7591\u6d3b\u52a8\u5f97\u5230\u6838\u5b9e\u65f6\uff0c\u5fc5\u987b\u5411 MROS\uff08\u745e\u58eb\u91d1\u878d\u60c5\u62a5\u90e8\u95e8\uff09\u63d0\u4ea4\u53ef\u7591\u6d3b\u52a8\u62a5\u544a (SAR)\u3002InvestGlass \u901a\u8fc7\u81ea\u52a8\u5316\u4ee5\u4e0b\u6b65\u9aa4\u6765\u7b80\u5316\u6b64\u6d41\u7a0b\uff1a<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n<li>\u751f\u6210\u7b26\u5408\u8981\u6c42\u7684FINMA\u683c\u5f0f\u7684SAR\u8868\u683c\uff0c\u786e\u4fdd\u6240\u6709\u5fc5\u8981\u6570\u636e\u5b57\u6bb5\u5747\u5df2\u6b63\u786e\u586b\u5199\u3002.<\/li>\n\n\n\n<li>\u5141\u8bb8\u64cd\u4f5c\u5458\u5b8c\u6210\u5bf9\u53ef\u7591\u884c\u4e3a\u7684\u53d9\u8ff0\u6027\u63cf\u8ff0\u3002.<\/li>\n\n\n\n<li>\u901a\u8fc7\u5b89\u5168\u6e20\u9053\uff08\u4f8b\u5982 goAML \u7cfb\u7edf\uff09\u4fc3\u8fdb\u7535\u5b50\u63d0\u4ea4\u3002.<\/li>\n<\/ol>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-post-filing-actions\">\u63d0\u4ea4\u540e\u64cd\u4f5c<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u63d0\u4ea4SAR\u540e\u4f1a\u53d1\u751f\u4ec0\u4e48\uff1f<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5ba2\u6237\u4e0d\u4f1a\u6536\u5230\u53ef\u7591\u6d3b\u52a8\u62a5\u544a (SAR) \u7684\u901a\u77e5\uff0c\u56e0\u4e3a\u6cd5\u5f8b\u7981\u6b62\u201c\u6cc4\u9732\u201d\u3002.<\/li>\n\n\n\n<li>\u8d26\u6237\u4ecd\u4fdd\u6301\u6fc0\u6d3b\u72b6\u6001\uff0c\u4f46\u9644\u6709\u9650\u5236\uff0c\u4f8b\u5982\u7981\u6b62\u73b0\u91d1\u5b58\u6b3e\u6216\u52a0\u5f3a\u76d1\u63a7\u3002.<\/li>\n\n\n\n<li>\u5b63\u5ea6\u5ba1\u67e5\u65e8\u5728\u786e\u4fdd\u98ce\u9669\u6301\u7eed\u53d7\u5230\u7ba1\u7406\u3002.<\/li>\n\n\n\n<li>\u5982\u679cMROS\u8bf7\u6c42\u66f4\u591a\u4fe1\u606f\uff0cCRM\u5c06\u63d0\u4f9b\u5bf9\u6574\u4e2a\u6848\u4f8b\u6587\u4ef6\u7684\u5feb\u901f\u8bbf\u95ee\uff0c\u4ece\u800c\u80fd\u591f\u505a\u51fa\u5feb\u901f\u800c\u51c6\u786e\u7684\u54cd\u5e94\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u4e9b\u6301\u7eed\u7684\u5ba1\u67e5\u548c\u7ba1\u7406\u6d3b\u52a8\u5bf9\u4e8e\u786e\u4fdd\u9075\u5b88\u53cd\u6d17\u94b1\u6cd5\u89c4\u81f3\u5173\u91cd\u8981\uff0c\u53ef\u534f\u52a9\u7ec4\u7ec7\u4fdd\u6301\u5bf9\u4e0d\u65ad\u53d8\u5316\u7684\u6cd5\u5f8b\u6807\u51c6\u548c\u884c\u4e1a\u6700\u4f73\u5b9e\u8df5\u7684\u5408\u89c4\u6027\u3002\u8fd9\u79cd\u5168\u9762\u7684\u81ea\u52a8\u5316\u53ef\u786e\u4fdd\u8d35\u516c\u53f8\u9075\u5b88\u6700\u9ad8\u53cd\u6d17\u94b1\u5408\u89c4\u6807\u51c6\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Transition: Having streamlined AML monitoring and reporting, let us now examine the strategic benefits of choosing a sovereign Swiss compliance platform like InvestGlass.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-the-strategic-advantage-of-sovereign-swiss-compliance\">\u745e\u58eb\u4e3b\u6743\u5408\u89c4\u7684\u6218\u7565\u4f18\u52bf<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">What makes \u201cSovereign Swiss\u201d more than just a marketing phrase?<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">In today\u2019s world of global data surveillance and rising geopolitical uncertainties, the location of your data storage and who controls access is increasingly critical.In today\u2019s era of global data surveillance and increasing geopolitical uncertainties, the location and control of your data storage are more important than ever. InvestGlass is a genuinely \u201cSovereign Swiss\u201d platform, developed, hosted, and managed entirely within Switzerland. This ensures exceptional data protection and compliance with regulations that non-Swiss platforms cannot match.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass enables organisations to effectively meet regulatory requirements and navigate complex compliance environments by offering advanced compliance management solutions.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-data-privacy-and-the-swiss-advantage\">\u6570\u636e\u9690\u79c1\u4e0e\u745e\u58eb\u4f18\u52bf<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u4e3b\u673a\u5982\u4f55\u4fdd\u62a4\u60a8\u7684\u516c\u53f8\uff1f<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Switzerland boasts some of the world\u2019s most stringent data privacy regulations, including the Federal Act on Data Protection (<a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af-fadp-%e6%96%b0%e8%81%94%e9%82%a6%e6%95%b0%e6%8d%ae%e4%bf%9d%e6%8a%a4%e6%b3%95-nfadp\/\" target=\"_self\">FADP<\/a>).Hosting your compliance data on a sovereign Swiss platform guarantees protection from foreign subpoenas and data requests that could impact cloud providers based in other countries.. For financial institutions, this protection is not merely about privacy but a legal imperative. Robust data privacy laws also foster customer confidence, assuring clients that their sensitive information is managed securely and in full compliance with the highest standards.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-compliance-with-finma-and-mros\">Compliance with FINMA and MROS<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">As InvestGlass operates within Switzerland, its tools are specifically designed to meet the requirements set by Swiss regulators such as FINMA and MROS. From the structure of SAR reports to the logic underpinning KYC checklists, all features are tailored to the Swiss regulatory framework. This alignment reduces the need for complex customisations and ensures ongoing compliance with local legislation. Such close adherence to regulatory standards promotes compliance excellence, helping financial institutions uphold high standards and continuously enhance their compliance practices.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-enhancing-client-trust-through-sovereignty\">Enhancing Client Trust through Sovereignty<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">What impact does data sovereignty have on client relations?<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Today\u2019s clients are increasingly conscious of data privacyToday\u2019s clients are increasingly aware of data privacy. Assuring clients that their sensitive financial and personal information is securely stored on a sovereign Swiss platform instantly builds trust. It signals a serious commitment to privacy and the use of the most secure and compliant tools available for wealth management.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Transition: Having outlined the strategic advantages of a sovereign Swiss platform, we will now address frequently asked questions about InvestGlass and compliance automation.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-frequently-asked-questions-faqs\">\u5e38\u89c1\u95ee\u9898 (FAQ)<\/h2>\n\n\n\n<ol class=\"wp-block-list\">\n<li><strong>InvestGlass \u5982\u4f55\u5904\u7406\u91cd\u590d\u7684\u5ba2\u6237\u8bb0\u5f55\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>InvestGlass automatically scans for duplicates using email, phone numbers, and company names. When a new request is created, the system cross-<a href=\"https:\/\/www.investglass.com\/zh\/%e8%8e%b7%e5%be%97%e6%9c%80%e4%bd%b3%e4%b8%93%e4%b8%9a%e6%8e%a8%e8%8d%90%e4%bf%a1%e7%9a%84%e7%a7%98%e8%af%80\/\" target=\"_self\">references<\/a> this data against the existing database. If a match is found, the operator is alerted, preventing the creation of redundant records and ensuring data integrity across the platform.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u7b80\u5316\u7248 KYC\uff08\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff09\u548c\u589e\u5f3a\u7248 KYC\uff08\u4e5f\u79f0\u5f3a\u5316\u7248 KYC\uff09\u7684\u533a\u522b\u5728\u4e8e\u6240\u8981\u6c42\u7684\u9a8c\u8bc1\u7ea7\u522b\u548c\u98ce\u9669\u8bc4\u4f30\u7684\u4e25\u683c\u7a0b\u5ea6\u3002\n\n**\u7b80\u5316\u7248 KYC (Simplified KYC)**\uff1a\n\n*   **\u9002\u7528\u5bf9\u8c61**\uff1a\u901a\u5e38\u9002\u7528\u4e8e\u4f4e\u98ce\u9669\u5ba2\u6237\u6216\u4ea4\u6613\u3002\n*   **\u9a8c\u8bc1\u7ea7\u522b**\uff1a\u6240\u9700\u4fe1\u606f\u548c\u9a8c\u8bc1\u6b65\u9aa4\u76f8\u5bf9\u8f83\u5c11\u3002\u53ef\u80fd\u53ea\u9700\u8981\u5ba2\u6237\u7684\u57fa\u672c\u8eab\u4efd\u4fe1\u606f\uff0c\u5982\u59d3\u540d\u3001\u5730\u5740\u3001\u51fa\u751f\u65e5\u671f\u7b49\uff0c\u6709\u65f6\u751a\u81f3\u4e0d\u9700\u8981\u63d0\u4f9b\u8bc1\u660e\u6587\u4ef6\u3002\n*   **\u98ce\u9669\u8bc4\u4f30**\uff1a\u98ce\u9669\u8bc4\u4f30\u8f83\u5f31\uff0c\u5047\u8bbe\u5ba2\u6237\u548c\u4ea4\u6613\u7684\u98ce\u9669\u8f83\u4f4e\u3002\n*   **\u5e94\u7528\u573a\u666f**\uff1a\u4e00\u4e9b\u975e\u91d1\u878d\u673a\u6784\uff08\u5982\u67d0\u4e9b\u5728\u7ebf\u5e73\u53f0\u3001\u6e38\u620f\u5e73\u53f0\uff09\u6216\u4f4e\u4ef7\u503c\u4ea4\u6613\u53ef\u80fd\u4f1a\u4f7f\u7528\u7b80\u5316\u7248 KYC\u3002\n\n**\u589e\u5f3a\u7248 KYC (Enhanced KYC \/ \u5f3a\u5316\u7248 KYC)**\uff1a\n\n*   **\u9002\u7528\u5bf9\u8c61**\uff1a\u901a\u5e38\u9002\u7528\u4e8e\u9ad8\u98ce\u9669\u5ba2\u6237\u6216\u4ea4\u6613\uff0c\u4f8b\u5982\uff1a\n    *   \u6d89\u53ca\u5927\u989d\u8d44\u91d1\u7684\u4ea4\u6613\u3002\n    *   \u653f\u6cbb\u516c\u4f17\u4eba\u7269 (PEP)\u3002\n    *   \u6765\u81ea\u9ad8\u98ce\u9669\u56fd\u5bb6\/\u5730\u533a\u7684\u5ba2\u6237\u3002\n    *   \u4ece\u4e8b\u7279\u5b9a\u884c\u4e1a\u7684\u5ba2\u6237\uff08\u5982\u91d1\u878d\u670d\u52a1\u3001\u535a\u5f69\uff09\u3002\n*   **\u9a8c\u8bc1\u7ea7\u522b**\uff1a\u8981\u6c42\u66f4\u4e25\u683c\u3001\u66f4\u6df1\u5165\u7684\u8eab\u4efd\u9a8c\u8bc1\u3002\u53ef\u80fd\u9700\u8981\u63d0\u4f9b\u591a\u79cd\u8eab\u4efd\u8bc1\u660e\u6587\u4ef6\uff08\u5982\u62a4\u7167\u3001\u8eab\u4efd\u8bc1\u3001\u9a7e\u7167\uff09\u3001\u5730\u5740\u8bc1\u660e\u3001\u6536\u5165\u8bc1\u660e\u3001\u8d44\u91d1\u6765\u6e90\u8bc1\u660e\u7b49\u3002\u8fd8\u53ef\u80fd\u9700\u8981\u8fdb\u884c\u80cc\u666f\u8c03\u67e5\u3002\n*   **\u98ce\u9669\u8bc4\u4f30**\uff1a\u98ce\u9669\u8bc4\u4f30\u66f4\u5168\u9762\u3001\u66f4\u4e25\u683c\u3002\u4f1a\u4ed4\u7ec6\u5206\u6790\u6f5c\u5728\u7684\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u98ce\u9669\u3002\n*   **\u5e94\u7528\u573a\u666f**\uff1a\u91d1\u878d\u673a\u6784\uff08\u94f6\u884c\u3001\u8bc1\u5238\u3001\u4fdd\u9669\u516c\u53f8\uff09\u3001\u652f\u4ed8\u670d\u52a1\u63d0\u4f9b\u5546\u3001\u52a0\u5bc6\u8d27\u5e01\u4ea4\u6613\u6240\u7b49\uff0c\u5c24\u5176\u662f\u5728\u5904\u7406\u5177\u6709\u8f83\u9ad8\u6f5c\u5728\u98ce\u9669\u7684\u5ba2\u6237\u6216\u4ea4\u6613\u65f6\uff0c\u901a\u5e38\u4f1a\u91c7\u7528\u589e\u5f3a\u7248 KYC\u3002\n\n**\u603b\u800c\u8a00\u4e4b\uff0c\u4e3b\u8981\u533a\u522b\u5728\u4e8e**\uff1a\n\n*   **\u4e25\u683c\u7a0b\u5ea6**\uff1a\u589e\u5f3a\u7248 KYC \u6bd4\u7b80\u5316\u7248 KYC \u66f4\u4e3a\u4e25\u683c\u548c\u6df1\u5165\u3002\n*   **\u98ce\u9669\u7ba1\u7406**\uff1a\u589e\u5f3a\u7248 KYC \u65e8\u5728\u66f4\u6709\u6548\u5730\u8bc6\u522b\u548c\u7ba1\u7406\u9ad8\u98ce\u9669\u56e0\u7d20\u3002\n*   **\u9002\u7528\u573a\u666f**\uff1a\u81ea\u52a8\u5316\u5730\u9009\u62e9\u54ea\u79cd KYC \u6d41\u7a0b\u901a\u5e38\u53d6\u51b3\u4e8e\u5ba2\u6237\u548c\u4ea4\u6613\u7684\u98ce\u9669\u8bc4\u7ea7\u3002<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u7b80\u5316\u7684KYC\u7528\u4e8e\u4f4e\u98ce\u9669\u5ba2\u6237\uff0c\u800c\u589e\u5f3a\u578bKYC\uff08EDD\uff09\u7528\u4e8e\u9ad8\u98ce\u9669\u6216\u590d\u6742\u5b9e\u4f53\u3002InvestGlass\u901a\u8fc7\u5e94\u7528\u57fa\u4e8e\u5ba2\u6237\u7c7b\u522b\uff08\u96f6\u552e vs. \u4f01\u4e1a\uff09\u7684\u4e0d\u540c\u6e05\u5355\u6765\u81ea\u52a8\u5316\u6b64\u8fc7\u7a0b\u3002\u5c3d\u804c\u8c03\u67e5\u589e\u5f3a\u5ba1\u6838\u6d89\u53ca\u5bf9\u8d22\u5bcc\u6765\u6e90\u548c\u53d7\u76ca\u4eba\u6240\u6709\u6743\u7ed3\u6784\u7684\u6df1\u5165\u8c03\u67e5\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u60a8\u53ef\u4ee5\u9650\u5236\u5458\u5de5\u5728\u4e00\u5929\u4e2d\u7684\u7279\u5b9a\u65f6\u95f4\u6bb5\u8bbf\u95ee\u5417\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u662f\u7684\uff0cInvestGlass \u5141\u8bb8\u7ba1\u7406\u5458\u8bbe\u7f6e\u57fa\u4e8e\u65f6\u95f4\u7684\u8bbf\u95ee\u9650\u5236\u3002\u4f8b\u5982\uff0c\u60a8\u53ef\u4ee5\u5c06\u7cfb\u7edf\u8bbf\u95ee\u9650\u5236\u5728\u6807\u51c6\u5de5\u4f5c\u65f6\u95f4\u5185\uff0c\u4f8b\u5982\u6b27\u6d32\u4e2d\u90e8\u65f6\u95f407:00\u81f320:00\u3002\u8fd9\u964d\u4f4e\u4e86\u975e\u5de5\u4f5c\u65f6\u95f4\u672a\u7ecf\u6388\u6743\u8bbf\u95ee\u7684\u98ce\u9669\uff0c\u5e76\u4e14\u662f\u5e73\u53f0\u5b89\u5168\u5957\u4ef6\u7684\u5173\u952e\u529f\u80fd\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u5728\u53cd\u6d17\u94b1(AML)\u76d1\u6d4b\u4e2d\uff0c\u201c\u7ed3\u6784\u5316\u201d\u6307\u7684\u662f\u6d17\u94b1\u8005\u4e3a\u4e86\u89c4\u907f\u76d1\u6d4b\u7cfb\u7edf\u548c\u76d1\u7ba1\u5ba1\u67e5\uff0c\u5c06\u5927\u7b14\u8d44\u91d1\u5206\u5272\u6210\u591a\u4e2a\u5c0f\u989d\u4ea4\u6613\uff0c\u4f7f\u8fd9\u4e9b\u4ea4\u6613\u770b\u8d77\u6765\u4e0d\u90a3\u4e48\u53ef\u7591\u3002\u8fd9\u79cd\u884c\u4e3a\u901a\u5e38\u8868\u73b0\u4e3a\uff1a\n\n*   **\u62c6\u5206\u4ea4\u6613\uff1a** \u5c06\u4e00\u7b14\u5927\u989d\u8d44\u91d1\u62c6\u5206\u6210\u591a\u7b14\u4f4e\u4e8e\u62a5\u544a\u95e8\u69db\u7684\u5c0f\u989d\u4ea4\u6613\u3002\n*   **\u5c42\u5c42\u8f6c\u8d26\uff1a** \u5229\u7528\u591a\u4e2a\u8d26\u6237\u6216\u7a7a\u58f3\u516c\u53f8\u8fdb\u884c\u591a\u5c42\u5d4c\u5957\u7684\u8f6c\u8d26\uff0c\u4ee5\u9690\u85cf\u8d44\u91d1\u7684\u771f\u5b9e\u6765\u6e90\u548c\u76ee\u7684\u5730\u3002\n*   **\u5206\u6563\u5730\u70b9\uff1a** \u5728\u4e0d\u540c\u7684\u5730\u7406\u4f4d\u7f6e\u6216\u901a\u8fc7\u4e0d\u540c\u7684\u91d1\u878d\u673a\u6784\u8fdb\u884c\u4ea4\u6613\uff0c\u4ee5\u5206\u6563\u6ce8\u610f\u529b\u3002\n*   **\u65f6\u95f4\u89c4\u5f8b\uff1a** \u5728\u7279\u5b9a\u7684\u65f6\u95f4\u95f4\u9694\u8fdb\u884c\u4ea4\u6613\uff0c\u5f62\u6210\u770b\u4f3c\u968f\u673a\u4f46\u5b9e\u9645\u4e0a\u662f\u6709\u89c4\u5f8b\u7684\u6a21\u5f0f\u3002\n\nAML\u76d1\u6d4b\u7cfb\u7edf\u9700\u8981\u80fd\u591f\u8bc6\u522b\u8fd9\u4e9b\u590d\u6742\u7684\u4ea4\u6613\u6a21\u5f0f\uff0c\u4ece\u800c\u53d1\u73b0\u6f5c\u5728\u7684\u6d17\u94b1\u6d3b\u52a8\u3002<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u7ed3\u6784\u5316\u662f\u6307\u5c06\u5927\u989d\u4ea4\u6613\u5206\u89e3\u4e3a\u5c0f\u989d\u4ea4\u6613\u4ee5\u89c4\u907f\u62a5\u544a\u95e8\u69db\u7684\u884c\u4e3a\u3002\u5728\u745e\u58eb\uff0c\u8d85\u8fc7 10,000 \u745e\u58eb\u6cd5\u90ce\u7684\u4ea4\u6613\u901a\u5e38\u9700\u8981\u8eab\u4efd\u8bc6\u522b\u3002InvestGlass \u4f7f\u7528\u81ea\u52a8\u5316\u89c4\u5219\u6765\u68c0\u6d4b\u5728\u77ed\u65f6\u95f4\u5185\u8fdb\u884c\u591a\u6b21\u5c0f\u989d\u5b58\u6b3e\u4ee5\u89c4\u907f\u8fd9\u4e9b\u89c4\u5219\u7684\u6a21\u5f0f\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>InvestGlass \u652f\u6301 SAR\uff08\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\uff09\u5f52\u6863\u81f3 MROS\uff08\u91d1\u878d\u60c5\u62a5\u62a5\u544a\u529e\u516c\u5ba4\uff09\u3002<\/strong>\n<ul class=\"wp-block-list\">\n<li>InvestGlass \u53ef\u4ee5\u81ea\u52a8\u751f\u6210\u7b26\u5408 FINMA \u8981\u6c42\u7684 SAR \u8868\u683c\u3002\u8be5\u5e73\u53f0\u53ef\u6355\u83b7\u6240\u6709\u76f8\u5173\u7684\u4ea4\u6613\u6570\u636e\u548c\u8c03\u67e5\u8bb0\u5f55\uff0c\u4f7f\u5408\u89c4\u5b98\u80fd\u591f\u901a\u8fc7\u5b89\u5168\u6e20\u9053\u5c06\u62a5\u544a\u7535\u5b50\u63d0\u4ea4\u7ed9\u745e\u58eb\u53cd\u6d17\u94b1\u62a5\u544a\u529e\u516c\u5ba4 (MROS)\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>InvestGlass \u662f\u5426\u5f3a\u5236\u8981\u6c42\u8fdb\u884c\u591a\u91cd\u8eab\u4efd\u9a8c\u8bc1\uff08MFA\uff09\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u867d\u7136\u53ef\u4ee5\u8fdb\u884c\u914d\u7f6e\uff0c\u4f46 InvestGlass \u5f3a\u70c8\u5efa\u8bae\u5e76\u652f\u6301\u6240\u6709\u7528\u6237\u5f3a\u5236\u542f\u7528\u591a\u91cd\u8eab\u4efd\u9a8c\u8bc1 (MFA)\u3002\u901a\u8fc7\u8981\u6c42\u63d0\u4f9b\u745e\u58eb\u5236\u9020\u5e94\u7528\u7a0b\u5e8f\u6216\u5176\u4ed6\u8eab\u4efd\u9a8c\u8bc1\u5668\u751f\u6210\u7684\u57fa\u4e8e\u65f6\u95f4\u7684\u4e00\u6b21\u6027\u5bc6\u7801 (TOTP)\uff0c\u8be5\u5e73\u53f0\u53ef\u786e\u4fdd\u4ec5\u51ed\u6cc4\u9732\u7684\u5bc6\u7801\u4e0d\u8db3\u4ee5\u8bbf\u95ee\u654f\u611f\u6570\u636e\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u65b0\u5ba2\u6237\u5982\u4f55\u5206\u914d\u5ba2\u6237\u7ecf\u7406\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>InvestGlass \u4f7f\u7528\u81ea\u52a8\u5316\u89c4\u5219\uff0c\u6839\u636e\u5730\u533a\u548c\u8bed\u8a00\u7b49\u6807\u51c6\u5206\u914d\u5ba2\u6237\u7ecf\u7406\u3002\u8fd9\u53ef\u786e\u4fdd\u82cf\u9ece\u4e16\u7684\u5ba2\u6237\u81ea\u52a8\u5339\u914d\u5fb7\u8bed\u5ba2\u6237\u7ecf\u7406\uff0c\u800c\u65e5\u5185\u74e6\u7684\u5ba2\u6237\u5219\u5206\u914d\u7ed9\u6cd5\u8bed\u5ba2\u6237\u7ecf\u7406\uff0c\u4ece\u7b2c\u4e00\u5929\u8d77\u5373\u53ef\u4f18\u5316\u5ba2\u6237\u4f53\u9a8c\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>\u5982\u679c\u5458\u5de5\u7684 IP \u5730\u5740\u672a\u88ab\u5217\u5165\u767d\u540d\u5355\uff0c\u4f1a\u53d1\u751f\u4ec0\u4e48\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u5982\u679c\u5458\u5de5\u5c1d\u8bd5\u4ece\u672a\u7ecf\u6388\u6743\u7684IP\u5730\u5740\u767b\u5f55\uff0c\u7cfb\u7edf\u5c06\u963b\u6b62\u8be5\u8bbf\u95ee\u5c1d\u8bd5\u3002InvestGlass\u5141\u8bb8\u516c\u53f8\u5c06\u7279\u5b9a\u529e\u516cIP\u6216\u516c\u53f8VPN\u5217\u5165\u767d\u540d\u5355\uff0c\u4ee5\u786e\u4fdd\u654f\u611f <a href=\"https:\/\/www.investglass.com\/zh\/%e4%ba%86%e8%a7%a3%e9%87%91%e8%9e%8d%e6%95%b0%e6%8d%ae%e8%ae%bf%e9%97%ae%e6%a1%86%e6%9e%b6%e6%b3%95%e8%a7%84\/\" target=\"_self\">\u8d22\u52a1\u6570\u636e\u53ea\u80fd\u8bbf\u95ee<\/a> \u4ece\u5b89\u5168\u3001\u7ecf\u6279\u51c6\u7684\u5730\u70b9\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>InvestGlass \u662f\u5426\u63d0\u4f9b FINMA \u5ba1\u8ba1\u7684\u5ba1\u8ba1\u8ddf\u8e2a\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u662f\u7684\uff0cInvestGlass \u7ef4\u62a4\u7740\u6240\u6709\u7528\u6237\u64cd\u4f5c\u7684\u5168\u9762\u4e14\u4e0d\u53ef\u53d8\u7684\u5ba1\u8ba1\u8ddf\u8e2a\u3002\u8fd9\u5305\u62ec\u67e5\u770b\u3001\u7f16\u8f91\u6216\u5220\u9664\u7684\u6bcf\u4e00\u6761\u8bb0\u5f55\u3002\u8fd9\u79cd\u900f\u660e\u5ea6\u5bf9\u4e8e\u5728 FINMA \u6216\u5176\u4ed6\u76d1\u7ba1\u673a\u6784\u7684\u76d1\u7ba1\u5ba1\u8ba1\u4e2d\u8bc1\u660e\u5408\u89c4\u6027\u81f3\u5173\u91cd\u8981\u3002.<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li><strong>InvestGlass \u80fd\u5426\u5b9e\u65f6\u68c0\u6d4b\u53ef\u7591\u6d3b\u52a8\uff1f<\/strong>\n<ul class=\"wp-block-list\">\n<li>\u662f\u7684\uff0cInvestGlass \u7684\u89c4\u5219\u5f15\u64ce\u4f1a\u5b9e\u65f6\u76d1\u63a7\u4ea4\u6613\uff0c\u4ee5\u6807\u8bb0\u53ef\u7591\u6a21\u5f0f\u3002\u901a\u8fc7\u8bbe\u5b9a\u7279\u5b9a\u7684\u9608\u503c\u548c\u884c\u4e3a\u89e6\u53d1\u5668\uff0c\u7cfb\u7edf\u53ef\u4ee5\u751f\u6210\u5373\u65f6\u8b66\u62a5\uff0c\u4ee5\u4fbf\u5408\u89c4\u56e2\u961f\u80fd\u591f\u5feb\u901f\u54cd\u5e94\u548c\u8c03\u67e5\u6f5c\u5728\u7684\u91d1\u878d\u72af\u7f6a\u3002.<\/li>\n<\/ul>\n<\/li>\n<\/ol>\n\n\n\n<p class=\"wp-block-paragraph\">Transition: With these frequently asked questions answered, let us now recap how streamlining compliance with InvestGlass brings clear and measurable advantages to your organisation.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-conclusion-the-future-of-sovereign-swiss-compliance\">\u7ed3\u8bba\uff1a\u745e\u58eb\u4e3b\u6743\u5408\u89c4\u7684\u672a\u6765<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Integrating InvestGlass into your compliance processes does more than meet regulatory demands; it fosters client trust and safeguards your company\u2019s reputation. Through automating client record creation, enforcing stringent employee authorisation, and maintaining vigilant AML monitoring, you establish a resilient operation equipped to succeed in the complex financial landscape of 2026.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u7b80\u5316\u5408\u89c4\u7684\u5173\u952e\u4f18\u52bf\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Reduces <a href=\"https:\/\/www.investglass.com\/zh\/%e7%ae%80%e5%8c%96%e9%a3%8e%e9%99%a9%e7%ae%a1%e7%90%86-2024-%e5%b9%b4%e8%87%aa%e5%8a%a8%e5%90%88%e8%a7%84%e7%9b%91%e6%8e%a7%e5%b7%a5%e5%85%b7%e6%8c%87%e5%8d%97\/\" target=\"_self\">risks by automating detection<\/a> and reporting of suspicious activity.<\/li>\n\n\n\n<li>\u901a\u8fc7\u6d88\u9664\u624b\u52a8\u6570\u636e\u5f55\u5165\u548c\u91cd\u590d\u6027\u4efb\u52a1\u6765\u8282\u7701\u65f6\u95f4\u3002.<\/li>\n\n\n\n<li>\u901a\u8fc7\u96c6\u4e2d\u5f0f\u6570\u636e\u3001\u5b9e\u65f6\u76d1\u63a7\u548c\u53ef\u9760\u7684\u5ba1\u8ba1\u8ffd\u8e2a\u6765\u5b9e\u73b0\u5353\u8d8a\u8fd0\u8425\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">form compliance into a strategic advantage and maintain operational efficiency in an evolving regulatory environment.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b63\u5982\u672c\u6307\u5357\u4e2d\u6240\u63a2\u8ba8\u7684\uff0c\u6210\u529f\u7684\u5408\u89c4\u6027\u5173\u952e\u4e0d\u4ec5\u5728\u4e8e\u5236\u5b9a\u6b63\u786e\u7684\u89c4\u5219\uff0c\u8fd8\u5728\u4e8e\u62e5\u6709\u6267\u884c\u8fd9\u4e9b\u89c4\u5219\u7684\u6b63\u786e\u5de5\u5177\u3002\u81ea\u52a8\u5316\u51cf\u8f7b\u4e86\u5408\u89c4\u56e2\u961f\u7684\u8d1f\u62c5\uff0c\u4f7f\u4ed6\u4eec\u80fd\u591f\u4e13\u6ce8\u4e8e\u9ad8\u4ef7\u503c\u7684\u8c03\u67e5\uff0c\u800c\u4e0d\u662f\u624b\u52a8\u6570\u636e\u5f55\u5165\u3002\u4e0e\u6b64\u540c\u65f6\uff0c\u5f3a\u5927\u7684\u5b89\u5168\u63a7\u5236\u548c\u745e\u58eb\u4e3b\u6743\u57fa\u7840\u786e\u4fdd\u4e86\u60a8\u7684\u6570\u636e\u59cb\u7ec8\u53d7\u5230\u4fdd\u62a4\uff0c\u5e76\u4e14\u60a8\u7684\u516c\u53f8\u59cb\u7ec8\u7b26\u5408\u6cd5\u5f8b\u89c4\u5b9a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The future of finance is digital, and compliance is moving towards automation. By selecting InvestGlass, you are choosing more than just software; you are partnering with a company committed to your organisation\u2019s success and security within the Swiss financial sector.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Ready to revolutionise your compliance processes and witness the benefits of sovereign Swiss automation? <a href=\"https:\/\/www.investglass.com\/zh\/contact\/\" target=\"_self\">Get in touch with InvestGlass today<\/a> to explore our solutions and learn how we can help you create a more secure and efficient operation.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-final-thoughts\">\u6700\u7ec8\u60f3\u6cd5<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Adopting technology and innovative strategies is crucial for organisations striving to keep pace with new regulations and mitigate non-compliance risks. Transitioning from traditional methods to automated workflows allows leading companies to optimise compliance management.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u603b\u7ed3\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Streamlining compliance processes is vital for minimising risks, saving time, and achieving operational excellence.<\/li>\n<\/ul>\n\n\n\n<ul class=\"wp-block-list\">\n<li><\/li>\n\n\n\n<li>\u50cfInvestGlass\u8fd9\u6837\u7684\u73b0\u4ee3\u5408\u89c4\u6280\u672f\u89e3\u51b3\u65b9\u6848\u4fa7\u91cd\u4e8e\u81ea\u52a8\u5316\u3001\u96c6\u4e2d\u5316\u6570\u636e\u548c\u5b9e\u65f6\u5408\u89c4\u76d1\u63a7\uff0c\u8fd9\u4e9b\u90fd\u662f\u63d0\u9ad8\u5408\u89c4\u7ba1\u7406\u6548\u7387\u7684\u5173\u952e\u6539\u8fdb\u3002.<\/li>\n\n\n\n<li>\u8fd9\u4e9b\u6301\u7eed\u7684\u52aa\u529b\u4e0d\u4ec5\u63d0\u9ad8\u4e86\u8fd0\u8425\u6548\u7387\uff0c\u800c\u4e14\u786e\u4fdd\u4e86\u5408\u89c4\u6d41\u7a0b\u5177\u6709\u97e7\u6027\u3001\u524d\u77bb\u6027\uff0c\u5e76\u4e0e\u884c\u4e1a\u6700\u4f73\u5b9e\u8df5\u4fdd\u6301\u4e00\u81f4\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">By adopting these approaches, organizations can trans<\/p>","protected":false},"excerpt":{"rendered":"<p>Introduction In today\u2019s rapidly evolving financial industry, streamlining compliance is essential for compliance officers and financial institutions aiming to enhance operational efficiency, mitigate risks, and achieve regulatory excellence. This guide is designed specifically for compliance professionals and organisations within the financial sector who are responsible for managing client record creation, employee authorisation, and AML (Anti-Money [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":49733,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[46,1583,968],"class_list":["post-49731","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-aml","tag-authorization","tag-compliance"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.6.1 (Yoast SEO v27.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Streamlining Compliance: Enhance Operational Efficiency<\/title>\n<meta name=\"description\" content=\"Enhance operational efficiency with our guide on streamlining compliance for client record creation and AML reporting with InvestGlass.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investglass.com\/zh\/investglass-\u52a9\u529b\u7b80\u5316\u5408\u89c4\uff1a\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\u3001\u5458\u5de5\u6388\u6743\u548c-aml-\u62a5\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"How Can InvestGlass Streamline Compliance Across Client Records, Employee Authorization, and AML Reporting?\" \/>\n<meta property=\"og:description\" content=\"Introduction In today\u2019s rapidly evolving financial industry, streamlining compliance is essential for compliance officers and financial institutions\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.investglass.com\/zh\/investglass-\u52a9\u529b\u7b80\u5316\u5408\u89c4\uff1a\u5ba2\u6237\u8bb0\u5f55\u521b\u5efa\u3001\u5458\u5de5\u6388\u6743\u548c-aml-\u62a5\/\" \/>\n<meta property=\"og:site_name\" content=\"InvestGlass\" \/>\n<meta property=\"article:published_time\" content=\"2026-04-16T08:51:37+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2026-04-16T09:49:03+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/04\/streamlining-compliance-scaled.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"2048\" \/>\n\t<meta property=\"og:image:height\" content=\"1367\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"InvestGlass\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@investglass\" \/>\n<meta name=\"twitter:site\" content=\"@investglass\" \/>\n<meta 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