{"id":49664,"date":"2026-04-30T13:47:59","date_gmt":"2026-04-30T11:47:59","guid":{"rendered":"https:\/\/www.investglass.com\/?p=49664"},"modified":"2026-04-17T09:46:30","modified_gmt":"2026-04-17T07:46:30","slug":"%e6%9c%80%e7%bb%88%e5%8f%97%e7%9b%8a%e6%89%80%e6%9c%89%e4%ba%ba%e5%ae%9a%e4%b9%89-%e5%85%a8%e7%90%83%e8%a7%84%e5%88%99%e5%8f%8a%e7%91%9e%e5%a3%ab%e5%90%88%e8%a7%84%e8%87%aa%e5%8a%a8%e5%8c%96","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/ultimate-beneficial-owner-definition-global-rules-and-swiss-compliant-automation\/","title":{"rendered":"\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u662f\u8c01\uff0c\u8fd9\u5bf9\u5168\u7403\u5408\u89c4\u4e3a\u4f55\u91cd\u8981\uff1f"},"content":{"rendered":"<p class=\"wp-block-paragraph\">\u5230 2026 \u5e74\uff0c\u7406\u89e3\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u6743\u5df2\u6210\u4e3a\u53d7\u76d1\u7ba1\u673a\u6784\u9762\u4e34\u7684\u6700\u5173\u952e\u7684\u5408\u89c4\u4e49\u52a1\u4e4b\u4e00\uff0c\u53d7\u76ca\u6240\u6709\u6743\u62a5\u544a\u8981\u6c42\u73b0\u5df2\u6210\u4e3a\u8fd9\u4e9b\u4e49\u52a1\u7684\u6838\u5fc3\u90e8\u5206\u3002\u968f\u7740\u5168\u7403\u53cd\u6d17\u94b1\u6846\u67b6\u65e5\u76ca\u6536\u7d27\uff0c\u4ee5\u53ca\u53d7\u76ca\u6240\u6709\u6743\u767b\u8bb0\u518c\u5728\u5404\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u4e0d\u65ad\u6269\u5927\uff0c, <a href=\"https:\/\/www.investglass.com\/zh\/%e6%b7%b1%e5%85%a5%e5%88%86%e6%9e%90%e6%8b%a5%e6%9c%89%e4%b8%80%e5%ae%b6%e9%93%b6%e8%a1%8c%e7%9a%84%e5%88%a9%e6%b6%a6%e6%9c%89%e5%a4%9a%e9%ab%98\/\" target=\"_self\">\u91d1\u878d\u673a\u6784<\/a> \u5fc5\u987b\u8bc6\u522b\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u5176\u516c\u53f8\u5ba2\u6237\u7684\u81ea\u7136\u4eba\u3002\u672c\u6307\u5357\u89e3\u91ca\u4e86\u4ec0\u4e48\u662f\u6700\u7ec8 <a href=\"https:\/\/www.investglass.com\/pl\/understanding-who-is-a-beneficial-owner-our-guide-to-rules-requirements\/\" target=\"_self\">\u5b9e\u76ca\u62e5\u6709\u4eba<\/a> \u5982\u4f55\u5168\u7403\u6cd5\u89c4\u5b9a\u4e49\u6240\u6709\u6743\u95e8\u69db\uff0c\u4ee5\u53ca\u745e\u58eb <a href=\"https:\/\/www.investglass.com\/zh\/%e4%b8%bb%e6%9d%83%e7%9a%84%e5%90%ab%e4%b9%89\/\" target=\"_self\">\u4e3b\u6743<\/a> \u6280\u672f\u53ef\u4ee5\u81ea\u52a8\u5316UBO\u8bc6\u522b\uff0c\u540c\u65f6\u4fdd\u7559\u6570\u636e\u4e3b\u6743\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-what-is-an-ultimate-beneficial-owner-ubo\">\u6700\u7ec8\u53d7\u76ca\u4eba (UBO) \u662f\u6307\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u5ba2\u6237\u5b9e\u4f53\uff0c\u6216\u8005\u901a\u8fc7\u5176\u4ed6\u65b9\u5f0f\u6700\u7ec8\u53d7\u76ca\u4e8e\u5ba2\u6237\u4e0e\u5176\u5efa\u7acb\u4e1a\u52a1\u5173\u7cfb\u3002<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u662f\u6307\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u6cd5\u4eba\u5b9e\u4f53\u6216\u6700\u7ec8\u53d7\u76ca\u4e8e\u5176\u8d44\u4ea7\u6216\u4ea4\u6613\u7684\u81ea\u7136\u4eba\u3002\u8fd9\u4e00\u6982\u5ff5\u662f\u5168\u7403\u53cd\u6d17\u94b1\u548c\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u6846\u67b6\u7684\u6838\u5fc3\uff0c\u662f\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\u548c <a href=\"https:\/\/www.investglass.com\/zh\/%e5%a6%82%e4%bd%95%e9%aa%8c%e8%af%81%e4%bc%81%e4%b8%9a%e6%98%af%e5%90%a6%e5%90%88%e6%b3%95-kyb-%e8%a7%a3%e9%87%8a\/\" target=\"_self\">\u4e86\u89e3\u60a8\u7684\u4e1a\u52a1<\/a> \u5de5\u827a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5927\u591a\u6570\u53f8\u6cd5\u7ba1\u8f96\u533a\uff0c\u5b9e\u9645\u53d7\u76ca\u4eba\u662f\u6307\u76f4\u63a5\u6216\u95f4\u63a5\u62e5\u6709\u6216\u63a7\u5236\u81f3\u5c11 25% \u80a1\u4efd\u6216\u6295\u7968\u6743\u7684\u4eba\u3002\u67d0\u4e9b\u5236\u5ea6\u5bf9\u5305\u62ec\u8d4c\u573a\u3001\u91c7\u6398\u4e1a\u548c\u865a\u62df\u8d44\u4ea7\u670d\u52a1\u63d0\u4f9b\u5546\u5728\u5185\u7684\u8f83\u9ad8\u98ce\u9669\u884c\u4e1a\u9002\u7528\u8f83\u4f4e\u7684\u95e8\u69db\uff0c\u4f8b\u5982 10% \u6216 15%\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u516c\u53f8\u6ce8\u518c\u7c3f\u4e0a\u5217\u51fa\u7684\u5408\u6cd5\u6240\u6709\u8005\u53ef\u80fd\u4e0e\u590d\u6742\u7684\u516c\u53f8\u7ed3\u6784\uff08\u5982\u63a7\u80a1\u516c\u53f8\u3001\u4ee3\u6301\u80a1\u4e1c\u548c\u4fe1\u6258\uff09\u80cc\u540e\u7684\u5b9e\u9645\u4e2a\u4eba\u4e0d\u540c\u3002<\/li>\n\n\n\n<li>\u95f4\u63a5\u6240\u6709\u6743\u5fc5\u987b\u901a\u8fc7\u6240\u6709\u6743\u94fe\u4e2d\u7684\u6bcf\u4e00\u5c42\u8fdb\u884c\u8ffd\u8e2a\uff0c\u4ee5\u786e\u5b9a\u76ee\u6807\u5b9e\u4f53\u7684\u6700\u7ec8\u6240\u6709\u8005\u3002<\/li>\n\n\n\n<li>\u6240\u6709\u6743\u6743\u76ca\u53ef\u5305\u62ec\u80a1\u4efd\u3001\u6295\u7968\u6743\u3001\u5229\u6da6\u53c2\u4e0e\u6743\u3001\u5176\u4ed6\u7ecf\u6d4e\u5229\u76ca\u53ca\u5176\u4ed6\u6240\u6709\u6743\u6743\u76ca\u3002<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8003\u8651\u8fd9\u4e2a\u5177\u4f53\u7684\u4f8b\u5b50\uff1a\u67d0\u4e2a\u4eba\u62e5\u6709\u745e\u58eb\u63a7\u80a1\u516c\u53f8\u768460%\u80a1\u4efd\uff0c\u800c\u8be5\u516c\u53f8\u62e5\u6709\u5362\u68ee\u5821\u5b50\u516c\u53f8\u7684100%\u80a1\u4efd\u3002\u5373\u4f7f\u8fd9\u4e2a\u4eba\u7684\u540d\u5b57\u4ece\u672a\u51fa\u73b0\u5728\u5362\u68ee\u5821\u7684\u80a1\u4e1c\u540d\u518c\u4e0a\uff0c\u4ed6\u4e5f\u88ab\u89c6\u4e3a\u8be5\u5b50\u516c\u53f8\u7684\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u3002\u91d1\u878d\u673a\u6784\u5fc5\u987b\u7a7f\u900f\u8fd9\u4e9b\u7ed3\u6784\uff0c\u51c6\u786e\u8bc6\u522b\u53d7\u76ca\u6240\u6709\u4eba\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-why-ubo-identification-matters-for-compliance-and-risk-management\">\u4e3a\u4f55\u6700\u7ec8\u53d7\u76ca\u4eba\u8bc6\u522b\u5bf9\u5408\u89c4\u548c\u98ce\u9669\u7ba1\u7406\u81f3\u5173\u91cd\u8981<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u76d1\u7ba1\u673a\u6784\uff0c\u4f8b\u5982\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff09\u3001\u6b27\u76df\u59d4\u5458\u4f1a\u3001\u7f8e\u56fd\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc\uff08FinCEN\uff09\u4ee5\u53ca\u745e\u58eb\u91d1\u878d\u5e02\u573a\u76d1\u7ba1\u5c40\uff08FINMA\uff09\uff0c\u90fd\u5c06\u53d7\u76ca\u6240\u6709\u4eba\uff08UBO\uff09\u900f\u660e\u5316\u89c6\u4e3a\u6253\u51fb\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u3001\u5236\u88c1\u89c4\u907f\u3001\u7a0e\u52a1\u6b3a\u8bc8\u548c\u7ecf\u6d4e\u72af\u7f6a\u7684\u5173\u952e\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5168\u7403\u6d17\u94b1\u7ea6\u5360\u4e16\u754c\u56fd\u5185\u751f\u4ea7\u603b\u503c\u76842%\u81f35%\uff0c\u6bcf\u5e74\u7ea6\u54081.8\u4e07\u4ebf\u81f32\u4e07\u4ebf\u7f8e\u5143\u3002<\/li>\n\n\n\n<li>\u4e0d\u900f\u660e\u7684\u6240\u6709\u6743\u7ed3\u6784\u3001\u7a7a\u58f3\u516c\u53f8\u548c\u4ee3\u540d\u80a1\u4e1c\u7ecf\u5e38\u88ab\u7528\u6765\u9690\u85cf\u72af\u7f6a\u8ba1\u5212\u80cc\u540e\u7684\u771f\u5b9e\u4e2a\u4eba\u3002<\/li>\n\n\n\n<li>UBO\u89c4\u5219\u65e8\u5728\u7a7f\u900f\u8fd9\u79cd\u4e0d\u900f\u660e\u6027\uff0c\u5e76\u63ed\u9732\u884c\u4f7f\u6700\u7ec8\u63a7\u5236\u6743\u7684\u81ea\u7136\u4eba\u6216\u6cd5\u4eba\u3002<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u672a\u80fd\u8bc6\u522b\u548c\u76d1\u63a7\u6700\u7ec8\u53d7\u76ca\u4eba\u4f1a\u5e26\u6765\u4e25\u91cd\u7684\u5408\u89c4\u98ce\u9669\u3002\u673a\u6784\u5c06\u9762\u4e34\u5de8\u989d\u884c\u653f\u7f5a\u6b3e\u3001\u9ad8\u7ba1\u5211\u4e8b\u8d23\u4efb\u3001\u58f0\u8a89\u98ce\u9669\u4ee5\u53ca\u53ef\u80fd\u7684\u4ee3\u7406\u4e1a\u52a1\u635f\u5931\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%9c%89%e6%95%88%e5%85%b3%e7%b3%bb%e7%ae%a1%e7%90%86%e9%93%b6%e8%a1%8c%e4%b8%9a%e5%8a%a1%e7%9a%84%e9%a1%b6%e7%ba%a7%e7%ad%96%e7%95%a5\/\" target=\"_self\">\u94f6\u884c\u5173\u7cfb<\/a>. \u5f53\u76d1\u7ba1\u5ba1\u67e5\u63ed\u793a\u51fa\u53d7\u76ca\u6240\u6709\u4eba\u8eab\u4efd\u6838\u67e5\u4e0d\u8db3\u65f6\uff0c\u8be5\u7ec4\u7ec7\u7684\u58f0\u8a89\u53ef\u80fd\u906d\u53d7\u6301\u4e45\u635f\u5bb3\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5f3a\u5927\u7684\u6700\u7ec8\u53d7\u76ca\u4eba\u8bc6\u522b\u80fd\u529b\uff0c\u901a\u8fc7\u63ed\u793a\u653f\u6cbb\u654f\u611f\u4eba\u58eb\u3001\u53d7\u5236\u88c1\u4e2a\u4eba\u3001\u56fd\u6709\u4f01\u4e1a\u548c\u9ad8\u98ce\u9669\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u655e\u53e3\uff0c\u4ece\u800c\u6539\u5584\u5185\u90e8\u98ce\u9669\u7ba1\u7406\u3002\u4e86\u89e3\u516c\u53f8\u5ba2\u6237\u7684\u5b8c\u6574\u80a1\u6743\u7ed3\u6784\uff0c\u4f7f\u673a\u6784\u80fd\u591f\u9002\u5f53\u5730\u6821\u51c6\u5176\u5c3d\u804c\u8c03\u67e5\u548c\u6301\u7eed\u76d1\u63a7\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-global-ubo-legislation-and-regional-approaches\">\u5168\u7403\u53d7\u76ca\u6240\u6709\u4eba\u7acb\u6cd5\u4e0e\u5730\u533a\u6027\u65b9\u6cd5<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u6743\u6cd5\u89c4\u7684\u5236\u5b9a\u53d7\u5230\u56fd\u9645\u6807\u51c6\uff08\u5982FATF\u5efa\u8bae\uff09\u7684\u5f71\u54cd\uff0c\u7136\u540e\u5728\u6b27\u76df\u3001\u82f1\u56fd\u3001\u7f8e\u56fd\u3001\u745e\u58eb\u548c\u4e9a\u592a\u5730\u533a\u7b49\u4e0d\u540c\u7ba1\u8f96\u533a\u5b9e\u65bd\u3002\u8fd9\u5f62\u6210\u4e86\u4e00\u4e2a\u65e5\u76ca\u5bc6\u96c6\u7684\u76d1\u7ba1\u5730\u56fe\uff0c\u8981\u6c42\u673a\u6784\u4e86\u89e3\u591a\u79cd\u5236\u5ea6\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"683\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo-1024x683.jpg\" alt=\"\u745e\u58eb\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u7cfb\u7edf InvestGlass\" class=\"wp-image-35449\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo-1024x683.jpg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo-300x200.jpg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo-768x512.jpg 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo-1536x1024.jpg 1536w, https:\/\/www.investglass.com\/wp-content\/uploads\/2023\/02\/8iypumbarzo.jpg 1600w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">\u745e\u58eb\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u7cfb\u7edf InvestGlass<\/figcaption><\/figure>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u91d1\u878d\u884c\u52a8\u548c\u53cd\u6d17\u94b1\u5408\u4f5c\u7ec4\u7ec7\u9884\u671f<\/strong>\u5404\u56fd\u5fc5\u987b\u4fdd\u6301\u5173\u4e8e\u53d7\u76ca\u6240\u6709\u6743\u7684\u51c6\u786e\u548c\u6700\u65b0\u7684\u4fe1\u606f\uff0c\u5e76\u4e14\u6709\u5173\u5f53\u5c40\u548c\u8d1f\u6709\u4e49\u52a1\u7684\u91d1\u878d\u673a\u6784\u80fd\u591f\u53ca\u65f6\u67e5\u9605\u8fd9\u4e9b\u4fe1\u606f\u3002<\/li>\n\n\n\n<li><strong>\u6b27\u6d32\u8054\u76df<\/strong>\u7b2c\u4e94\u548c <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e7%ac%ac-6-%e5%8f%b7%e5%8f%8d%e6%b4%97%e9%92%b1%e6%8c%87%e4%bb%a4\/\" target=\"_self\">\u7b2c\u516d\u6b21\u53cd\u6d17\u94b1\u6307\u4ee4<\/a> \u5f15\u5165\u4e86\u7edf\u4e00\u768425%\u7684\u6240\u6709\u6743\u6216\u63a7\u5236\u6743\u95e8\u69db\u3001\u53d7\u76ca\u6240\u6709\u6743\u767b\u8bb0\u4ee5\u53ca\u6210\u5458\u56fd\u57282026\u5e747\u6708\u524d\u5efa\u7acb\u53ef\u4f9b\u4e3b\u7ba1\u5f53\u5c40\u8bbf\u95ee\u7684\u5168\u9762\u516c\u53f8\u6240\u6709\u6743\u6570\u636e\u5e93\u7684\u6700\u540e\u671f\u9650<\/li>\n\n\n\n<li><strong>\u82f1\u56fd<\/strong>\u82f1\u56fd\u516c\u53f8\u623f\u4ea7\u767b\u8bb0\u5904\u7684\u4eba\u5458\u91cd\u5927\u63a7\u5236\u767b\u8bb0\u7c3f\u8bb0\u5f55\u4e86\u5bf9\u82f1\u56fd\u5b9e\u4f53\u6709\u91cd\u5927\u63a7\u5236\u7684\u4e2a\u4eba\uff0c\u800c\u6d77\u5916\u5b9e\u4f53\u767b\u8bb0\u7c3f\u5219\u5904\u7406\u62e5\u6709\u82f1\u56fd\u623f\u5730\u4ea7\u7684\u5df2\u5728\u6d77\u5916\u6ce8\u518c\u7684\u516c\u53f8\u3002\u7ecf\u6d4e\u72af\u7f6a\u548c\u516c\u53f8\u900f\u660e\u5ea6\u6cd5\u6848\u52a0\u5f3a\u4e86 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e8%ba%ab%e4%bb%bd%e9%aa%8c%e8%af%81%ef%bc%9f\/\" target=\"_self\">\u8eab\u4efd\u9a8c\u8bc1<\/a> \u53ca2024\u5e74\u8d77\u6267\u884c<\/li>\n\n\n\n<li><strong>\u7f8e\u56fd<\/strong>\u300a\u4f01\u4e1a\u900f\u660e\u6cd5\u300b\u5df2\u4e8e 2024 \u5e74 1 \u6708 1 \u65e5\u751f\u6548\uff0c\u8981\u6c42\u62a5\u544a\u516c\u53f8\u5411 FinCEN \u62a5\u544a\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u3002\u6545\u610f\u4e0d\u9075\u5b88\u89c4\u5b9a\u7684\u5904\u7f5a\u5305\u62ec\u6c11\u4e8b\u7f5a\u6b3e\u548c\u53ef\u80fd\u76d1\u7981\u3002\u5728\u4efb\u4f55\u5dde\u6210\u7acb\u7684\u6709\u9650\u8d23\u4efb\u516c\u53f8\u548c\u7c7b\u4f3c\u5b9e\u4f53\u90fd\u5fc5\u987b\u9075\u5b88\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u62a5\u544a\u8981\u6c42\u3002<\/li>\n\n\n\n<li><strong>\u745e\u58eb<\/strong>\u516c\u53f8\u6cd5\u3001\u91d1\u878d\u5e02\u573a\u76d1\u7ba1\u548c\u53cd\u6d17\u94b1\u89c4\u5219\u7684\u6df7\u5408\u8981\u6c42\u8bc6\u522b\u63a7\u80a1\u80a1\u4e1c\u548c\u53d7\u76ca\u6240\u6709\u4eba\uff0c\u8fd9\u5bf9\u4e8e\u670d\u52a1\u5916\u56fd\u5b9e\u4f53\u7684\u79c1\u4eba\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u8005\u5c24\u4e3a\u91cd\u8981\u3002<\/li>\n\n\n\n<li><strong>\u4e9a\u592a<\/strong>\u65b0\u52a0\u5761\u3001\u6fb3\u5927\u5229\u4e9a\u3001\u9999\u6e2f\u548c\u9a6c\u6765\u897f\u4e9a\u7b49\u53f8\u6cd5\u7ba1\u8f96\u533a\u6b63\u5728\u9010\u6b65\u5f15\u5165\u4e2d\u592e\u53d7\u76ca\u6240\u6709\u4eba\u767b\u8bb0\u518c\u548c\u66f4\u4e25\u683c\u7684\u62ab\u9732\u89c4\u5219\uff0c\u4ece\u800c\u4e3a\u62e5\u6709\u56fd\u9645\u5ba2\u6237\u6570\u636e\u5e93\u7684\u673a\u6784\u589e\u52a0\u4e86\u53d7\u76ca\u6240\u6709\u4eba\u62a5\u544a\u4e49\u52a1\u3002<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5168\u7403\u6700\u7ec8\u53d7\u76ca\u4eba\u62ab\u9732\u6cd5\u89c4\u5728\u63d0\u9ad8\u900f\u660e\u5ea6\u3001\u6253\u51fb\u6d17\u94b1\u548c\u9632\u6b62\u975e\u6cd5\u6d3b\u52a8\u65b9\u9762\u53d1\u6325\u7740\u81f3\u5173\u91cd\u8981\u7684\u4f5c\u7528\u3002\u76ee\u524d\u5927\u591a\u6570\u53f8\u6cd5\u7ba1\u8f96\u533a\u90fd\u8981\u6c42\u5b9e\u4f53\u901a\u8fc7\u516c\u5171\u767b\u8bb0\u518c\u6216\u76d1\u7ba1\u7533\u62a5\u6765\u62ab\u9732\u6700\u7ec8\u53d7\u76ca\u4eba\u4fe1\u606f\uff0c\u4ece\u800c\u786e\u4fdd\u6cd5\u5f8b\u5408\u89c4\u5e76\u4e0e\u56fd\u9645\u6807\u51c6\u4fdd\u6301\u4e00\u81f4\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-typical-regulatory-thresholds-and-definitions\">\u5178\u578b\u76d1\u7ba1\u9608\u503c\u548c\u5b9a\u4e49<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u672c\u5c0f\u8282\u5feb\u901f\u53c2\u8003\u4e86\u5728\u6700\u7ec8\u53d7\u76ca\u4eba\u5236\u5ea6\u4e2d\u6700\u5e38\u7528\u7684\u6240\u6709\u6743\u548c\u63a7\u5236\u95e8\u69db\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5728\u8bb8\u591a\u91d1\u878d\u884c\u52a8\u7279\u522b\u5c0f\u7ec4\uff08FATF\uff09\u6210\u5458\u56fd\uff0c\u6807\u51c6\u768425%\u6240\u6709\u6743\u6216\u6295\u7968\u6743\u6d4b\u8bd5\u9002\u7528\u4e8e\u786e\u5b9a\u8c01\u7b26\u5408\u53d7\u76ca\u6240\u6709\u4eba\u7684\u8d44\u683c<\/li>\n\n\n\n<li>\u4e00\u4e9b\u56fd\u5bb6\u5bf9\u5305\u62ec\u8d4c\u573a\u3001\u865a\u62df\u8d44\u4ea7\u670d\u52a1\u63d0\u4f9b\u5546\u548c\u91c7\u6398\u4e1a\u5728\u5185\u7684\u9ad8\u98ce\u9669\u884c\u4e1a\u5b9e\u884c\u8f83\u4f4e\u7684\u95e8\u69db\uff0c\u4f8b\u598210%\u621615%\u3002<\/li>\n\n\n\n<li>\u89c4\u5b9a\u4e0d\u4ec5\u9650\u4e8e\u7eaf\u7cb9\u7684\u80a1\u6743\u6301\u6709\uff0c\u8fd8\u5305\u62ec\u901a\u8fc7\u8463\u4e8b\u4f1a\u63a7\u5236\u3001\u5426\u51b3\u6743\u3001\u4efb\u547d\u6743\u6216\u4e3b\u5bfc\u7ecf\u6d4e\u5229\u76ca\u800c\u884c\u4f7f\u91cd\u5927\u5f71\u54cd\u529b\u7684\u4e2a\u4eba\u3002<\/li>\n\n\n\n<li>\u5f53\u6ca1\u6709\u4e2a\u4eba\u7b26\u5408\u6240\u6709\u6743\u6807\u51c6\u65f6\uff0c\u4e3a\u4e86\u5408\u89c4\u76ee\u7684\uff0c\u673a\u6784\u5fc5\u987b\u5c06\u9ad8\u7ea7\u7ba1\u7406\u4eba\u5458\uff0c\u4f8b\u5982\u9996\u5e2d\u6267\u884c\u5b98\u6216\u8463\u4e8b\u603b\u7ecf\u7406\uff0c\u89c6\u4e3a\u4e8b\u5b9e\u4e0a\u7684\u53d7\u76ca\u6240\u6709\u4eba\u3002<\/li>\n\n\n\n<li>\u5728\u786e\u5b9a\u7ba1\u7406\u63a7\u5236\u65f6\uff0c\u5fc5\u987b\u540c\u65f6\u8003\u8651\u76f4\u63a5\u548c\u95f4\u63a5\u63a7\u5236\u673a\u5236<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-ultimate-beneficial-owner-vs-beneficial-owner\">\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba vs \u53d7\u76ca\u6240\u6709\u4eba<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u8bb8\u591a\u4ece\u4e1a\u8005\u5c06\u53d7\u76ca\u6240\u6709\u4eba\u548c\u6700\u7ec8\u53d7\u76ca\u4eba\u4e92\u6362\u4f7f\u7528\uff0c\u4f46\u4e00\u4e9b\u6cd5\u89c4\u548c\u98ce\u9669\u6846\u67b6\u5bf9\u591a\u4e2a\u53d7\u76ca\u6240\u6709\u4eba\u4e0e\u62e5\u6709\u6700\u7ec8\u63a7\u5236\u6743\u7684\u5355\u4e2a\u4eba\u505a\u51fa\u4e86\u5b9e\u9645\u533a\u5206\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u53d7\u76ca\u6240\u6709\u4eba\u662f\u6307\u4efb\u4f55\u4eab\u53d7\u6240\u6709\u6743\u5229\u76ca\uff08\u5982\u80a1\u606f\u6216\u8d44\u4ea7\u589e\u503c\uff09\u6216\u5bf9\u51b3\u7b56\u62e5\u6709\u5b9e\u8d28\u6027\u63a7\u5236\u6743\uff0c\u5373\u4f7f\u4ed6\u4eec\u4e0d\u6301\u6709\u6700\u5927\u80a1\u6743\u7684\u81ea\u7136\u4eba\u3002<\/li>\n\n\n\n<li>\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba (UBO) \u901a\u5e38\u662f\u6307\u5728\u6240\u6709\u6743\u94fe\u6761\u4e2d\u5904\u4e8e\u6700\u9ad8\u5c42\u3001\u62e5\u6709\u6700\u5927\u63a7\u5236\u6743\u6216\u53d7\u76ca\u6743\uff0c\u5e76\u5bf9\u5176\u51b3\u7b56\u80fd\u6709\u6548\u5f15\u5bfc\u6574\u4e2a\u96c6\u56e2\u7684\u4e2a\u4eba\u3002<\/li>\n\n\n\n<li>\u5728\u8bb8\u591a\u62a5\u544a\u5236\u5ea6\u4e2d\uff0c\u4f8b\u5982\u300a\u4f01\u4e1a\u900f\u660e\u5ea6\u6cd5\u6848\u300b\uff0c\u76d1\u7ba1\u673a\u6784\u5728\u7533\u62a5\u4e49\u52a1\u65b9\u9762\u4e0d\u5bf9\u53d7\u76ca\u6240\u6709\u4eba\u4e0e\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u8fdb\u884c\u6cd5\u5f8b\u533a\u5206\uff0c\u5bf9\u6240\u6709\u7b26\u5408\u95e8\u69db\u7684\u4eba\u4e00\u89c6\u540c\u4ec1<\/li>\n\n\n\n<li>\u5408\u89c4\u56e2\u961f\u4ecd\u7136\u8ba4\u4e3a\u8fd9\u4e00\u6982\u5ff5\u6709\u52a9\u4e8e\u5185\u90e8\u98ce\u9669\u8bc4\u4f30\u548c\u786e\u5b9a\u8c01\u9700\u8981\u63a5\u53d7\u66f4\u4e25\u683c\u7684\u76d1\u7ba1\u5ba1\u67e5\u3002<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8003\u8651\u4e00\u5bb6\u6709\u56db\u540d\u80a1\u4e1c\u7684\u516c\u53f8\uff0c\u6bcf\u4f4d\u80a1\u4e1c\u6301\u80a1 20%\u3002\u6240\u6709\u56db\u4f4d\u90fd\u662f\u53d7\u76ca\u6240\u6709\u4eba\u3002\u7136\u800c\uff0c\u5982\u679c\u4e00\u4f4d\u80a1\u4e1c\u540c\u65f6\u62e5\u6709\u7279\u6b8a\u7684\u6295\u7968\u6743\u548c\u8463\u4e8b\u4efb\u547d\u6743\uff0c\u90a3\u4e48\u8be5\u4e2a\u4eba\u53ef\u80fd\u88ab\u89c6\u4e3a\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\uff0c\u4ee5\u4fbf\u8fdb\u884c\u589e\u5f3a\u5c3d\u804c\u8c03\u67e5\uff0c\u56e0\u4e3a\u4ed6\u4eec\u884c\u4f7f\u4e86\u6700\u7ec8\u7684\u6709\u6548\u63a7\u5236\u6743\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-who-does-not-qualify-as-a-ubo\">\u8c01\u4e0d\u7b26\u5408\u6700\u7ec8\u53d7\u76ca\u4eba\uff08UBO\uff09\u7684\u8d44\u683c\uff1f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5e76\u975e\u6240\u6709\u5728\u80a1\u4e1c\u540d\u518c\u6216\u516c\u53f8\u6587\u4ef6\u4e2d\u5217\u540d\u7684\u4eba\u90fd\u7b26\u5408\u53d7\u76ca\u6240\u6709\u4eba\u6216\u6700\u7ec8\u53d7\u76ca\u4eba\u7684\u8d44\u683c\u3002\u4e86\u89e3\u8fd9\u4e9b\u6392\u9664\u9879\u53ef\u4ee5\u907f\u514d\u5408\u89c4\u9519\u8bef\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4ee3\u8868\u4ed6\u4eba\u6301\u6709\u80a1\u4efd\u4f46\u672a\u83b7\u5f97\u7ecf\u6d4e\u5229\u76ca\u6216\u884c\u4f7f\u5b9e\u8d28\u63a7\u5236\u6743\u7684\u4ee3\u540d\u4eba\u80a1\u4e1c\u4e0d\u662f\u5b9e\u9645\u53d7\u76ca\u6240\u6709\u4eba\u3002<\/li>\n\n\n\n<li>\u53d7\u6258\u4eba\u6216\u4f01\u4e1a\u670d\u52a1\u63d0\u4f9b\u5546\u4ee3\u8868\u8bbe\u5b9a\u7684\u53d7\u76ca\u4eba\u6216\u53d7\u76ca\u4eba\u7ba1\u7406\u4fe1\u6258\u7684\uff0c\u9664\u975e\u4ed6\u4eec\u4e5f\u4eab\u6709\u6743\u76ca\u5e76\u7531\u6b64\u63a7\u5236\u8d44\u4ea7\uff0c\u5426\u5219\u5e76\u975e\u6700\u7ec8\u53d7\u76ca\u4eba\u3002<\/li>\n\n\n\n<li>\u7236\u6bcd\u4e3a\u672a\u6210\u5e74\u5b50\u5973\u6301\u6709\u4fe1\u6258\u80a1\u4efd\u3001\u4fdd\u7ba1\u4eba\u548c\u540d\u4e49\u53d7\u6258\u4eba\u901a\u5e38\u4e0d\u88ab\u89c6\u4e3aAML\u89c4\u5219\u4e0b\u7684UBO\uff0c\u56e0\u4e3a\u53d7\u76ca\u6743\u76ca\u6700\u7ec8\u5f52\u5c5e\u4e8e\u6700\u7ec8\u53d7\u76ca\u4eba\u3002<\/li>\n\n\n\n<li>\u5f53\u5730\u4e0a\u5e02\u89c4\u5219\u8981\u6c42\u7684\u7eaf\u7cb9\u4e2d\u95f4\u4eba\uff0c\u4f8b\u5982\u7ecf\u7eaa\u4eba\u6216\u540d\u4e49\u6301\u6709\u4eba\uff0c\u4e0d\u5e94\u88ab\u8bef\u8ba4\u4e3a\u662f\u5b9e\u9645\u63a7\u5236\u4eba\uff1b\u673a\u6784\u5fc5\u987b\u7a7f\u900f\u8fd9\u4e9b\u5c42\u7ea7\u4ee5\u8bc6\u522b\u771f\u5b9e\u7684\u4eba\u7c7b\u6240\u6709\u8005\u3002<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-beneficial-owner-and-control\">\u53d7\u76ca\u6240\u6709\u4eba\u4e0e\u63a7\u5236\u6743<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u53d7\u76ca\u6240\u6709\u4eba\u662f\u6307\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u516c\u53f8\u5e76\u5bf9\u5176\u8fd0\u8425\u65bd\u52a0\u91cd\u5927\u5f71\u54cd\u7684\u4e2a\u4eba\uff0c\u65e0\u8bba\u662f\u901a\u8fc7\u76f4\u63a5\u8fd8\u662f\u95f4\u63a5\u65b9\u5f0f\u3002\u5728\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u6743\u7684\u80cc\u666f\u4e0b\uff0c\u63a7\u5236\u6743\u7684\u884c\u4f7f\u4e0d\u4ec5\u53ef\u4ee5\u901a\u8fc7\u6301\u6709\u80a1\u4efd\uff0c\u8fd8\u53ef\u4ee5\u901a\u8fc7\u6295\u7968\u6743\u3001\u7ba1\u7406\u63a7\u5236\u6743\u6216\u5176\u4ed6\u6388\u4e88\u5bf9\u516c\u53f8\u51b3\u7b56\u5b9e\u8d28\u6027\u63a7\u5236\u6743\u7684\u673a\u5236\u6765\u5b9e\u73b0\u3002\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc\uff08FinCEN\uff09\u5c06\u53d7\u76ca\u6240\u6709\u4eba\u5b9a\u4e49\u4e3a\u6301\u6709\u516c\u53f8\u81f3\u5c1125%\u6240\u6709\u6743\u6743\u76ca\u7684\u4e2a\u4eba\uff0c\u6216\u8005\u884c\u4f7f\u5b9e\u8d28\u6027\u63a7\u5236\u6743\uff0c\u4f8b\u5982\u4efb\u547d\u6216\u7f62\u514d\u8463\u4e8b\u6216\u5f71\u54cd\u5173\u952e\u4e1a\u52a1\u51b3\u7b56\u7684\u80fd\u529b\u7684\u4e2a\u4eba\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u7406\u89e3\u53d7\u76ca\u6240\u6709\u6743\u548c\u5404\u79cd\u63a7\u5236\u5f62\u5f0f\u5bf9\u4e8e\u8bc6\u522b\u6700\u7ec8\u53d7\u76ca\u4eba\u81f3\u5173\u91cd\u8981\uff0c\u5c24\u5176\u662f\u5728\u590d\u6742\u7684\u80a1\u6743\u7ed3\u6784\u4e2d\uff0c\u5f71\u54cd\u53ef\u80fd\u901a\u8fc7\u6cd5\u5f8b\u5b9e\u4f53\u5c42\u5c42\u4f20\u9012\u6216\u901a\u8fc7\u7279\u6b8a\u7684\u6295\u7968\u5b89\u6392\u6765\u65bd\u52a0\u3002 \u300a\u4f01\u4e1a\u900f\u660e\u6cd5\u6848\u300b\u548c\u5168\u7403\u7c7b\u4f3c\u7684\u6cd5\u89c4\u8981\u6c42\u7ec4\u7ec7\u8d85\u8d8a\u540d\u4e49\u6240\u6709\u6743\uff0c\u8bc6\u522b\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u4f01\u4e1a\u7684\u81ea\u7136\u4eba\u3002\u8fd9\u79cd\u65b9\u6cd5\u52a0\u5f3a\u4e86\u516c\u53f8\u900f\u660e\u5ea6\uff0c\u5e76\u901a\u8fc7\u786e\u4fdd\u90a3\u4e9b\u5177\u6709\u91cd\u5927\u5f71\u54cd\u6216\u6700\u7ec8\u63a7\u5236\u6743\u7684\u4eba\u5f97\u5230\u9002\u5f53\u8bc6\u522b\u5e76\u63a5\u53d7\u76d1\u7ba1\u5ba1\u67e5\uff0c\u4ece\u800c\u6709\u52a9\u4e8e\u9632\u6b62\u91d1\u878d\u72af\u7f6a\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-how-to-identify-an-ultimate-beneficial-owner-in-practice\">\u5982\u4f55\u5728\u5b9e\u8df5\u4e2d\u8bc6\u522b\u6700\u7ec8\u53d7\u76ca\u4eba<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u8bc6\u522b\u53d7\u76ca\u6240\u6709\u4eba\u662f\u4e00\u4e2a\u7ed3\u6784\u5316\u7684\u8fc7\u7a0b\uff0c\u662f\u66f4\u5e7f\u6cdb\u7684\u201c\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\u201d\u548c\u201c\u4e86\u89e3\u4f60\u7684\u4e1a\u52a1\u201d\u6846\u67b6\u7684\u7ec4\u6210\u90e8\u5206\uff0c\u5e76\u5f97\u5230\u5185\u90e8\u653f\u7b56\u548c\u6280\u672f\u7684\u652f\u6301\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><img decoding=\"async\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2025\/09\/Best-No-Code-Onboarding-InvestGlass.png\" alt=\"\u6700\u4f73\u65e0\u4ee3\u7801\u5165\u804c - InvestGlass\" class=\"wp-image-48093\"\/><figcaption class=\"wp-element-caption\">\u6700\u4f73\u65e0\u4ee3\u7801\u5165\u804c - InvestGlass<\/figcaption><\/figure>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u6587\u4ef6\u6536\u96c6<\/strong>: \u4ece\u5ba2\u6237\u5904\u6536\u96c6\u516c\u53f8\u6587\u4ef6\uff0c\u4f8b\u5982\u516c\u53f8\u7ae0\u7a0b\u3001\u80a1\u4e1c\u540d\u518c\u3001\u80a1\u6743\u7ed3\u6784\u8868\u548c\u96c6\u56e2\u7ec4\u7ec7\u7ed3\u6784\u56fe\u3002<\/li>\n\n\n\n<li><strong>\u6240\u6709\u6743\u6620\u5c04<\/strong>: \u6cbf\u7740\u7ed3\u6784\u7684\u6bcf\u4e00\u5c42\u8ffd\u8e2a\u76f4\u63a5\u548c\u95f4\u63a5\u6240\u6709\u6743\uff0c\u901a\u8fc7\u5c06\u6240\u6709\u6743\u94fe\u4e2d\u7684\u5b9e\u4f53\u6301\u80a1\u76f8\u4e58\u6765\u8ba1\u7b97\u7d2f\u8ba1\u767e\u5206\u6bd4<\/li>\n\n\n\n<li><strong>\u63a7\u5236\u8bc6\u522b<\/strong>\u8bc6\u522b\u5177\u6709\u91cd\u5927\u63a7\u5236\u6743\u7684\u4e2a\u4eba\uff0c\u4f8b\u5982\u5426\u51b3\u6743\u3001\u51b3\u5b9a\u6027\u6295\u7968\u6743\u3001\u91d1\u80a1\u6216\u5408\u540c\u6743\uff0c\u5373\u4f7f\u4ed6\u4eec\u7684\u540d\u4e49\u6301\u80a1\u6bd4\u4f8b\u770b\u8d77\u6765\u6709\u9650\u3002<\/li>\n\n\n\n<li><strong>\u6ce8\u518c\u9a8c\u8bc1<\/strong>\u4ea4\u53c9\u53c2\u7167\u53d7\u76ca\u6240\u6709\u4eba\u540d\u518c\u3001\u5546\u4e1a\u6570\u636e\u5e93\u3001\u516c\u53f8\u6ce8\u518c\u673a\u6784\u548c\u5b98\u65b9\u6587\u4ef6\uff0c\u4ee5\u6838\u5b9e\u4ece\u5ba2\u6237\u90a3\u91cc\u6536\u96c6\u7684\u6240\u6709\u6743\u4fe1\u606f<\/li>\n\n\n\n<li><strong>\u6587\u4ef6<\/strong>:: \u5728\u53ef\u5ba1\u8ba1\u7684 KYC \u6587\u4ef6\u4e2d\u8bb0\u5f55\u6700\u7ec8\u51b3\u5b9a\u53ca\u5176\u6e05\u6670\u7684\u7406\u7531\uff0c\u5305\u62ec\u663e\u793a\u5b8c\u6574\u6240\u6709\u6743\u7ed3\u6784\u7684\u56fe\u8868\u6216\u793a\u610f\u56fe<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-key-elements-of-due-diligence-on-ubos\">\u5173\u4e8e\u6700\u7ec8\u53d7\u76ca\u4eba\u5c3d\u804c\u8c03\u67e5\u7684\u5173\u952e\u8981\u7d20<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e00\u65e6\u8bc6\u522b\u51fa\u53d7\u76ca\u6240\u6709\u4eba\uff0c\u516c\u53f8\u5c31\u5fc5\u987b\u6839\u636e\u4e1a\u52a1\u5173\u7cfb\u7684\u6027\u8d28\u548c\u76d1\u7ba1\u8981\u6c42\uff0c\u8fdb\u884c\u4e0e\u5176\u98ce\u9669\u76f8\u79f0\u7684\u5c3d\u804c\u8c03\u67e5\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u5c3d\u804c\u8c03\u67e5\u7c7b\u578b<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u6d3b\u52a8<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u6807\u51c6<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u901a\u8fc7\u62a4\u7167\u6216\u8eab\u4efd\u8bc1\u4ef6\u6838\u5b9e\u8eab\u4efd\uff0c\u83b7\u53d6\u5730\u5740\u8bc1\u660e\uff0c\u4e0e\u5b98\u65b9\u767b\u8bb0\u518c\u8fdb\u884c\u4ea4\u53c9\u6838\u5bf9<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u589e\u5f3a\u578b<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6536\u96c6\u8d22\u5bcc\u6765\u6e90\u548c\u8d44\u91d1\u6765\u6e90\u6587\u4ef6\uff0c\u5bf9\u9ad8\u98ce\u9669\u5730\u533a\u6216\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u8fdb\u884c\u66f4\u6df1\u5165\u7684\u80cc\u666f\u8c03\u67e5<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5b9a\u671f\u5ba1\u67e5<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6839\u636e\u98ce\u9669\u8bc4\u7ea7\u6bcf\u9694\u4e00\u5230\u4e09\u5e74\u5237\u65b0\u4e00\u6b21\u4fe1\u606f\uff0c\u5728\u53d1\u751f\u6536\u8d2d\u6216\u516c\u53f8\u91cd\u7ec4\u5bfc\u81f4\u6240\u6709\u6743\u53d8\u66f4\u65f6\u66f4\u65b0\u8bb0\u5f55<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u6d89\u53ca\u79c1\u4eba\u94f6\u884c\u3001\u8d44\u4ea7\u7ba1\u7406\u548c\u516c\u53f8\u8d37\u6b3e\u7b49\u9700\u8981\u6301\u7eed\u5bc6\u96c6\u76d1\u63a7\u7684\u5173\u7cfb\u4e2d\uff0c\u8bb0\u5f55\u6700\u7ec8\u53d7\u76ca\u4eba\u7684\u5546\u4e1a\u6d3b\u52a8\u3001\u804c\u4e1a\u4ee5\u53ca\u4e0e\u673a\u6784\u7684\u9884\u671f\u5173\u7cfb\u5c24\u4e3a\u91cd\u8981\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-screening-pep-sanctions-and-adverse-media\">\u5c3d\u804c\u8c03\u67e5\uff1aPEP\u3001\u5236\u88c1\u548c\u8d1f\u9762\u65b0\u95fb<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u9488\u5bf9\u5916\u90e8\u6570\u636e\u6e90\u7b5b\u9009\u672a\u77e5\u94f6\u884c\u8d26\u6237 (UBO) \u662f\u4e00\u4e2a\u6709\u6548\u7684\u91d1\u878d\u72af\u7f6a\u5408\u89c4\u8ba1\u5212\u7684\u6838\u5fc3\u7ec4\u6210\u90e8\u5206\uff0c\u6709\u52a9\u4e8e\u8bc6\u522b\u4e0e\u5176\u5b83\u91d1\u878d\u72af\u7f6a\u76f8\u5173\u7684\u53d7\u76ca\u6240\u6709\u4eba\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u653f\u6cbb\u654f\u611f\u4eba\u58eb\u7b5b\u67e5<\/strong>\uff1a\u5b9e\u9645\u63a7\u5236\u4eba\uff08UBO\uff09\u662f\u73b0\u4efb\u6216\u524d\u4efb\u9ad8\u7ea7\u516c\u804c\u4eba\u5458\uff0c\u6216\u4e0e\u5176\u5173\u7cfb\u5bc6\u5207\u7684\u4e2a\u4eba\u6216\u5bb6\u5ead\u6210\u5458\uff0c\u88ab\u89c6\u4e3a\u8f83\u9ad8\u98ce\u9669\uff0c\u5e76\u89e6\u53d1\u5f3a\u5316\u63aa\u65bd\u3002<\/li>\n\n\n\n<li><strong>\u5236\u88c1\u7b5b\u67e5<\/strong>\u673a\u6784\u5fc5\u987b\u6838\u5b9e\u6709\u5173\u8054\u4eba\u58eb\u662f\u5426\u51fa\u73b0\u5728\u6b27\u76df\u5408\u5e76\u540d\u5355\u3001OFAC\u5236\u88c1\u540d\u5355\u3001\u82f1\u56fd\u5236\u88c1\u540d\u5355\u6216\u745e\u58ebSECO\u540d\u5355\u7b49\u540d\u5355\u4e0a\uff0c\u5e76\u4e14\u5fc5\u987b\u963b\u6b62\u88ab\u7981\u6b62\u7684\u5173\u7cfb\u3002<\/li>\n\n\n\n<li><strong>\u8d1f\u9762\u5a92\u4f53\u7b5b\u67e5<\/strong>\u5bf9\u4fe1\u8a89\u826f\u597d\u7684\u65b0\u95fb\u6765\u6e90\u3001\u6cd5\u9662\u8bb0\u5f55\u548c\u76d1\u7ba1\u90e8\u95e8\u65b0\u95fb\u7a3f\u8fdb\u884c\u7684\u7ed3\u6784\u5316\u6838\u67e5\u663e\u793a\uff0c\u5373\u4f7f\u4e0d\u5b58\u5728\u6b63\u5f0f\u5236\u88c1\uff0c\u4e5f\u6d89\u53ca\u6b3a\u8bc8\u3001\u8d3f\u8d42\u3001\u7a0e\u52a1\u72af\u7f6a\u6216\u6709\u7ec4\u7ec7\u72af\u7f6a\u3002<\/li>\n\n\n\n<li><strong>\u6301\u7eed\u76d1\u63a7<\/strong>\u76d1\u7ba1\u673a\u6784\u671f\u671b\u673a\u6784\u5b9e\u65bd\u6301\u7eed\u6216\u5b9a\u671f\u7684\u7b5b\u67e5\uff0c\u4ee5\u4fbf\u53ca\u65f6\u6301\u7eed\u5730\u53d1\u73b0\u5f71\u54cd\u5b9e\u9645\u53d7\u76ca\u4eba\u7684\u65b0\u6307\u5b9a\u6216\u6267\u6cd5\u884c\u52a8\u3002<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-beneficial-ownership-information-and-reporting\">\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u548c\u62a5\u544a<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u5305\u62ec\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u516c\u53f8\u7684\u4e2a\u4eba\u8be6\u7ec6\u4fe1\u606f\uff0c\u5982\u59d3\u540d\u3001\u5730\u5740\u548c\u8eab\u4efd\u8bc1\u660e\u6587\u4ef6\u3002\u6839\u636e\u6cd5\u5f8b\u89c4\u5b9a\uff0c\u62a5\u544a\u516c\u53f8\u6709\u4e49\u52a1\u5c06\u5176\u63d0\u4f9b\u7ed9\u76d1\u7ba1\u673a\u6784\uff0c\u4f8b\u5982\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u5c40\uff08FinCEN\uff09\uff0c\u4ee5\u5c65\u884c\u5176\u5408\u89c4\u4e49\u52a1\u3002\u63d0\u4ea4\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u62a5\u544a\u662f\u63d0\u9ad8\u900f\u660e\u5ea6\u548c\u9632\u6b62\u516c\u53f8\u5b9e\u4f53\u88ab\u7528\u4e8e\u6d17\u94b1\u3001\u6050\u6016\u878d\u8d44\u548c\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u7684\u5173\u952e\u4e00\u6b65\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u51c6\u786e\u53ca\u65f6\u5730\u62a5\u544a\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u5e76\u975e\u4e00\u52b3\u6c38\u9038\u3002\u516c\u53f8\u5fc5\u987b\u5b9e\u65bd\u6301\u7eed\u76d1\u63a7\uff0c\u4ee5\u786e\u4fdd\u4efb\u4f55\u6240\u6709\u6743\u6216\u63a7\u5236\u6743\u7684\u53d8\u5316\u90fd\u80fd\u53ca\u65f6\u53cd\u6620\u5728\u5176\u8bb0\u5f55\u4e2d\u5e76\u62a5\u544a\u7ed9\u76f8\u5173\u5f53\u5c40\u3002\u8fd9\u4e00\u6301\u7eed\u4e49\u52a1\u6709\u52a9\u4e8e\u7ef4\u62a4\u6240\u6709\u6743\u4fe1\u606f\u7684\u5b8c\u6574\u6027\uff0c\u5e76\u652f\u6301\u6253\u51fb\u91d1\u878d\u72af\u7f6a\u7684\u52aa\u529b\u3002\u901a\u8fc7\u4fdd\u6301\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u7684\u6700\u65b0\uff0c\u7ec4\u7ec7\u53ef\u4ee5\u8bc1\u660e\u5176\u9075\u5b88\u6cd5\u89c4\u8981\u6c42\uff0c\u5e76\u964d\u4f4e\u9762\u4e34\u6267\u6cd5\u884c\u52a8\u6216\u58f0\u8a89\u53d7\u635f\u7684\u98ce\u9669\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-ongoing-monitoring-and-governance-of-ubo-information\">\u6301\u7eed\u76d1\u63a7\u4e0e\u6cbb\u7406\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">UBO \u68c0\u67e5\u5e76\u975e\u4e00\u6b21\u6027\u7684\u5165\u804c\u6d3b\u52a8\uff0c\u800c\u662f\u4e00\u4e2a\u6301\u7eed\u7684\u8fc7\u7a0b\uff0c\u5fc5\u987b\u53cd\u6620\u6574\u4e2a\u8fc7\u7a0b\u4e2d\u7684\u6240\u6709\u6743\u53d8\u66f4\u3001\u63a7\u5236\u6743\u53d8\u66f4\u4ee5\u53ca\u98ce\u9669\u72b6\u51b5\u7684\u53d8\u5316\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e5%ae%a2%e6%88%b7%e7%94%9f%e5%91%bd%e5%91%a8%e6%9c%9f%e7%ae%a1%e7%90%86%e9%93%b6%e8%a1%8c%e4%b8%9a%e5%8a%a1%e7%bb%88%e6%9e%81%e6%8c%87%e5%8d%97\/\" target=\"_self\">\u5ba2\u6237\u751f\u547d\u5468\u671f<\/a>.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5236\u5b9a\u6b63\u5f0f\u653f\u7b56\uff0c\u8981\u6c42\u5ba2\u6237\u5728\u6240\u6709\u6743\u7ed3\u6784\u53d1\u751f\u53d8\u5316\u65f6\u901a\u77e5\u673a\u6784\uff0c\u5e76\u5728\u5f00\u6237\u6587\u4ef6\u4e2d\u786e\u7acb\u5408\u540c\u4e49\u52a1\u3002<\/li>\n\n\n\n<li>\u6bcf\u5e74\u5bf9\u9ad8\u98ce\u9669\u5ba2\u6237\u89e6\u53d1\u5b9a\u671f KYC \u5ba1\u67e5\uff0c\u5bf9\u4f4e\u98ce\u9669\u5ba2\u6237\u6bcf\u4e24\u5230\u4e09\u5e74\u89e6\u53d1\u4e00\u6b21\uff0c\u4ee5\u5237\u65b0 UBO \u4fe1\u606f\u5e76\u91cd\u65b0\u8bc4\u4f30\u98ce\u9669\u7b49\u7ea7\u3002<\/li>\n\n\n\n<li>\u5b9e\u65bd\u6cbb\u7406\u7ed3\u6784\uff0c\u4f8b\u5982\u5ba2\u6237\u8eab\u4efd\u8bc6\u522b\uff08KYC\uff09\u59d4\u5458\u4f1a\u3001\u5904\u7406\u590d\u6742\u4f01\u4e1a\u7ed3\u6784\u7684\u5347\u7ea7\u7a0b\u5e8f\u4ee5\u53ca\u6d89\u53ca\u524d\u53f0\u90e8\u95e8\u548c\u5408\u89c4\u56e2\u961f\u7684\u5ba1\u6279\u5de5\u4f5c\u6d41\u7a0b<\/li>\n\n\n\n<li>\u7ef4\u62a4\u51c6\u786e\u7684\u8bb0\u5f55\u4fdd\u5b58\uff0c\u5305\u62ec\u7248\u672c\u63a7\u5236\u3001\u5e26\u65f6\u95f4\u6233\u7684\u65e5\u5fd7\u548c\u5ba1\u8ba1\u8ddf\u8e2a\uff0c\u4ee5\u8bc1\u660e\u8c01\u5728\u4f55\u65f6\u9a8c\u8bc1\u4e86\u6bcf\u9879\u6700\u7ec8\u53d7\u76ca\u4eba\u786e\u5b9a\u3002<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-risk-based-classification-of-ubos\">\u53d7\u76ca\u6240\u6709\u4eba\u98ce\u9669\u5206\u7c7b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5e76\u975e\u6240\u6709\u6700\u7ec8\u53d7\u76ca\u4eba\u5747\u5b58\u5728\u76f8\u540c\u7a0b\u5ea6\u7684\u98ce\u9669\u3002\u57fa\u4e8e\u98ce\u9669\u7684\u5206\u7c7b\u652f\u6301\u6bd4\u4f8b\u5c3d\u804c\u8c03\u67e5\u548c\u6301\u7eed\u76d1\u63a7\uff0c\u540c\u65f6\u63a7\u5236\u5408\u89c4\u6210\u672c\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u98ce\u9669\u7b49\u7ea7<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u7279\u70b9<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5c3d\u804c\u8c03\u67e5\u65b9\u6cd5<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4f4e<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u4f4e\u98ce\u9669\u56fd\u5bb6\u5c45\u6c11\uff0c\u6536\u5165\u6765\u6e90\u900f\u660e\uff0c\u6240\u6709\u6743\u6e05\u6670<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u7b80\u5316\u9a8c\u8bc1\uff0c\u6bcf3-5\u5e74\u5ba1\u67e5\u4e00\u6b21<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4e2d\u578b<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u8de8\u5883\u7ed3\u6784\u3001\u9ad8\u98ce\u9669\u884c\u4e1a\u3001\u67d0\u4e9b\u53cd\u6d17\u94b1\u5236\u5ea6\u7f3a\u9677<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6807\u51c6\u5c3d\u804c\u8c03\u67e5\uff0c\u5e74\u5ea6\u81f3\u4e24\u5e74\u4e00\u6b21\u7684\u5ba1\u67e5<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff0c\u9ad8\u98ce\u9669\u7b2c\u4e09\u56fd\u8054\u7cfb\uff0c\u7f3a\u4e4f\u660e\u663e\u7ecf\u6d4e\u7406\u7531\u7684\u590d\u6742\u7ed3\u6784<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u52a0\u5f3a\u5c3d\u804c\u8c03\u67e5\uff0c\u9ad8\u7ea7\u7ba1\u7406\u5c42\u6279\u51c6\uff0c\u5e74\u5ea6\u5ba1\u67e5<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u673a\u6784\u5e94\u8bb0\u5f55\u6bcf\u4e2a\u98ce\u9669\u7b49\u7ea7\u7684\u6807\u51c6\uff0c\u5e76\u5c06\u5176\u4e0e\u5177\u4f53\u7684\u5c3d\u804c\u8c03\u67e5\u548c\u76d1\u63a7\u4e49\u52a1\u6302\u94a9\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-corporate-transparency-and-the-corporate-transparency-act\">\u4f01\u4e1a\u900f\u660e\u5ea6\u4e0e\u300a\u4f01\u4e1a\u900f\u660e\u5ea6\u6cd5\u6848\u300b<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u300a\u4f01\u4e1a\u900f\u660e\u5ea6\u6cd5\u6848\u300b\uff08CTA\uff09\u662f\u5168\u7403\u6539\u5584\u4f01\u4e1a\u900f\u660e\u5ea6\u548c\u6253\u51fb\u975e\u6cd5\u516c\u53f8\u6ee5\u7528\u52aa\u529b\u4e2d\u7684\u4e00\u9879\u91cd\u8981\u8fdb\u6b65\u3002\u6839\u636e\u300a\u4f01\u4e1a\u900f\u660e\u5ea6\u6cd5\u6848\u300b\uff0c\u62a5\u544a\u516c\u53f8\u9700\u8981\u5411\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u5c40\uff08FinCEN\uff09\u62ab\u9732\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\uff0c\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u5c40\u5c06\u7ef4\u62a4\u4e00\u4e2a\u673a\u5bc6\u7684\u767b\u8bb0\u518c\uff0c\u4f9b\u6388\u6743\u653f\u5e9c\u673a\u6784\u8bbf\u95ee\u3002\u6b64\u4e3e\u65e8\u5728\u9632\u6b62\u4e2a\u4eba\u8eb2\u5728\u533f\u540d\u7a7a\u58f3\u516c\u53f8\u540e\u9762\u4ece\u4e8b\u6d17\u94b1\u3001\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u6216\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u901a\u8fc7\u5f3a\u5236\u62ab\u9732\u6240\u6709\u6743\u4fe1\u606f\uff0cCTA \u52a0\u5f3a\u4e86\u516c\u53f8\u900f\u660e\u5ea6\uff0c\u5e76\u964d\u4f4e\u4e86\u91d1\u878d\u673a\u6784\u548c\u5176\u4ed6\u53d7\u76d1\u7ba1\u5b9e\u4f53\u7684\u5408\u89c4\u98ce\u9669\u3002\u8be5\u6cd5\u6848\u8fd8\u901a\u8fc7\u589e\u52a0\u4e0d\u6cd5\u5206\u5b50\u9690\u85cf\u8eab\u4efd\u548c\u6d3b\u52a8\u7684\u96be\u5ea6\uff0c\u652f\u6301\u4e86\u52a0\u5f3a\u91d1\u878d\u4f53\u7cfb\u5b8c\u6574\u6027\u7684\u66f4\u5e7f\u6cdb\u52aa\u529b\u3002\u516c\u53f8\u5fc5\u987b\u719f\u6089 CTA \u7684\u8981\u6c42\uff0c\u786e\u4fdd\u53ca\u65f6\u51c6\u786e\u5730\u62a5\u544a\uff0c\u5e76\u5b9e\u65bd\u5065\u5168\u7684\u6d41\u7a0b\u4ee5\u7ef4\u6301\u5408\u89c4\u3002\u672a\u80fd\u8fd9\u6837\u505a\u53ef\u80fd\u4f1a\u5bfc\u81f4\u91cd\u5927\u7684\u5904\u7f5a\u548c\u5bf9\u7ec4\u7ec7\u58f0\u8a89\u7684\u635f\u5bb3\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-role-of-financial-institutions-in-ubo-compliance\">\u91d1\u878d\u673a\u6784\u5728\u6700\u7ec8\u53d7\u76ca\u4eba\u5408\u89c4\u6027\u65b9\u9762\u7684\u4f5c\u7528<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u673a\u6784\u5728\u6700\u7ec8\u53d7\u76ca\u4eba\uff08UBO\uff09\u5408\u89c4\u65b9\u9762\u5904\u4e8e\u9886\u5148\u5730\u4f4d\uff0c\u5b83\u4eec\u5728\u8bc6\u522b\u548c\u6838\u5b9e\u5ba2\u6237\u7684\u53d7\u76ca\u6240\u6709\u4eba\u65b9\u9762\u53d1\u6325\u7740\u5173\u952e\u4f5c\u7528\u3002\u6839\u636e\u53cd\u6d17\u94b1\u6cd5\u89c4\uff0c\u8fd9\u4e9b\u673a\u6784\u5fc5\u987b\u8fdb\u884c\u5f7b\u5e95\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff0c\u5176\u4e2d\u5305\u62ec\u6536\u96c6\u548c\u6838\u5b9e\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\uff0c\u5e76\u5c06\u4efb\u4f55\u53ef\u7591\u4ea4\u6613\u62a5\u544a\u7ed9\u76f8\u5173\u90e8\u95e8\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6709\u6548\u7684\u53d7\u76ca\u6240\u6709\u4eba\u5408\u89c4\u6027\u4e0d\u4ec5\u6d89\u53ca\u521d\u6b65\u8bc6\u522b\uff0c\u8fd8\u8981\u6c42\u91d1\u878d\u673a\u6784\u5b9e\u65bd\u6301\u7eed\u76d1\u63a7\uff0c\u4ee5\u68c0\u6d4b\u6240\u6709\u6743\u6216\u63a7\u5236\u6743\u7684\u53d8\u66f4\uff0c\u8bc4\u4f30\u53d7\u76ca\u6240\u6709\u4eba\u98ce\u9669\u72b6\u51b5\uff0c\u5e76\u786e\u4fdd\u5176\u8bb0\u5f55\u51c6\u786e\u4e14\u53ca\u65f6\u66f4\u65b0\u3002\u8fd9\u79cd\u4e3b\u52a8\u7684\u65b9\u6cd5\u901a\u8fc7\u786e\u4fdd\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u516c\u53f8\u7684\u4e2a\u4eba\u53d7\u5230\u9002\u5f53\u5ba1\u67e5\uff0c\u6709\u52a9\u4e8e\u9632\u6b62\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u548c\u5176\u4ed6\u91d1\u878d\u72af\u7f6a\u3002\u8bc6\u522b\u3001\u62a5\u544a\u548c\u76d1\u63a7\u53d7\u76ca\u6240\u6709\u4eba\u4fe1\u606f\u7684\u5065\u5168\u7cfb\u7edf\u548c\u6d41\u7a0b\u5bf9\u4e8e\u6ee1\u8db3\u76d1\u7ba1\u8981\u6c42\u548c\u7ef4\u62a4\u91d1\u878d\u4f53\u7cfb\u7684\u5b8c\u6574\u6027\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-how-investglass-automates-ubo-kyc-and-kyb-while-preserving-data-sovereignty\">InvestGlass \u5982\u4f55\u5728\u4fdd\u7559\u6570\u636e\u4e3b\u6743\u7684\u540c\u65f6\u5b9e\u73b0 UBO\u3001KYC \u548c KYB \u7684\u81ea\u52a8\u5316<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u662f\u4e00\u4e2a\u745e\u58eb\u4e3b\u6743 CRM \u548c\u81ea\u52a8\u5316\u5e73\u53f0\uff0c\u4e13\u4e3a\u90a3\u4e9b\u5fc5\u987b\u5927\u89c4\u6a21\u7ba1\u7406 UBO\u3001KYC \u548c KYB\uff0c\u540c\u65f6\u4fdd\u6301\u5bf9\u5ba2\u6237\u6570\u636e\u7684\u5b8c\u5168\u63a7\u5236\u7684\u91d1\u878d\u673a\u6784\u548c\u53d7\u76d1\u7ba1\u7ec4\u7ec7\u800c\u6784\u5efa\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.investglass.com\/zh\/%e4%bc%98%e5%8c%96%e4%bc%81%e4%b8%9a%e9%93%b6%e8%a1%8c%e6%95%b0%e5%ad%97%e5%8c%96%e5%85%a5%e8%81%8c%e6%9c%80%e4%bd%b3%e5%ae%9e%e8%b7%b5%e5%92%8c%e5%85%b3%e9%94%ae%e6%88%98%e7%95%a5\/\" target=\"_self\"><strong>\u6570\u5b57\u5316\u5165\u804c<\/strong><\/a> <strong>\u5f62\u5f0f<\/strong> \u4ece\u516c\u53f8\u5ba2\u6237\u5904\u6536\u96c6\u53d7\u76ca\u6240\u6709\u4eba\u7ed3\u6784\u5316\u4fe1\u606f\uff0c\u5305\u62ec\u8463\u4e8b\u3001\u80a1\u4e1c\u3001\u6301\u80a1\u6bd4\u4f8b\u548c\u63a7\u5236\u6743\uff0c\u6570\u636e\u76f4\u63a5\u5f55\u5165CRM\uff0c\u65e0\u9700\u624b\u52a8\u91cd\u65b0\u8f93\u5165\u3002<\/li>\n\n\n\n<li><strong>\u81ea\u52a8\u5316\u5de5\u4f5c\u6d41\u7a0b<\/strong> \u8ba1\u7b97\u95f4\u63a5\u6240\u6709\u6743\uff0c\u6807\u8bb0\u6ee1\u8db3\u4f8b\u598225%\u6240\u6709\u6743\u7b49\u76d1\u7ba1\u95e8\u69db\u7684\u4e2a\u4eba\uff0c\u5e76\u5c06\u590d\u6742\u6848\u4f8b\u63d0\u4ea4\u5408\u89c4\u56e2\u961f\u5ba1\u67e5<\/li>\n\n\n\n<li><strong>\u96c6\u6210\u5408\u89c4\u5de5\u4f5c\u6d41\u7a0b<\/strong> \u4f7f\u7528\u673a\u6784\u9009\u62e9\u7684\u6570\u636e\u63d0\u4f9b\u5546\u534f\u8c03\u8eab\u4efd\u9a8c\u8bc1\u3001\u6587\u6863\u7ba1\u7406\u3001\u98ce\u9669\u8bc4\u5206\u3001PEP \u548c\u5236\u88c1\u68c0\u67e5\uff0c\u800c\u4e0d\u5f3a\u5236\u4f9d\u8d56\u7f8e\u56fd\u6216\u4e2d\u56fd\u7684\u57fa\u7840\u8bbe\u65bd<\/li>\n\n\n\n<li><strong>\u4e3b\u6743\u6258\u7ba1\u9009\u9879<\/strong> \u5141\u8bb8\u5b8c\u5168\u90e8\u7f72\u5728\u745e\u58eb\u5883\u5185\uff0c\u6216\u90e8\u7f72\u5728\u5ba2\u6237\u81ea\u6709\u6570\u636e\u4e2d\u5fc3\u5185\uff0c\u652f\u6301\u91cd\u89c6\u6570\u636e\u4e3b\u6743\u548c\u514d\u53d7\u57df\u5916\u8bbf\u95ee\u7d22\u8d54\u7684\u6b27\u6d32\u53ca\u745e\u58eb\u5ba2\u6237\u3002<\/li>\n\n\n\n<li>InvestGlass \u4e3a\u5bfb\u6c42\u6b27\u7f8e\u6216\u4e2d\u56fd\u5927\u578b\u91d1\u878d\u673a\u6784\u7684\u66ff\u4ee3\u89e3\u51b3\u65b9\u6848\u7684\u94f6\u884c\u3001\u8d22\u5bcc\u7ba1\u7406\u516c\u53f8\u3001\u8d44\u4ea7\u7ba1\u7406\u516c\u53f8\u3001\u4fdd\u9669\u516c\u53f8\u548c\u516c\u5171\u673a\u6784\u63d0\u4f9b\u4e86\u4e00\u4e2a\u7406\u60f3\u7684\u9009\u62e9\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/2025-%e5%b9%b4%e5%9f%ba%e4%ba%8e%e4%ba%91%e7%9a%84%e9%a1%b6%e7%ba%a7-crm-%e8%bd%af%e4%bb%b6%e6%8f%90%e9%ab%98%e4%b8%9a%e5%8a%a1%e6%95%88%e7%8e%87\/\" target=\"_self\">\u4e91 CRM<\/a> \u5728\u53d7\u76ca\u4e8e\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u81ea\u52a8\u5316<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-practical-ubo-use-cases-supported-by-investglass\">InvestGlass \u652f\u6301\u7684\u5b9e\u9645 UBO \u7528\u4f8b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4ee5\u4e0b\u573a\u666f\u8bf4\u660e\u4e86 InvestGlass \u5982\u4f55\u7b80\u5316\u91d1\u878d\u884c\u4e1a\u5185\u4e1a\u52a1\u5408\u4f5c\u4f19\u4f34\u7684\u53d7\u76ca\u6240\u6709\u4eba\uff08UBO\uff09\u5408\u89c4\u6d41\u7a0b\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>A <strong>\u65e5\u5185\u74e6\u79c1\u4eba\u94f6\u884c<\/strong> InvestGlass \u4e8e 2026 \u5e74\u5165\u9a7b\u4e00\u5bb6\u590d\u6742\u7684\u5bb6\u65cf\u529e\u516c\u5ba4\u3002InvestGlass \u6536\u96c6\u591a\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u80a1\u6743\u6570\u636e\uff0c\u53ef\u89c6\u5316\u7ed3\u6784\uff0c\u8bc6\u522b\u6700\u7ec8\u53d7\u76ca\u4eba\uff0c\u5e76\u56e0\u6d89\u53ca\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEP\uff09\u7684\u66b4\u9732\u800c\u89e6\u53d1\u52a0\u5f3a\u5c3d\u804c\u8c03\u67e5\u5de5\u4f5c\u6d41\u7a0b\u3002<\/li>\n\n\n\n<li>\u4e00\u4e2a <strong>\u5362\u68ee\u5821\u7684\u8d44\u4ea7\u7ba1\u7406\u4eba<\/strong> \u7ef4\u62a4\u4e00\u4efd\u6700\u65b0\u7684\u53d7\u76ca\u6240\u6709\u4eba\u767b\u8bb0\u518c\uff0c\u652f\u6301\u6570\u767e\u5bb6\u57fa\u91d1\u6295\u8d44\u8005\uff0c\u5e76\u5728\u9700\u8981\u5ba1\u67e5\u53d7\u76ca\u6240\u6709\u4eba\u6570\u636e\u6216\u80a1\u4efd\u8f6c\u8ba9\u6539\u53d8\u6240\u6709\u6743\u95e8\u69db\u65f6\u81ea\u52a8\u53d1\u9001\u63d0\u9192\u3002<\/li>\n\n\n\n<li>A <strong>\u6b27\u6d32\u7ecf\u6d4e\u533a\u5185\u7684\u533a\u57df\u6027\u4fdd\u9669\u516c\u53f8<\/strong> \u4f9d\u8d56 InvestGlass \u672c\u5730\u90e8\u7f72\u6765\u9075\u5b88\u5f53\u5730\u6570\u636e\u9a7b\u7559\u89c4\u5219\uff0c\u5e76\u5728\u7b7e\u53d1\u5927\u578b\u4f01\u4e1a\u4fdd\u5355\u4e4b\u524d\u5bf9 UBO\uff08\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\uff09\u8fdb\u884c\u5236\u88c1\u548c\u8d1f\u9762\u5a92\u4f53\u68c0\u67e5<\/li>\n\n\n\n<li>InvestGlass \u7684 <strong>\u5ba2\u6237\u95e8\u6237<\/strong> \u5b89\u5168\u5730\u8bf7\u6c42\u4f01\u4e1a\u5b9e\u4f53\u66f4\u65b0\u53d7\u76ca\u6240\u6709\u4eba\uff08UBO\uff09\u6587\u4ef6\uff0c\u4f8b\u5982\u65b0\u7684\u80a1\u4e1c\u540d\u518c\u6216\u4fe1\u6258\u5951\u636e\uff0c\u5e76\u5c06\u6587\u4ef6\u81ea\u52a8\u9644\u52a0\u5230\u76f8\u5173\u8bb0\u5f55\u4e2d<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-data-sovereignty-and-non-american-non-chinese-infrastructure\">\u6570\u636e\u4e3b\u6743\u548c\u975e\u7f8e\u3001\u975e\u4e2d\u57fa\u7840\u8bbe\u65bd<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5728\u745e\u58eb\u8bbe\u8ba1\u548c\u6258\u7ba1\uff0c\u4e3a\u5ba2\u6237\u63d0\u4f9b\u4e86\u66ff\u4ee3\u7f8e\u56fd\u548c\u4e2d\u56fd CRM \u751f\u6001\u7cfb\u7edf\u7684\u9009\u62e9\uff0c\u5e76\u964d\u4f4e\u4e86\u66b4\u9732\u4e8e\u5916\u56fd\u76d1\u63a7\u6216\u57df\u5916\u6570\u636e\u8bbf\u95ee\u6cd5\u5f8b\u7684\u98ce\u9669\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u673a\u6784\u53ef\u4ee5\u9009\u62e9\u7531 InvestGlass \u7ba1\u7406\u7684\u745e\u58eb\u4e91\u6258\u7ba1\uff0c\u6216\u8005\u5b8c\u5168\u672c\u5730\u90e8\u7f72\uff0c\u5c06 UBO \u548c KYC \u6570\u636e\u7f6e\u4e8e\u72ec\u5bb6\u63a7\u5236\u4e4b\u4e0b\u3002<\/li>\n\n\n\n<li>\u8be5\u5e73\u53f0\u7b26\u5408\u6b27\u6d32\u7684\u9690\u79c1\u9884\u671f\uff0c\u5305\u62ec\u300a\u901a\u7528\u6570\u636e\u4fdd\u62a4\u6761\u4f8b\u300b\u548c\u745e\u58eb\u6570\u636e\u4fdd\u62a4\u6cd5\u7684\u57fa\u672c\u539f\u5219\u3002<\/li>\n\n\n\n<li>\u8fd9\u79cd\u4e3b\u6743\u6a21\u5f0f\u5bf9\u4e8e\u90a3\u4e9b\u5e0c\u671b\u907f\u514d\u5c06\u6218\u7565\u5ba2\u6237\u6570\u636e\u7f6e\u4e8e\u5916\u56fd\u516c\u5171\u4e91\u4e2d\u7684\u94f6\u884c\u3001\u5bb6\u65cf\u529e\u516c\u5ba4\u548c\u516c\u5171\u90e8\u95e8\u673a\u6784\u5c24\u5176\u5177\u6709\u5438\u5f15\u529b\u3002<\/li>\n\n\n\n<li>\u5bf9\u4e8e\u5bfb\u6c42\u63d0\u9ad8\u4f01\u4e1a\u900f\u660e\u5ea6\u540c\u65f6\u4fdd\u62a4\u5ba2\u6237\u4e3b\u6743\u7684\u7ec4\u7ec7\u800c\u8a00\uff0cInvestGlass \u63d0\u4f9b\u4e86\u4e00\u79cd\u57fa\u4e8e\u4e34\u65f6\u6700\u7ec8\u63a7\u5236\u89c4\u5219\u7684\u7a33\u5065\u65b9\u6cd5\uff1a\u7531\u60a8\u638c\u63a7\u3002<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-conclusion-embedding-ubo-into-a-sustainable-compliance-framework\">\u7ed3\u8bba\uff1a\u5c06UBO\u7eb3\u5165\u53ef\u6301\u7eed\u5408\u89c4\u6846\u67b6<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u7406\u89e3\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u6743\u5df2\u6210\u4e3a\u5168\u7403\u53cd\u6d17\u94b1\u3001\u53cd\u6050\u6016\u878d\u8d44\u548c\u4f01\u4e1a\u900f\u660e\u5ea6\u7684\u6838\u5fc3\u652f\u67f1\u3002\u76d1\u7ba1\u673a\u6784\u901a\u8fc7\u6b27\u76df\u5c06\u4e8e2026\u5e74\u4e2d\u671f\u542f\u7528\u7684\u53d7\u76ca\u6240\u6709\u6743\u767b\u8bb0\u548c\u5168\u7403\u8303\u56f4\u5185\u5bf9\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u6743\u62a5\u544a\u5236\u5ea6\u7684\u6301\u7eed\u5b8c\u5584\u7b49\u4e3e\u63aa\uff0c\u4e0d\u65ad\u6269\u5927\u5176\u671f\u671b\u3002.<\/p>\n\n\n\n<ul 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As global anti money laundering frameworks tighten and beneficial ownership registers expand across jurisdictions, financial institutions must identify the natural persons who ultimately own [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":49516,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[29,1530],"class_list":["post-49664","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-automation","tag-definition"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.6.1 (Yoast SEO v27.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Ultimate Beneficial Owner: Key Compliance Insights | InvestGlass<\/title>\n<meta name=\"description\" content=\"Explore the Ultimate Beneficial Owner concept and its global rules, ensuring compliance for financial institutions in 2026.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investglass.com\/zh\/\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u5b9a\u4e49-\u5168\u7403\u89c4\u5219\u53ca\u745e\u58eb\u5408\u89c4\u81ea\u52a8\u5316\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Who Is the Ultimate Beneficial Owner and Why Does It Matter for Global Compliance?\" \/>\n<meta property=\"og:description\" content=\"Understanding ultimate beneficial ownership has become one of the most critical compliance obligations facing regulated institutions in 2026, with\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.investglass.com\/zh\/\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\u5b9a\u4e49-\u5168\u7403\u89c4\u5219\u53ca\u745e\u58eb\u5408\u89c4\u81ea\u52a8\u5316\/\" \/>\n<meta property=\"og:site_name\" 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