{"id":49647,"date":"2026-04-27T13:41:27","date_gmt":"2026-04-27T11:41:27","guid":{"rendered":"https:\/\/www.investglass.com\/?p=49647"},"modified":"2026-04-17T10:01:52","modified_gmt":"2026-04-17T08:01:52","slug":"%e5%ae%a2%e6%88%b7%e5%b0%bd%e8%81%8c%e8%b0%83%e6%9f%a5","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/customer-due-diligence\/","title":{"rendered":"\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u5728\u5408\u89c4\u548c KYC \u4e2d\u5982\u4f55\u8fd0\u4f5c\uff1f"},"content":{"rendered":"<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u662f\u73b0\u4ee3\u91d1\u878d\u5408\u89c4\u7684\u6838\u5fc3\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e5%a6%82%e4%bd%95%e5%88%9b%e5%8a%9e%e8%87%aa%e5%b7%b1%e7%9a%84%e7%a7%81%e4%ba%ba%e9%93%b6%e8%a1%8c\/\" target=\"_self\">\u94f6\u884c<\/a>, \u8d22\u5bcc\u7ba1\u7406\u8005\u548c\u53d7\u76d1\u7ba1\u7684\u516c\u53f8\uff0c\u4e86\u89e3\u5982\u4f55\u9a8c\u8bc1\u5ba2\u6237\u548c\u8bc4\u4f30\u5176\u98ce\u9669\u5df2\u4e0d\u518d\u662f\u53ef\u9009\u9879\u3002\u5c3d\u804c\u8c03\u67e5\u5f88\u91cd\u8981\uff1a\u5065\u5168\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u5bf9\u4e8e\u786e\u4fdd\u6cd5\u89c4\u9075\u4ece\u3001\u9a8c\u8bc1\u5ba2\u6237\u8eab\u4efd\u548c\u9632\u6b62\u6b3a\u8bc8\u81f3\u5173\u91cd\u8981\uff0c\u8fd9\u6700\u7ec8\u53ef\u4ee5\u4fdd\u62a4 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%b7%b1%e5%85%a5%e5%88%86%e6%9e%90%e6%8b%a5%e6%9c%89%e4%b8%80%e5%ae%b6%e9%93%b6%e8%a1%8c%e7%9a%84%e5%88%a9%e6%b6%a6%e6%9c%89%e5%a4%9a%e9%ab%98\/\" target=\"_self\">\u91d1\u878d\u673a\u6784<\/a> \u5e76\u652f\u6301\u6267\u6cd5\u90e8\u95e8\u7684\u5de5\u4f5c\u3002\u672c\u6307\u5357\u5c06\u8be6\u7ec6\u4ecb\u7ecd\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\uff0c\u89e3\u91ca\u5176\u91cd\u8981\u6027\uff0c\u5e76\u5c55\u793a\u6280\u672f\u5982\u4f55\u80fd\u5f7b\u5e95\u6539\u53d8\u60a8\u7684\u5408\u89c4\u5de5\u4f5c\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-what-is-customer-due-diligence-cdd\">\u4ec0\u4e48\u662f\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\u662f\u91d1\u878d\u673a\u6784\u5728\u4e1a\u52a1\u5173\u7cfb\u5f00\u59cb\u524d\u548c\u4e1a\u52a1\u5173\u7cfb\u671f\u95f4\u7528\u4e8e\u8bc6\u522b\u3001\u6838\u5b9e\u548c\u4e86\u89e3\u5ba2\u6237\u7684\u8fc7\u7a0b\u3002\u5b83\u662f\u53cd\u6d17\u94b1\u548c\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u6846\u67b6\u7684\u6838\u5fc3\u652f\u67f1\uff0c\u4e0e\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff08KYC\uff09\u7a0b\u5e8f\u548c\u6301\u7eed\u4ea4\u6613\u76d1\u63a7\u534f\u540c\u5de5\u4f5c\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>CDD \u4e13\u6ce8\u4e8e\u91d1\u878d\u72af\u7f6a\u98ce\u9669\uff0c\u5305\u62ec\u6d17\u94b1\u3001\u89c4\u907f\u5236\u88c1\u3001\u9003\u7a0e\u3001\u6b3a\u8bc8\u548c\u8150\u8d25<\/li>\n\n\n\n<li>FATF \u548c\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4\u7684\u5168\u7403\u6307\u5bfc\uff0c\u51b3\u5b9a\u4e86\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5982\u4f55\u8fdb\u884c\u5c3d\u804c\u8c03\u67e5<\/li>\n\n\n\n<li>\u73b0\u4ee3\u6cd5\u89c4\u8981\u6c42\u5bf9\u81ea\u7136\u4eba\u548c\u6cd5\u4eba\u5ba2\u6237\u8fdb\u884c\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff0c\u5305\u62ec\u5bf9\u5176\u8fdb\u884c\u8eab\u4efd\u8bc6\u522b <a href=\"https:\/\/www.investglass.com\/pl\/understanding-who-is-a-beneficial-owner-our-guide-to-rules-requirements\/\" target=\"_self\">\u5b9e\u76ca\u62e5\u6709\u4eba<\/a><\/li>\n\n\n\n<li>\u8be5\u6d41\u7a0b\u65e8\u5728\u51cf\u8f7b\u98ce\u9669\u5e76\u4fdd\u62a4\u91d1\u878d\u4f53\u7cfb\u514d\u906d\u72af\u7f6a\u6d3b\u52a8\u6ee5\u7528<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5c3d\u804c\u8c03\u67e5\u7684\u63aa\u65bd\u56e0\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\u3001\u4ea4\u6613\u7c7b\u578b\u4ee5\u53ca\u5bf9\u975e\u6cd5\u6d3b\u52a8\u7684\u4efb\u4f55\u6000\u7591\u800c\u5f02\u3002\u5b9e\u65bd\u9002\u5f53\u7684\u5c3d\u804c\u8c03\u67e5\u63aa\u65bd\uff0c\u4f8b\u5982\u6807\u51c6\u6216\u52a0\u5f3a\u7684\u5c3d\u804c\u8c03\u67e5\uff0c\u5bf9\u4e8e\u5408\u89c4\u548c\u6709\u6548\u964d\u4f4e\u98ce\u9669\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u662f\u4e00\u4e2a\u745e\u58eb\u4e3b\u6743 CRM \u548c\u5165\u95e8\u5e73\u53f0\uff0c\u5c06 CDD \u6b65\u9aa4\u5d4c\u5165\u5230 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bc%98%e5%8c%96%e4%bc%81%e4%b8%9a%e9%93%b6%e8%a1%8c%e6%95%b0%e5%ad%97%e5%8c%96%e5%85%a5%e8%81%8c%e6%9c%80%e4%bd%b3%e5%ae%9e%e8%b7%b5%e5%92%8c%e5%85%b3%e9%94%ae%e6%88%98%e7%95%a5\/\" target=\"_self\">\u6570\u5b57\u5165\u804c<\/a> \u5e2e\u52a9\u53d7\u76d1\u7ba1\u7684\u516c\u53f8\u7ef4\u62a4\u5bf9\u5176\u654f\u611f\u5ba2\u6237\u6570\u636e\u7684\u5b8c\u5168\u63a7\u5236\u7684\u5de5\u4f5c\u6d41\u7a0b\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-overview-of-the-cdd-process\">CDD \u6d41\u7a0b\u6982\u8ff0<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u8fc7\u7a0b\u662f\u4e00\u4e2a\u591a\u9636\u6bb5\u7684\u751f\u547d\u5468\u671f\uff0c\u59cb\u4e8e\u5ba2\u6237\u5165\u804c\u524d\uff0c\u5e76\u8d2f\u7a7f\u6574\u4e2a\u5ba2\u6237\u5173\u7cfb\u3002\u6709\u6548\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u9700\u8981\u6301\u7eed\u5730\u4e0e\u5ba2\u6237\u4fe1\u606f\u4e92\u52a8\uff0c\u800c\u4e0d\u662f\u4e00\u6b21\u6027\u7684\u68c0\u67e5\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4ece\u5ba2\u6237\u548c\u5916\u90e8\u6765\u6e90\uff08\u5982\u516c\u53f8\u6ce8\u518c\u5904\uff09\u6536\u96c6\u4fe1\u606f<\/li>\n\n\n\n<li><a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e8%ba%ab%e4%bb%bd%e9%aa%8c%e8%af%81%ef%bc%9f\/\" target=\"_self\">\u8eab\u4efd\u9a8c\u8bc1<\/a> \u901a\u8fc7\u5b98\u65b9\u6587\u4ef6\u548c\u6570\u636e\u5e93\u67e5\u8be2<\/li>\n\n\n\n<li><a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e5%ae%9e%e7%9b%8a%e6%8b%a5%e6%9c%89%e6%9d%83%e4%bf%a1%e6%81%af\/\" target=\"_self\">\u53d7\u76ca\u6240\u6709\u6743<\/a> \u6cd5\u4eba\u53d1\u73b0<\/li>\n\n\n\n<li>\u57fa\u4e8e\u5ba2\u6237\u753b\u50cf\u548c\u76f8\u5173\u98ce\u9669\u56e0\u7d20\u7684\u98ce\u9669\u8bc4\u4f30\uff0c\u5305\u62ec\u5bf9\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEPs\uff09\u3001\u5236\u88c1\u3001\u8d1f\u9762\u5a92\u4f53\u53ca\u5176\u4ed6\u6307\u6807\u7b49\u7279\u5b9a\u8981\u7d20\u7684\u8bc6\u522b\u548c\u8bc4\u4f30<\/li>\n\n\n\n<li>\u5173\u4e8e\u662f\u5426\u7ee7\u7eed\u8fd9\u6bb5\u5173\u7cfb\u7684\u51b3\u5b9a<\/li>\n\n\n\n<li>\u6301\u7eed\u76d1\u63a7\u4ea4\u6613\u548c\u884c\u4e3a\u662f\u5426\u7b26\u5408\u9884\u671f\u6a21\u5f0f<\/li>\n\n\n\n<li>\u5bf9\u5236\u88c1\u540d\u5355\u3001\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u6570\u636e\u5e93\u548c\u8d1f\u9762\u5a92\u4f53\u8fdb\u884c\u7b5b\u67e5<\/li>\n\n\n\n<li>\u81f3\u5c11\u4e94\u5e74\u4fdd\u5b58\u8bb0\u5f55\uff0c\u7b26\u5408\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4\u8981\u6c42\u548c\u82f1\u56fd\u89c4\u5b9a<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u4ee5\u5728\u4e00\u4e2a\u5e73\u53f0\u4e0a\u534f\u8c03\u8fd9\u4e9b\u6b65\u9aa4\uff0c\u51cf\u5c11\u624b\u52a8\u91cd\u590d\u5f55\u5165\uff0c\u63d0\u9ad8\u6cd5\u89c4\u9075\u4ece\u6027\u7684\u5ba1\u8ba1\u80fd\u529b\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-types-and-levels-of-customer-due-diligence\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u7684\u7c7b\u578b\u548c\u7ea7\u522b<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5\u610f\u5473\u7740\u5e76\u975e\u6240\u6709\u5ba2\u6237\u90fd\u9700\u8981\u76f8\u540c\u7684\u5ba1\u67e5\u3002\u6cd5\u89c4\u5141\u8bb8\u516c\u53f8\u901a\u8fc7\u5206\u5c42\u6846\u67b6\u5e94\u7528\u4e0e\u8bc4\u4f30\u98ce\u9669\u76f8\u79f0\u7684\u5c3d\u804c\u8c03\u67e5\u63aa\u65bd\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u7b80\u5316\u5c3d\u804c\u8c03\u67e5<\/strong> \u9002\u7528\u4e8e\u4f4e\u98ce\u9669\u5ba2\u6237\uff0c\u4f8b\u5982\u67d0\u4e9b\u53d7\u76d1\u7ba1\u7684\u4ea4\u6613\u5bf9\u624b\u65b9\u6216\u4f4e\u4ef7\u503c\u4ea7\u54c1\uff0c\u5177\u4f53\u53d6\u51b3\u4e8e\u5f53\u5730\u76d1\u7ba1\u8981\u6c42<\/li>\n\n\n\n<li><strong>\u5c3d\u804c\u8c03\u67e5<\/strong> \u662f\u9ed8\u8ba4\u7ea7\u522b\uff0c\u6d89\u53ca\u8eab\u4efd\u9a8c\u8bc1\u3001\u8bb0\u5f55\u4e1a\u52a1\u76ee\u7684\u3001\u5efa\u7acb\u9884\u671f\u6d3b\u52a8\u548c\u57fa\u672c\u98ce\u9669\u5206\u6790<\/li>\n\n\n\n<li><strong>\u52a0\u5f3a\u5c3d\u804c\u8c03\u67e5<\/strong> \u8fd9\u9002\u7528\u4e8e\u9ad8\u98ce\u9669\u5ba2\u6237\uff0c\u4f8b\u5982\u653f\u6cbb\u654f\u611f\u4eba\u58eb\u3001\u5177\u6709\u590d\u6742\u6240\u6709\u6743\u7ed3\u6784\u7684\u4e2a\u4eba\uff0c\u6216\u4e0e\u9ad8\u98ce\u9669\u53f8\u6cd5\u7ba1\u8f96\u533a\u6709\u5173\u8054\u7684\u4e2a\u4eba\u3002.<\/li>\n\n\n\n<li>\u589e\u5f3a\u7684\u63aa\u65bd\u901a\u5e38\u5305\u62ec\u66f4\u6df1\u5165\u7684\u8d44\u91d1\u6765\u6e90\u548c\u8d22\u5bcc\u6765\u6e90\u5ba1\u67e5\u3001\u5b9e\u5730\u8003\u5bdf\u4ee5\u53ca\u9ad8\u7ea7\u7ba1\u7406\u5c42\u6279\u51c6\u3002<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5141\u8bb8\u516c\u53f8\u914d\u7f6e\u57fa\u4e8e\u89c4\u5219\u7684\u5de5\u4f5c\u6d41\u7a0b\uff0c\u4ee5\u4fbf\u66f4\u9ad8\u98ce\u9669\u7b49\u7ea7\u81ea\u52a8\u89e6\u53d1\u52a0\u5f3a\u5c3d\u804c\u8c03\u67e5\u8981\u6c42\uff0c\u786e\u4fdd\u5c3d\u804c\u8c03\u67e5\u89c4\u5219\u5728\u6240\u6709\u5ba2\u6237\u5173\u7cfb\u4e2d\u7684\u4e00\u81f4\u5e94\u7528\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-why-customer-due-diligence-matters-for-financial-institutions\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u4e3a\u4f55\u5bf9\u91d1\u878d\u673a\u6784\u81f3\u5173\u91cd\u8981<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u8584\u5f31\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD) \u4f1a\u5c06\u53d7\u76d1\u7ba1\u7684\u91d1\u878d\u673a\u6784\u7f6e\u4e8e\u9664\u4e86\u76d1\u7ba1\u7f5a\u6b3e\u4e4b\u5916\uff0c\u66f4\u4e25\u91cd\u7684\u540e\u679c\u4e4b\u4e2d\u3002\u7406\u89e3\u8fd9\u4e9b\u98ce\u9669\u6709\u52a9\u4e8e\u8bc1\u660e\u5728\u52a0\u5f3a\u5408\u89c4\u65b9\u9762\u7684\u6295\u8d44\u662f\u5408\u7406\u7684\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6267\u6cd5\u884c\u52a8\u3001\u8bb8\u53ef\u8bc1\u9650\u5236\u548c\u4e3a\u6d17\u94b1\u63d0\u4f9b\u4fbf\u5229\u7684\u5211\u4e8b\u8d23\u4efb\u4ecd\u7136\u662f\u771f\u5b9e\u7684\u5a01\u80c1<\/li>\n\n\n\n<li>\u81ea2010\u5e74\u4ee5\u6765\uff0c\u5168\u7403\u94f6\u884c\u56e0\u672a\u80fd\u6709\u6548\u6267\u884c\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\u800c\u5bfc\u81f4\u7684\u53cd\u6d17\u94b1\uff08AML\uff09\u548c\u5236\u88c1\u5408\u89c4\u5931\u8d25\uff0c\u5df2\u6536\u5230\u6570\u5341\u4ebf\u7f8e\u5143\u7684\u7f5a\u6b3e\u3002<\/li>\n\n\n\n<li>\u58f0\u8a89\u635f\u5bb3\uff0c\u4ee3\u7406\u5173\u7cfb\u4e27\u5931 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%9c%89%e6%95%88%e5%85%b3%e7%b3%bb%e7%ae%a1%e7%90%86%e9%93%b6%e8%a1%8c%e4%b8%9a%e5%8a%a1%e7%9a%84%e9%a1%b6%e7%ba%a7%e7%ad%96%e7%95%a5\/\" target=\"_self\">\u94f6\u884c\u5173\u7cfb<\/a> \u5e76\u589e\u52a0\u4e86\u8d44\u672c\u6210\u672c\uff0c\u4ece\u800c\u4ea7\u751f\u4e86\u4e8c\u6b21\u5f71\u54cd<\/li>\n\n\n\n<li>\u5f3a\u5927\u7684\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff08CDD\uff09\u901a\u8fc7\u6838\u5b9e\u8c01\u771f\u6b63\u63a7\u5236\u7740\u8d26\u6237\uff0c\u4fdd\u62a4\u5ba2\u6237\u514d\u53d7\u8eab\u4efd\u76d7\u7a83\u3001\u8d26\u6237\u88ab\u76d7\u7528\u548c\u5192\u5145\u3002<\/li>\n\n\n\n<li>\u5f3a\u5927\u7684\u5c3d\u804c\u8c03\u67e5\u6570\u636e\u53ef\u5b9e\u73b0\u66f4\u597d\u7684\u98ce\u9669\u5b9a\u4ef7\u3001\u9002\u5408\u6027\u8bc4\u4f30\u4ee5\u53ca <a href=\"https:\/\/www.investglass.com\/zh\/%e8%b4%a2%e5%af%8c%e7%ae%a1%e7%90%86%e4%b8%ad%e7%9a%84%e5%ae%9a%e5%88%b6%e6%8a%95%e8%b5%84%e7%bb%84%e5%90%88-%e4%b8%ba%e8%b4%a2%e5%8a%a1%e6%88%90%e5%8a%9f%e9%87%8f%e8%ba%ab%e5%ae%9a%e5%88%b6%e6%88%98\/\" target=\"_self\">\u4e2a\u6027\u5316\u6295\u8d44\u7ec4\u5408<\/a> \u7ba1\u7406<\/li>\n\n\n\n<li>\u5bf9\u4e8e\u6b27\u6d32\u673a\u6784\u800c\u8a00\uff0c\u6709\u6548\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u662f\u6ee1\u8db3\u6b27\u76df\u7b2c\u4e94\u6b21\u53cd\u6d17\u94b1\u6307\u4ee4\u7b49\u8981\u6c42\u7684\u6838\u5fc3\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e7%ac%ac-6-%e5%8f%b7%e5%8f%8d%e6%b4%97%e9%92%b1%e6%8c%87%e4%bb%a4\/\" target=\"_self\">\u7b2c\u516d\u53cd\u6d17\u94b1\u6307\u4ee4<\/a> \u4ee5\u53ca\u82f1\u56fd\u91d1\u878d\u884c\u4e3a\u76d1\u7ba1\u5c40\u7684\u671f\u671b<\/li>\n<\/ul>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"641\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking-1024x641.png\" alt=\"InvestGlass \u5728\u96f6\u552e\u94f6\u884c\u7684\u5ba2\u6237\u5165\u804c\" class=\"wp-image-49370\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking-1024x641.png 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking-300x188.png 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking-768x481.png 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking-18x12.png 18w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/InvestGlass-form-retail-banking.png 1440w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u5728\u96f6\u552e\u94f6\u884c\u7684\u5ba2\u6237\u5165\u804c<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-key-elements-and-checks-in-the-cdd-rule\">\u5c3d\u804c\u8c03\u67e5\u89c4\u5219\u7684\u5173\u952e\u8981\u7d20\u548c\u68c0\u67e5<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f5c\u4e3a\u7f8e\u56fd\u548c\u56fd\u9645\u6307\u5bfc\u4e2d\u4f7f\u7528\u7684\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff08CDD\uff09\u89c4\u5219\uff0c\u5b83\u4f9d\u8d56\u4e8e\u56db\u4e2a\u88ab\u5e7f\u6cdb\u5f15\u7528\u7684\u8981\u7d20\uff0c\u8981\u6c42\u53d7\u76d1\u7ba1\u7684\u91d1\u878d\u673a\u6784\u7ef4\u62a4\u5168\u9762\u7684\u5ba2\u6237\u4fe1\u606f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u5ba2\u6237\u8bc6\u522b\u4e0e\u9a8c\u8bc1<\/strong> \u6d89\u53ca<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6709\u6548\u7684\u5b98\u65b9\u8bc1\u4ef6\uff0c\u4f8b\u5982\u62a4\u7167\u6216\u56fd\u6c11\u8eab\u4efd\u8bc1<\/li>\n\n\n\n<li>\u7535\u5b50\u8eab\u4efd\u9a8c\u8bc1\u548c\u9002\u7528\u7684\u751f\u7269\u8bc6\u522b\u68c0\u67e5<\/li>\n\n\n\n<li>\u6570\u636e\u5e93\u67e5\u627e\uff0c\u4ee5\u5c06\u5ba2\u6237\u8eab\u4efd\u4e0e\u6743\u5a01\u6765\u6e90\u8fdb\u884c\u6bd4\u5bf9\uff0c\u4f5c\u4e3a\u9a8c\u8bc1\u5ba2\u6237\u8eab\u4efd\u7684\u4e00\u90e8\u5206<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u53d7\u76ca\u6240\u6709\u6743\u8bc6\u522b<\/strong> \u8981\u6c42\u516c\u53f8\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8bc6\u522b\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u5408\u6cd5\u5b9e\u4f53\u7684\u81ea\u7136\u4eba<\/li>\n\n\n\n<li>\u5e94\u7528\u901a\u5e38\u8bbe\u5b9a\u5728 25% \u80a1\u4efd\u6bd4\u4f8b\u6216\u7c7b\u4f3c\u6c34\u5e73\u7684\u95e8\u69db<\/li>\n\n\n\n<li>\u9075\u5faa\u81ea2018\u5e74\u4ee5\u6765\u5728\u7f8e\u56fd\u6b63\u5f0f\u5316\u5e76\u88ab\u6b27\u76df\u89c4\u5219\u6240\u91c7\u7eb3\u7684\u8981\u6c42<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u7406\u89e3\u81ea\u7136\u548c\u76ee\u7684<\/strong> \u8bb0\u5f55<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4e3a\u4ec0\u4e48\u6f5c\u5728\u5ba2\u6237\u9700\u8981\u8be5\u4ea7\u54c1\u6216\u670d\u52a1<\/li>\n\n\n\n<li>\u9884\u671f\u4ea4\u6613\u91cf\u548c\u9891\u7387<\/li>\n\n\n\n<li>\u5178\u578b\u7684\u91d1\u878d\u4ea4\u6613\u4e2d\u6d89\u53ca\u7684\u56fd\u5bb6\u548c\u4ea4\u6613\u5bf9\u624b\u65b9<\/li>\n\n\n\n<li>\u5efa\u7acb\u5ba2\u6237\u6d3b\u52a8\u57fa\u7ebf\u7684\u884c\u4e3a\u6a21\u5f0f\uff0c\u8fd9\u5bf9\u4e8e\u6301\u7eed\u76d1\u63a7\u81f3\u5173\u91cd\u8981<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u6301\u7eed\u76d1\u6d4b<\/strong> \u8981\u6c42<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5bf9\u4ea4\u6613\u8fdb\u884c\u5ba1\u67e5\u4ee5\u7b26\u5408\u65e2\u5b9a\u9884\u671f<\/li>\n\n\n\n<li>\u6839\u636e\u5ba2\u6237\u98ce\u9669\u7b49\u7ea7\u5b9a\u671f\u66f4\u65b0\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5<\/li>\n\n\n\n<li>\u6839\u636e\u6700\u65b0\u7684\u5236\u88c1\u548c\u653f\u6cbb\u654f\u611f\u4eba\u7269\u540d\u5355\u8fdb\u884c\u7b5b\u67e5<\/li>\n\n\n\n<li>\u68c0\u6d4b\u53ef\u80fd\u89e6\u53d1\u53ef\u7591\u4ea4\u6613\u62a5\u544a\u4e49\u52a1\u7684\u5f02\u5e38\u884c\u4e3a<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u4ee5\u5728\u5355\u4e2a\u5ba2\u6237\u6587\u4ef6\u4e2d\u96c6\u4e2d\u5904\u7406\u8fd9\u56db\u4e2a\u8981\u7d20\uff0c\u5e76\u63d0\u4f9b\u53ef\u914d\u7f6e\u7684\u5b57\u6bb5\u3001\u6587\u6863\u5b58\u50a8\u4ee5\u53ca\u7528\u4e8e\u5ba1\u9605\u65e5\u671f\u7684\u81ea\u52a8\u63d0\u9192\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-customer-identity\">\u5ba2\u6237\u8eab\u4efd<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u8eab\u4efd\u662f\u91d1\u878d\u673a\u6784\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u7684\u57fa\u7840\u3002\u9a8c\u8bc1\u5ba2\u6237\u8eab\u4efd\u4e0d\u4ec5\u5bf9\u76d1\u7ba1\u5408\u89c4\u81f3\u5173\u91cd\u8981\uff0c\u800c\u4e14\u5bf9\u8bc4\u4f30\u4e0e\u6bcf\u9879\u4e1a\u52a1\u5173\u7cfb\u76f8\u5173\u7684\u98ce\u9669\u4e5f\u81f3\u5173\u91cd\u8981\u3002\u8eab\u4efd\u9a8c\u8bc1\u8fc7\u7a0b\u901a\u5e38\u6d89\u53ca\u6536\u96c6\u5173\u952e\u4fe1\u606f\uff0c\u5982\u5ba2\u6237\u59d3\u540d\u3001\u5730\u5740\u3001\u51fa\u751f\u65e5\u671f\u548c\u5b98\u65b9\u8eab\u4efd\u8bc1\u660e\u6587\u4ef6\u3002\u5bf9\u4e8e\u6cd5\u4eba\u5ba2\u6237\uff0c\u91d1\u878d\u673a\u6784\u5fc5\u987b\u66f4\u8fdb\u4e00\u6b65\uff0c\u8bc6\u522b\u548c\u9a8c\u8bc1\u53d7\u76ca\u6240\u6709\u4eba\uff0c\u8fd9\u662f\u6839\u636e\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc (FinCEN) \u7684 CDD \u6cd5\u89c4\u7684\u8981\u6c42\u3002\u8fd9\u786e\u4fdd\u4e86\u6700\u7ec8\u63a7\u5236\u6216\u53d7\u76ca\u4e8e\u8be5\u5b9e\u4f53\u7684\u4e2a\u4eba\u662f\u5df2\u77e5\u7684\u5e76\u7ecf\u8fc7\u8bc4\u4f30\u7684\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6536\u96c6\u5230\u7684\u5ba2\u6237\u4fe1\u606f\u5c06\u7528\u4e8e\u6784\u5efa\u5168\u9762\u7684\u5ba2\u6237\u753b\u50cf\uff0c\u8fd9\u662f\u786e\u5b9a\u5ba2\u6237\u98ce\u9669\u753b\u50cf\u548c\u9002\u5f53\u5c3d\u804c\u8c03\u67e5\u7ea7\u522b\u7684\u5173\u952e\u3002\u6301\u7eed\u76d1\u63a7\u5ba2\u6237\u8eab\u4efd\u540c\u6837\u91cd\u8981\uff0c\u56e0\u4e3a\u5b83\u4f7f\u673a\u6784\u80fd\u591f\u68c0\u6d4b\u53ef\u80fd\u5f71\u54cd\u5ba2\u6237\u98ce\u9669\u72b6\u51b5\u7684\u53d8\u5316\u3002\u5b9a\u671f\u66f4\u65b0\u548c\u5ba1\u67e5\u6709\u52a9\u4e8e\u786e\u4fdd\u5ba2\u6237\u6570\u636e\u4fdd\u6301\u51c6\u786e\uff0c\u5e76\u53ca\u65f6\u8bc6\u522b\u4efb\u4f55\u6240\u6709\u6743\u6216\u63a7\u5236\u6743\u7684\u53d8\u66f4\u3002\u901a\u8fc7\u5c06\u5f3a\u5927\u7684\u8eab\u4efd\u9a8c\u8bc1\u548c\u6301\u7eed\u76d1\u63a7\u5d4c\u5165\u5230\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u4e2d\uff0c\u91d1\u878d\u673a\u6784\u53ef\u4ee5\u66f4\u597d\u5730\u7ba1\u7406\u98ce\u9669\u5e76\u7ef4\u62a4\u5176\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u5de5\u4f5c\u7684\u5b8c\u6574\u6027\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-risk-based-customer-due-diligence\">\u57fa\u4e8e\u98ce\u9669\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">FATF\u3001\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4\u548c\u82f1\u56fd\u76d1\u7ba1\u673a\u6784\u63a8\u8350\u7684\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5\u5c06\u8d44\u6e90\u5bfc\u5411\u98ce\u9669\u6700\u9ad8\u7684\u9886\u57df\uff0c\u800c\u4e0d\u662f\u5bf9\u6240\u6709\u5ba2\u6237\u753b\u50cf\u5e94\u7528\u7edf\u4e00\u7684\u68c0\u67e5\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u5ba2\u6237\u7c7b\u578b<\/strong>\u4e2a\u4eba\u3001\u516c\u53f8\u3001\u4fe1\u6258\u6216\u9ad8\u51c0\u503c\u5ba2\u6237<\/li>\n\n\n\n<li><strong>\u4ea7\u54c1\u7c7b\u578b<\/strong>\u6807\u51c6\u8d26\u6237\u4e0e\u590d\u6742\u6295\u8d44\u4ea7\u54c1<\/li>\n\n\n\n<li><strong>\u914d\u9001\u6e20\u9053<\/strong>: \u5206\u884c\u57fa\u7840\u3001\u6570\u5b57\u5316\u5165\u804c\u6216\u7b2c\u4e09\u65b9\u4ecb\u7ecd<\/li>\n\n\n\n<li><strong>\u5730\u7406\u66b4\u9732<\/strong>\u91d1\u878d\u72af\u7f6a\u98ce\u9669\u8f83\u9ad8\u7684\u53f8\u6cd5\u7ba1\u8f96\u533a<\/li>\n\n\n\n<li><strong>\u4ea4\u6613\u884c\u4e3a<\/strong>\u671f\u671b\u4e0e\u5b9e\u9645\u6a21\u5f0f<\/li>\n\n\n\n<li><strong>\u6240\u6709\u6743\u590d\u6742\u6027<\/strong>\u7b80\u5355\u4e0e\u5206\u5c42\u53d7\u76ca\u6240\u6709\u6743\u7ed3\u6784<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u516c\u53f8\u901a\u5e38\u5c06\u5ba2\u6237\u5206\u4e3a\u4f4e\u3001\u4e2d\u3001\u9ad8\u98ce\u9669\u7b49\u7ea7\uff0c\u8fd9\u4e9b\u7b49\u7ea7\u51b3\u5b9a\u4e86\u5165\u7f51\u7684\u5ba1\u67e5\u529b\u5ea6\u3001\u6279\u51c6\u7ea7\u522b\u4ee5\u53ca\u540e\u7eed\u76d1\u63a7\u7684\u9891\u7387\u3002\u8bf8\u5982\u8de8\u5883\u79c1\u4eba\u94f6\u884c\u4e1a\u52a1\u3001\u73b0\u91d1\u5bc6\u96c6\u578b\u4e1a\u52a1\u6216\u4e0e\u9ad8\u98ce\u9669\u53f8\u6cd5\u7ba1\u8f96\u533a\u6709\u8054\u7cfb\u7b49\u7279\u5f81\u901a\u5e38\u4f1a\u81ea\u52a8\u89e6\u53d1\u589e\u5f3a\u578b\u5c3d\u804c\u8c03\u67e5\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass\u5d4c\u5165\u4e86\u98ce\u9669\u8bc4\u5206\u6a21\u578b\uff0c\u8fd9\u4e9b\u6a21\u578b\u53ef\u4ee5\u81ea\u52a8\u4ece\u6570\u636e\u70b9\u8ba1\u7b97\u5206\u6570\uff0c\u5e76\u5728\u65b0\u4fe1\u606f\u5230\u6765\u65f6\u66f4\u65b0\u98ce\u9669\u8bc4\u7ea7\uff0c\u540c\u65f6\u8bb0\u5f55\u65b9\u6cd5\u8bba\u4f9b\u76d1\u7ba1\u673a\u6784\u548c\u5ba1\u8ba1\u5e08\u5ba1\u67e5\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-ongoing-cdd-monitoring-and-perpetual-kyc\">\u6301\u7eed\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u3001\u76d1\u63a7\u548c\u6c38\u4e45\u6027 KYC<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u5e76\u975e\u4ec5\u5728\u5165\u804c\u65f6\u8fdb\u884c\u4e00\u6b21\u6027\u5de5\u4f5c\uff0c\u800c\u662f\u5ba2\u6237\u5173\u7cfb\u6574\u4e2a\u8fc7\u7a0b\u4e2d\u7684\u6301\u7eed\u76d1\u63a7\u3002\u6301\u7eed\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u786e\u4fdd\u5ba2\u6237\u4fe1\u606f\u4fdd\u6301\u6700\u65b0\uff0c\u98ce\u9669\u8bc4\u4f30\u4fdd\u6301\u51c6\u786e\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u81ea\u52a8\u91cd <a href=\"https:\/\/www.investglass.com\/zh\/pep-%e5%88%b6%e8%a3%81%e7%ad%9b%e9%80%89-2025-%e5%b9%b4%e9%87%91%e8%9e%8d%e6%9c%ba%e6%9e%84%e5%ae%8c%e6%95%b4%e5%90%88%e8%a7%84%e6%8c%87%e5%8d%97\/\" target=\"_self\">\u5236\u88c1\u548c\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u7b5b\u67e5<\/a> \u4f7f\u7528\u6700\u65b0\u7684\u653f\u5e9c\u540d\u5355<\/li>\n\n\n\n<li>\u98ce\u9669\u57fa\u7840\u4e0a\u7684\u5b9a\u671fKYC\u5ba1\u67e5\uff0c\u9ad8\u98ce\u9669\u5ba2\u6237\u5ba1\u67e5\u66f4\u9891\u7e41<\/li>\n\n\n\n<li>\u4ea4\u6613\u76d1\u63a7\u4e0e\u9884\u671f\u6d3b\u52a8\u6a21\u5f0f\u5339\u914d<\/li>\n\n\n\n<li>\u6301\u7eed\u76d1\u63a7\u53ef\u80fd\u6539\u53d8\u5ba2\u6237\u98ce\u9669\u8bc4\u4f30\u7684\u53d8\u5316<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">_Ongoing KYC_ \u6982\u5ff5\u6807\u5fd7\u7740\u4ece\u57fa\u4e8e\u65e5\u5386\u7684\u5ba1\u67e5\u5468\u671f\u8f6c\u5411\u4e86\u5f53\u51fa\u73b0\u65b0\u4fe1\u606f\u65f6\u8fdb\u884c\u52a8\u6001\u66f4\u65b0\u3002\u89e6\u53d1\u4e8b\u4ef6\u9a71\u52a8\u5ba1\u67e5\u7684\u56e0\u7d20\u5305\u62ec\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u66f4\u6539\u5730\u5740\u6216\u65b0\u589e\u6388\u6743\u7b7e\u5b57\u4eba<\/li>\n\n\n\n<li>\u5ba2\u6237\u98ce\u9669\u753b\u50cf\u4e0d\u7b26\u7684\u5f02\u5e38\u4ea4\u6613\u6a21\u5f0f<\/li>\n\n\n\n<li>\u8d1f\u9762\u5a92\u4f53\u62a5\u9053\u6216\u8d1f\u9762\u65b0\u95fb\u62a5\u9053<\/li>\n\n\n\n<li>\u53d7\u76ca\u6240\u6709\u6743\u7ed3\u6784\u7684\u53d8\u66f4<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5728\u9608\u503c\u88ab\u6253\u7834\u65f6\u81ea\u52a8\u6267\u884c\u8b66\u62a5\u3001\u4efb\u52a1\u548c\u5de5\u4f5c\u6d41\u7a0b\u5347\u7ea7\uff0c\u652f\u6301\u53ca\u65f6\u7684\u8c03\u67e5\u548c\u6709\u6548\u7684\u5ba2\u6237\u7ba1\u7406\uff0c\u8d2f\u7a7f\u6301\u7eed\u7684 CDD \u5468\u671f\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-suspicious-activity\">\u53ef\u7591\u6d3b\u52a8<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u68c0\u6d4b\u548c\u62a5\u544a\u53ef\u7591\u6d3b\u52a8\u662f\u91d1\u878d\u673a\u6784\u5728\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u8fc7\u7a0b\u4e2d\u7684\u4e00\u9879\u91cd\u8981\u804c\u8d23\u3002\u4f5c\u4e3a\u5c3d\u804c\u8c03\u67e5\u8fc7\u7a0b\u7684\u4e00\u90e8\u5206\uff0c\u673a\u6784\u5fc5\u987b\u76d1\u63a7\u5ba2\u6237\u4ea4\u6613\u662f\u5426\u5b58\u5728\u91d1\u878d\u72af\u7f6a\u7684\u8ff9\u8c61\uff0c\u4f8b\u5982\u6d17\u94b1\u6216\u4e3a\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u3002\u5f53\u53d1\u73b0\u53ef\u7591\u6d3b\u52a8\u65f6\uff0c\u91d1\u878d\u673a\u6784\u5fc5\u987b\u6839\u636e\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b\u5411\u76f8\u5173\u7684\u91d1\u878d\u60c5\u62a5\u673a\u6784\u63d0\u4ea4\u53ef\u7591\u6d3b\u52a8\u62a5\u544a (SAR)\u3002\u8fd9\u4e9b\u62a5\u544a\u5fc5\u987b\u53ca\u65f6\u63d0\u4ea4\uff0c\u901a\u5e38\u5728\u53d1\u73b0\u53ef\u7591\u6d3b\u52a8\u540e\u7684 30 \u5929\u5185\u63d0\u4ea4\uff0c\u5e76\u4e14\u5fc5\u987b\u5305\u542b\u6709\u5173\u4ea4\u6613\u548c\u5df2\u91c7\u53d6\u884c\u52a8\u7684\u8be6\u7ec6\u4fe1\u606f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u7ef4\u62a4\u6240\u6709\u53ef\u7591\u6d3b\u52a8\u7684\u8be6\u7ec6\u8bb0\u5f55\u5bf9\u4e8e\u9075\u5b88\u76d1\u7ba1\u89c4\u5b9a\u548c\u652f\u6301\u540e\u7eed\u8c03\u67e5\u81f3\u5173\u91cd\u8981\u3002\u6709\u6548\u7684\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\u4e0d\u4ec5\u6709\u52a9\u4e8e\u9632\u6b62\u91d1\u878d\u72af\u7f6a\uff0c\u8fd8\u80fd\u4f53\u73b0\u91d1\u878d\u673a\u6784\u5bf9\u5065\u5168\u5c3d\u804c\u8c03\u67e5\u548c\u76d1\u7ba1\u6807\u51c6\u7684\u627f\u8bfa\u3002\u901a\u8fc7\u5c06\u53ef\u7591\u6d3b\u52a8\u76d1\u63a7\u6574\u5408\u5230\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u4e2d\uff0c\u91d1\u878d\u673a\u6784\u53ef\u4ee5\u66f4\u597d\u5730\u4fdd\u62a4\u81ea\u5df1\u548c\u66f4\u5e7f\u6cdb\u7684\u91d1\u878d\u4f53\u7cfb\u514d\u53d7\u975e\u6cd5\u6d3b\u52a8\u4fb5\u5bb3\uff0c\u540c\u65f6\u5c65\u884c\u5176\u5728\u53cd\u6d17\u94b1\u6cd5\u89c4\u4e0b\u7684\u4e49\u52a1\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-technology-and-automation-in-customer-due-diligence\">\u6280\u672f\u4e0e\u81ea\u52a8\u5316\u5728\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u4e2d\u7684\u5e94\u7528<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f7f\u7528\u7535\u5b50\u8868\u683c\u548c\u7535\u5b50\u90ae\u4ef6\u8fdb\u884c\u624b\u52a8\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\u901f\u5ea6\u6162\u3001\u5bb9\u6613\u51fa\u9519\u4e14\u96be\u4ee5\u5ba1\u8ba1\uff0c\u7279\u522b\u662f\u5bf9\u4e8e\u7ba1\u7406\u7740\u6570\u5343\u4e2a\u5ba2\u6237\u5173\u7cfb\u7684\u8de8\u5883\u91d1\u878d\u673a\u6784\u800c\u8a00\u3002\u73b0\u4ee3\u76d1\u7ba1\u79d1\u6280\uff08RegTech\uff09\u5e73\u53f0\u53ef\u5e94\u5bf9\u8fd9\u4e00\u6311\u6218\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u901a\u8fc7 API \u8fde\u63a5\u5230\u53ef\u4fe1\u8eab\u4efd\u63d0\u4f9b\u5546\u8fdb\u884c\u81ea\u52a8\u5316\u8eab\u4efd\u9a8c\u8bc1<\/li>\n\n\n\n<li>\u4f7f\u7528\u516c\u53f8\u6ce8\u518c\u4fe1\u606f\u67e5\u8be2\u53d7\u76ca\u6240\u6709\u4eba<\/li>\n\n\n\n<li>\u5236\u88c1\u548c\u653f\u6cbb\u654f\u611f\u4eba\u7269\uff08PEP\uff09\u7b5b\u67e5\uff0c\u5e76\u5c06\u7ed3\u679c\u96c6\u4e2d\u5b58\u50a8<\/li>\n\n\n\n<li>\u4f7f\u7528\u65b0\u95fb\u548c\u6570\u636e\u5e93\u805a\u5408\u670d\u52a1\u8fdb\u884c\u4e0d\u5229\u5a92\u4f53\u641c\u7d22<\/li>\n\n\n\n<li>\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u5de5\u5177\uff0c\u53ef\u5bf9\u6587\u6863\u8fdb\u884c\u5206\u7c7b\u3001\u63d0\u53d6\u6570\u636e\u3001\u68c0\u6d4b\u5f02\u5e38\u5e76\u786e\u5b9a\u8b66\u62a5\u7684\u4f18\u5148\u7ea7\uff0c\u4ee5\u51cf\u5c11\u8bef\u62a5<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u662f\u4e00\u6b3e\u745e\u58eb\u4e3b\u6743 CRM \u548c\u5165\u804c\u5957\u4ef6\uff0c\u5728\u4e00\u4e2a\u5355\u4e00\u73af\u5883\u4e2d\u96c6\u6210\u4e86\u6570\u5b57\u5165\u804c\u8868\u5355\u3001\u6587\u6863\u6355\u83b7\u3001\u7535\u5b50\u7b7e\u540d\u3001KYC \u95ee\u5377\u3001\u81ea\u52a8\u98ce\u9669\u8bc4\u5206\u548c\u5de5\u4f5c\u6d41\u81ea\u52a8\u5316\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u90e8\u7f72\u5728\u745e\u58eb\u6570\u636e\u4e2d\u5fc3\u6216\u672c\u5730\u90e8\u7f72\u4f7f\u673a\u6784\u80fd\u591f\u5b8c\u5168\u63a7\u5236\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD) \u6570\u636e\u7684\u5b58\u50a8\u548c\u5904\u7406\u5730\u70b9\uff0c\u4e3a\u5e0c\u671b\u4fdd\u62a4\u5ba2\u6237\u6570\u636e\u4e3b\u6743\u7684\u7ec4\u7ec7\u63d0\u4f9b\u4e86\u4e00\u4e2a\u72ec\u7acb\u4e8e\u7f8e\u56fd\u6216\u4e2d\u56fd\u5e73\u53f0\u7684\u9009\u62e9\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"576\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global-1024x576.png\" alt=\"InvestGlass \u745e\u58eb\u4e3b\u6743CRM\" class=\"wp-image-49341\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global-1024x576.png 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global-300x169.png 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global-768x432.png 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global-18x10.png 18w, https:\/\/www.investglass.com\/wp-content\/uploads\/2026\/03\/investglass-crm-global.png 1384w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u745e\u58eb\u4e3b\u6743CRM<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-global-regulatory-context-for-cdd\">\u5168\u7403\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u76d1\u7ba1\u80cc\u666f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u7684\u8981\u6c42\u53d7\u5230\u56fd\u9645\u6807\u51c6\u548c\u5730\u65b9\u6cd5\u89c4\u7684\u5236\u7ea6\u3002\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff09\u53d1\u6325\u7740\u5168\u7403\u6807\u51c6\u5236\u5b9a\u8005\u7684\u4f5c\u7528\uff0c\u5e76\u7531\u56fd\u5bb6\u6846\u67b6\u6765\u6267\u884c\u5176\u5efa\u8bae\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>\u7f8e\u56fd<\/strong>\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b\u548c FinCEN \u6cd5\u89c4\uff0c\u5305\u62ec\u4e8e 2018 \u5e74 5 \u6708\u751f\u6548\u5e76\u6b63\u5f0f\u89c4\u8303\u53d7\u76ca\u6240\u6709\u4eba\u5c3d\u804c\u8c03\u67e5\u7684 FinCEN \u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u89c4\u5b9a<\/li>\n\n\n\n<li><strong>\u6b27\u6d32\u8054\u76df<\/strong>\u7b2c\u56db\u3001\u7b2c\u4e94\u548c\u7b2c\u516d\u9879\u53cd\u6d17\u94b1\u6307\u4ee4\uff0c\u786e\u7acb\u4e86\u5168\u9762\u7684\u53cd\u6d17\u94b1\u5408\u89c4\u8981\u6c42<\/li>\n\n\n\n<li><strong>\u82f1\u56fd<\/strong>\u53d7\u82f1\u56fd\u91d1\u878d\u884c\u4e3a\u76d1\u7ba1\u5c40 (FCA) \u53ca\u5176\u4ed6\u673a\u6784\u76d1\u7ba1\u7684\u53cd\u6d17\u94b1\u6761\u4f8b<\/li>\n\n\n\n<li><strong>\u745e\u58eb<\/strong>\u5f53\u5730\u53cd\u6d17\u94b1\u7acb\u6cd5\u548cFINMA\u901a\u51fd<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5c3d\u7ba1\u4e0d\u540c\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u672f\u8bed\u6709\u6240\u4e0d\u540c\uff0c\u4f46\u5927\u591a\u6570\u5236\u5ea6\u5728\u8eab\u4efd\u9a8c\u8bc1\u3001\u53d7\u76ca\u6240\u6709\u4eba\u8bc6\u522b\u3001\u98ce\u9669\u8bc4\u4f30\u548c\u6301\u7eed\u76d1\u63a7\u65b9\u9762\u8d8b\u4e8e\u4e00\u81f4\u3002\u7f8e\u56fd\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc (FinCEN) \u7684\u6307\u5357\u4e0e\u6b27\u76df\u7684\u65b9\u6cd5\u975e\u5e38\u543b\u5408\uff0c\u4ece\u800c\u5f62\u6210\u4e86\u4e00\u4e2a\u4e00\u81f4\u7684\u5168\u7403\u6846\u67b6\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u673a\u6784\u53d7\u76ca\u4e8e\u50cfInvestGlass\u8fd9\u6837\u7684\u745e\u58eb\u672c\u571f\u89e3\u51b3\u65b9\u6848\uff0c\u8be5\u65b9\u6848\u65e2\u7b26\u5408\u56fd\u5185\u76d1\u7ba1\u8981\u6c42\uff0c\u53c8\u80fd\u6ee1\u8db3\u8de8\u5883\u9884\u671f\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-bank-secrecy-act-compliance\">\u94f6\u884c\u4fdd\u5bc6\u6cd5\u5408\u89c4<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u9075\u5faa\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b(BSA)\u662f\u5728\u7f8e\u56fd\u8fd0\u8425\u7684\u91d1\u878d\u673a\u6784\u4ee5\u53ca\u6709\u8de8\u5883\u4e1a\u52a1\u7684\u91d1\u878d\u673a\u6784\u7684\u57fa\u672c\u8981\u6c42\u3002\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b\u89c4\u5b9a\uff0c\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5b9e\u65bd\u6709\u6548\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u7a0b\u5e8f\uff0c\u5305\u62ec\u91c7\u7528\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5\u6765\u8bc6\u522b\u548c\u6838\u5b9e\u5ba2\u6237\u8eab\u4efd\u3001\u4e86\u89e3\u5ba2\u6237\u5173\u7cfb\u7684\u6027\u8d28\u548c\u76ee\u7684\uff0c\u5e76\u8fdb\u884c\u6301\u7eed\u76d1\u63a7\u4ee5\u68c0\u6d4b\u548c\u62a5\u544a\u53ef\u7591\u6d3b\u52a8\u3002\u8fd9\u79cd\u65b9\u6cd5\u65e8\u5728\u901a\u8fc7\u786e\u4fdd\u673a\u6784\u6e05\u6670\u4e86\u89e3\u5176\u5ba2\u6237\u53ca\u5176\u91d1\u878d\u6d3b\u52a8\uff0c\u6765\u9884\u9632\u6d17\u94b1\u548c\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7b49\u91d1\u878d\u72af\u7f6a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5bf9\u5176\u5ba2\u6237\u4fe1\u606f\uff08\u5305\u62ec\u8eab\u4efd\u8bc1\u660e\u6587\u4ef6\u548c\u4ea4\u6613\u8bb0\u5f55\uff09\u8fdb\u884c\u51c6\u786e\u5b8c\u6574\u7684\u8bb0\u5f55\uff0c\u4ee5\u652f\u6301\u5408\u89c4\u6027\u76d1\u7ba1\u5e76\u534f\u52a9\u6267\u6cd5\u90e8\u95e8\u5728\u9700\u8981\u65f6\u8fdb\u884c\u8c03\u67e5\u3002\u672a\u80fd\u9075\u5b88\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b\u53ef\u80fd\u5bfc\u81f4\u5de8\u989d\u76d1\u7ba1\u7f5a\u6b3e\u3001\u58f0\u8a89\u53d7\u635f\u4ee5\u53ca\u76d1\u7ba1\u673a\u6784\u65e5\u76ca\u4e25\u683c\u7684\u5ba1\u67e5\u3002\u901a\u8fc7\u5c06\u300a\u94f6\u884c\u4fdd\u5bc6\u6cd5\u300b\u7684\u8981\u6c42\u5d4c\u5165\u5176\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\uff0c\u91d1\u878d\u673a\u6784\u53ef\u4ee5\u52a0\u5f3a\u5176\u9632\u8303\u91d1\u878d\u72af\u7f6a\u7684\u80fd\u529b\uff0c\u786e\u4fdd\u6709\u6548\u7684\u5ba2\u6237\u7ba1\u7406\uff0c\u5e76\u5728\u65e5\u76ca\u53d7\u76d1\u7ba1\u7684\u73af\u5883\u4e2d\u7ef4\u62a4\u5176\u58f0\u8a89\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-customer-due-diligence-costs-and-operational-challenges\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6210\u672c\u4e0e\u8fd0\u8425\u6311\u6218<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u53cd\u6d17\u94b1\u5408\u89c4\uff0c\u5305\u62ec\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff0c\u901a\u5e38\u6bcf\u5e74\u9700\u8981\u91d1\u878d\u673a\u6784\u82b1\u8d39\u6570\u767e\u4e07\u7f8e\u5143\u6216\u6b27\u5143\u3002\u4e86\u89e3\u8fd9\u4e9b\u6210\u672c\u6709\u52a9\u4e8e\u7ec4\u7ec7\u5728\u6280\u672f\u6295\u8d44\u65b9\u9762\u505a\u51fa\u660e\u667a\u7684\u51b3\u7b56\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6587\u4ef6\u4e0d\u5168\u6216\u9700\u8981\u91cd\u65b0\u63d0\u4ea4\u65f6\uff0c\u5165\u804c\u6d41\u7a0b\u5ef6\u8fdf<\/li>\n\n\n\n<li>\u5bf9\u5236\u88c1\u7b5b\u67e5\u4e2d\u6d88\u8017\u5408\u89c4\u56e2\u961f\u8d44\u6e90\u7684\u5047\u9633\u6027\u8fdb\u884c\u8c03\u67e5<\/li>\n\n\n\n<li>\u53cd\u590d\u4e0e\u5ba2\u6237\u8054\u7cfb\uff0c\u8bf7\u6c42\u63d0\u4f9b\u7f3a\u5931\u7684\u5ba2\u6237\u4fe1\u606f<\/li>\n\n\n\n<li>\u5458\u5de5\u75b2\u52b3\u3001\u51b3\u7b56\u4e0d\u4e00\u81f4\u4ee5\u53ca\u96be\u4ee5\u521b\u5efa\u5b8c\u6574\u7684\u5ba1\u8ba1\u8ffd\u8e2a<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e0d\u5408\u89c4\u884c\u4e3a\u4f1a\u901a\u8fc7\u76d1\u7ba1\u7f5a\u6b3e\u3001\u76d1\u7ba1\u673a\u6784\u8981\u6c42\u7684\u8865\u6551\u8ba1\u5212\u4ee5\u53ca\u4e1a\u52a1\u9650\u5236\u800c\u4ea7\u751f\u66f4\u9ad8\u7684\u6210\u672c\u3002\u81ea\u52a8\u5316\u548c InvestGlass \u7b49\u96c6\u6210\u5e73\u53f0\u53ef\u4ee5\u964d\u4f4e\u6bcf\u4e2a\u5ba2\u6237\u7684\u5165\u804c\u6210\u672c\uff0c\u7f29\u77ed\u6536\u5165\u5b9e\u73b0\u65f6\u95f4\uff0c\u5e76\u6539\u5584\u6570\u636e\u6536\u96c6\uff0c\u4ee5\u4fbf\u76d1\u7ba1\u673a\u6784\u8fdb\u884c\u5ba1\u67e5\uff0c\u4ece\u800c\u5728\u9700\u8981\u65f6\u5e2e\u52a9\u516c\u53f8\u534f\u52a9\u6267\u6cd5\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-why-sovereign-data-control-matters-in-cdd\">\u4e3b\u6743\u6570\u636e\u63a7\u5236\u5728\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\u4e2d\u4e3a\u4f55\u91cd\u8981<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">CDD\u6587\u4ef6\u5305\u542b\u9ad8\u5ea6\u654f\u611f\u7684\u4fe1\u606f\uff0c\u8d85\u51fa\u4e86\u57fa\u672c\u7684\u8eab\u4efd\u8be6\u7ec6\u4fe1\u606f\u3002\u5b83\u4eec\u5305\u62ec\u8eab\u4efd\u8bc1\u660e\u6587\u4ef6\u526f\u672c\u3001\u53d7\u76ca\u6240\u6709\u6743\u7ed3\u6784\u3001\u8d22\u52a1\u5386\u53f2\uff0c\u6709\u65f6\u8fd8\u5305\u62ec\u63ed\u793a\u5ba2\u6237\u53ca\u5176\u4e1a\u52a1\u5173\u7cfb\u79c1\u5bc6\u7ec6\u8282\u7684\u8d22\u5bcc\u6765\u6e90\u53d9\u8ff0\u3002.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6b27\u6d32\u94f6\u884c\u3001\u8d22\u5bcc\u7ba1\u7406\u516c\u53f8\u548c\u516c\u5171\u673a\u6784\u5bf9\u5c06\u6b64\u7c7b\u6570\u636e\u5b58\u50a8\u5728\u7f8e\u56fd\u6216\u4e2d\u56fd\u57fa\u7840\u8bbe\u65bd\u4e0a\u65e5\u76ca\u611f\u5230\u62c5\u5fe7<\/li>\n\n\n\n<li>\u57df\u5916\u8bbf\u95ee\u98ce\u9669\u7ed9\u6570\u636e\u4fdd\u62a4\u5e26\u6765\u4e0d\u786e\u5b9a\u6027<\/li>\n\n\n\n<li>\u745e\u58eb\u6258\u7ba1\u548c\u672c\u5730\u90e8\u7f72\u5141\u8bb8\u7ec4\u7ec7\u5bf9\u6570\u636e\u9a7b\u7559\u3001\u52a0\u5bc6\u548c\u5408\u6cd5\u8bbf\u95ee\u8fdb\u884c\u4e25\u683c\u63a7\u5236<\/li>\n\n\n\n<li>\u7b26\u5408\u6b27\u76df\u548c\u745e\u58eb\u7684\u9690\u79c1\u671f\u671b\uff0c\u63d0\u4f9b\u4e86\u76d1\u7ba1\u4e0a\u7684\u4fe1\u5fc3<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u660e\u786e\u5c06\u81ea\u5df1\u5b9a\u4f4d\u4e3a\u6b27\u6d32\u548c\u745e\u58eb\u4e3b\u6743\u66ff\u4ee3\u65b9\u6848\uff0c\u53ef\u4e0e\u5927\u578b\u7f8e\u56fd\u6216\u4e2d\u56fd\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\uff08CRM\uff09\u548c\u7528\u6237\u5f15\u5bfc\u5e73\u53f0\u76f8\u6297\u8861\u3002\u5bf9\u4e8e\u653f\u6cbb\u654f\u611f\u5ba2\u6237\u3001\u516c\u5171\u90e8\u95e8\u673a\u6784\u4ee5\u53ca\u5bb6\u65cf\u529e\u516c\u5ba4\u800c\u8a00\uff0c\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\u6570\u636e\u6c38\u8fdc\u4e0d\u4f1a\u79bb\u5f00\u53d7\u4fe1\u4efb\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u4fdd\u8bc1\uff0c\u662f\u5e73\u53f0\u9009\u62e9\u4e2d\u7684\u51b3\u5b9a\u6027\u56e0\u7d20\uff0c\u53ef\u4fdd\u62a4\u5ba2\u6237\u6570\u636e\u7684\u81ea\u4e3b\u6743\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-how-investglass-supports-customer-due-diligence\">InvestGlass \u5982\u4f55\u652f\u6301\u5c3d\u804c\u8c03\u67e5<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass 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For banks, wealth managers and regulated firms, understanding how to verify customers and assess their risks is no longer optional. Diligence important: robust customer due diligence is essential for ensuring regulatory compliance, verifying customer identities, and preventing fraud, which ultimately protects financial institutions and [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":29384,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[1544],"class_list":["post-49647","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-customer"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.6.1 (Yoast SEO v27.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Customer Due Diligence: A Guide for Compliance | InvestGlass<\/title>\n<meta name=\"description\" content=\"Explore Customer Due Diligence and its vital role in financial compliance. Learn how to verify customers and assess risks effectively.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investglass.com\/zh\/\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"How Does Customer Due Diligence Work in Compliance and KYC?\" \/>\n<meta property=\"og:description\" content=\"Customer due diligence sits at the heart of modern financial compliance. For banks, wealth managers and regulated firms, understanding how to verify\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.investglass.com\/zh\/\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\/\" \/>\n<meta property=\"og:site_name\" content=\"InvestGlass\" \/>\n<meta property=\"article:published_time\" content=\"2026-04-27T11:41:27+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2021\/05\/PM1.003.jpeg\" \/>\n\t<meta property=\"og:image:width\" content=\"1024\" \/>\n\t<meta property=\"og:image:height\" content=\"768\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"InvestGlass\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@investglass\" \/>\n<meta name=\"twitter:site\" content=\"@investglass\" \/>\n<meta name=\"twitter:label1\" content=\"\u4f5c\u8005\" \/>\n\t<meta name=\"twitter:data1\" content=\"InvestGlass\" \/>\n\t<meta name=\"twitter:label2\" content=\"\u9884\u8ba1\u9605\u8bfb\u65f6\u95f4\" \/>\n\t<meta name=\"twitter:data2\" content=\"13 \u5206\" \/>\n<!-- \/ Yoast SEO Premium plugin. -->","yoast_head_json":{"title":"\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff1a\u5408\u89c4\u6307\u5357 | InvestGlass","description":"\u63a2\u7d22\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u53ca\u5176\u5728\u91d1\u878d\u5408\u89c4\u4e2d\u7684\u5173\u952e\u4f5c\u7528\u3002\u4e86\u89e3\u5982\u4f55\u6709\u6548\u9a8c\u8bc1\u5ba2\u6237\u548c\u8bc4\u4f30\u98ce\u9669\u3002.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investglass.com\/zh\/\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\/","og_locale":"zh_CN","og_type":"article","og_title":"How Does Customer Due Diligence Work in Compliance and KYC?","og_description":"Customer due diligence sits at the heart of modern financial compliance. 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