{"id":49232,"date":"2026-03-06T16:45:16","date_gmt":"2026-03-06T15:45:16","guid":{"rendered":"https:\/\/www.investglass.com\/customer-due-diligence-cdd-practical-guide-for-regulated-financial-institutions\/"},"modified":"2026-03-10T14:39:26","modified_gmt":"2026-03-10T13:39:26","slug":"%e5%8f%97%e7%9b%91%e7%ae%a1%e9%87%91%e8%9e%8d%e6%9c%ba%e6%9e%84%e5%ae%a2%e6%88%b7%e5%b0%bd%e8%81%8c%e8%b0%83%e6%9f%a5-cdd-%e5%ae%9e%e7%94%a8%e6%8c%87%e5%8d%97","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/customer-due-diligence-cdd-practical-guide-for-regulated-financial-institutions\/","title":{"rendered":"\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD)\uff1a\u53d7\u76d1\u7ba1\u91d1\u878d\u673a\u6784\u5b9e\u7528\u6307\u5357"},"content":{"rendered":"<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD) \u662f\u91d1\u878d\u673a\u6784\u8bc6\u522b\u3001\u6838\u5b9e\u548c\u4e86\u89e3\u5ba2\u6237\u7684\u7cfb\u7edf\u5316\u6d41\u7a0b\uff0c\u901a\u8fc7\u8be5\u6d41\u7a0b\u7ba1\u7406\u53cd\u6d17\u94b1 (AML) \u548c\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a (CFT) \u98ce\u9669\uff0c\u5e76\u786e\u4fdd\u5408\u89c4\u3002\u53cd\u6d17\u94b1\u5408\u89c4\u6027\u662f\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u7684\u91cd\u8981\u7ec4\u6210\u90e8\u5206\uff0c\u6709\u52a9\u4e8e\u91d1\u878d\u673a\u6784\u9884\u9632\u91d1\u878d\u72af\u7f6a\u548c\u907f\u514d\u76d1\u7ba1\u5904\u7f5a\u3002\u8fd9\u4e00\u6d41\u7a0b\u662f\u5168\u7403 \"\u4e86\u89e3\u60a8\u7684\u5ba2\u6237\"\uff08KYC\uff09\u6846\u67b6\u7684\u57fa\u7840\uff0c\u4e5f\u662f\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff0940 \u9879\u5efa\u8bae\uff082012 \u5e74\u4fee\u8ba2\uff09\u7b49\u6807\u51c6\u4ee5\u53ca\u6b27\u76df\u7b2c 4 \u6761\u81f3\u7b2c 5 \u6761\u89c4\u5b9a\u7684\u8981\u6c42\u3002 <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e7%ac%ac-6-%e5%8f%b7%e5%8f%8d%e6%b4%97%e9%92%b1%e6%8c%87%e4%bb%a4\/\" target=\"_self\">\u7b2c 6 \u53f7\u53cd\u6d17\u94b1\u6307\u4ee4<\/a>. .\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u4e5f\u662f\u66f4\u5e7f\u6cdb\u7684\u91d1\u878d\u72af\u7f6a\u5408\u89c4\u6846\u67b6\u7684\u91cd\u8981\u7ec4\u6210\u90e8\u5206\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u63d0\u4f9b\u4e00\u4e2a\u96c6\u6210\u7684\u745e\u58eb\u6258\u7ba1\u5e73\u53f0\uff0c\u53ef\u81ea\u52a8\u6267\u884c\u94f6\u884c\u3001\u8d22\u5bcc\u7ba1\u7406\u516c\u53f8\u3001\u4fdd\u9669\u516c\u53f8\u548c\u5176\u4ed6\u53d7\u76d1\u7ba1\u673a\u6784\u7684\u5927\u90e8\u5206\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u3002\u672c\u6587\u9488\u5bf9\u5728\u53d7\u76d1\u7ba1\u73af\u5883\u4e2d\u5de5\u4f5c\u7684\u5408\u89c4\u3001\u98ce\u9669\u548c\u8fd0\u8425\u56e2\u961f\u63d0\u4f9b\u4e86\u5b9e\u7528\u7684\u5206\u6b65\u6982\u8ff0\u3002\u5728 CDD \u6d41\u7a0b\u4e2d\uff0c\u52e4\u52c9\u5c3d\u8d23\u5bf9\u4e8e\u9075\u5b88\u6cd5\u89c4\u3001\u9884\u9632\u6b3a\u8bc8\u548c\u964d\u4f4e\u98ce\u9669\u975e\u5e38\u91cd\u8981\u3002\u65e0\u8bba\u60a8\u662f\u8981\u5728 2026 \u5e74\u63a5\u5f85\u65b0\u5ba2\u6237\uff0c\u8fd8\u662f\u8981\u5728\u5ba2\u6237\u7684\u6574\u4e2a\u751f\u547d\u5468\u671f\u4e2d\u7ba1\u7406\u6301\u7eed\u7684\u5ba2\u6237\u5173\u7cfb\uff0c\u8fd9\u91cc\u6db5\u76d6\u7684\u539f\u5219\u548c\u5de5\u4f5c\u6d41\u7a0b\u90fd\u5c06\u5e2e\u52a9\u60a8\u5efa\u7acb\u4e00\u4e2a\u5f3a\u5927\u7684 CDD \u6d41\u7a0b\uff0c\u5728\u652f\u6301\u4e1a\u52a1\u589e\u957f\u7684\u540c\u65f6\u6ee1\u8db3\u76d1\u7ba1\u8981\u6c42\u3002.<\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u4ec0\u4e48\u662f\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff08CDD\uff09\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5 (CDD) \u662f\u4e00\u4e2a\u7cfb\u7edf\u6027\u7684\u8c03\u67e5\u8fc7\u7a0b\uff0c\u901a\u8fc7\u6536\u96c6\u3001\u6838\u5b9e\u548c\u8bc4\u4f30\u81ea\u7136\u4eba\u6216\u6cd5\u4eba\u5b9e\u4f53\u7684\u4fe1\u606f\uff0c\u4e86\u89e3\u4ed6\u4eec\u7684\u8eab\u4efd\u3001\u6240\u4ece\u4e8b\u7684\u4e1a\u52a1\u6d3b\u52a8\u4ee5\u53ca\u6240\u9762\u4e34\u7684\u91d1\u878d\u72af\u7f6a\u98ce\u9669\u7a0b\u5ea6\uff0c\u5176\u4e2d\u7279\u522b\u5f3a\u8c03\u6838\u5b9e\u5ba2\u6237\u8eab\u4efd\u8fd9\u4e00\u5173\u952e\u6b65\u9aa4\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\uff08CDD\uff09\u3001\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff08KYC\uff09\u548c\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\uff08AML\/CFT\uff09\u4e4b\u95f4\u7684\u5173\u7cfb<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">CDD\u3001KYC \u548c AML\/CFT \u4e4b\u95f4\u7684\u5173\u7cfb\u662f\u91d1\u878d\u72af\u7f6a\u5408\u89c4\u7684\u57fa\u7840\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>AML\uff08\u53cd\u6d17\u94b1\uff09\uff1a\u6307\u65e8\u5728\u9632\u6b62\u72af\u7f6a\u5206\u5b50\u5c06\u975e\u6cd5\u6240\u5f97\u8d44\u91d1\u4f2a\u88c5\u6210\u5408\u6cd5\u6536\u5165\u7684\u6cd5\u5f8b\u3001\u6cd5\u89c4\u548c\u7a0b\u5e8f\u3002.<\/li><li>CFT\uff08\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\uff09\uff1a\u5305\u62ec\u4fa6\u67e5\u548c\u9632\u6b62\u5229\u7528\u91d1\u878d\u7cfb\u7edf\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u63aa\u65bd\u3002.<\/li><li>KYC\uff08\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff09\uff1a\u66f4\u5e7f\u6cdb\u7684\u6846\u67b6\uff0c\u5305\u62ec\u5ba2\u6237\u8eab\u4efd\u67e5\u9a8c\u548c\u6301\u7eed\u5173\u7cfb\u7ba1\u7406\uff0c\u786e\u4fdd\u673a\u6784\u4e86\u89e3\u5e76\u76d1\u63a7\u5ba2\u6237\u3002.<\/li><li>CDD\uff08\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff09\uff1aKYC \u4e2d\u7684\u7279\u5b9a\u6d41\u7a0b\uff0c\u4fa7\u91cd\u4e8e\u8bc6\u522b\u3001\u6838\u5b9e\u548c\u8bc4\u4f30\u5ba2\u6237\u98ce\u9669\u3002.<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5b9e\u8df5\u4e2d\uff0c\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u6cd5\u89c4\u8981\u6c42\u91d1\u878d\u673a\u6784\u5b9e\u65bd \"\u4e86\u89e3\u5ba2\u6237 \"\u8ba1\u5212\uff0c\u5e76\u901a\u8fc7\u5065\u5168\u7684 \"\u5ba2\u6237\u8eab\u4efd\u67e5\u9a8c \"\u6d41\u7a0b\u52a0\u4ee5\u843d\u5b9e\u3002\u56e0\u6b64\uff0c\"\u5ba2\u6237\u8eab\u4efd\u786e\u8ba4 \"\u662f \"\u4e86\u89e3\u5ba2\u6237 \"\u7684\u64cd\u4f5c\u6838\u5fc3\uff0c\u4e24\u8005\u5bf9\u4e8e\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u5408\u89c4\u6027\u90fd\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u5b66\u671f<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5b9a\u4e49<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>CDD<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u8bc6\u522b\u3001\u6838\u5b9e\u548c\u8bc4\u4f30\u5ba2\u6237\u98ce\u9669\u7684\u5177\u4f53\u6d41\u7a0b<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>KYC<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u66f4\u5e7f\u6cdb\u7684\u6846\u67b6\u5305\u62ec CDD \u548c\u6301\u7eed\u5173\u7cfb\u7ba1\u7406<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>AML<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u89c4\u5b9a CDD \u8981\u6c42\u7684\u53cd\u6d17\u94b1\u6cd5\u89c4<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>CFT<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u8981\u6c42\u8bc6\u522b\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u98ce\u9669\u7684\u53cd\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u89c4\u5219<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e3b\u8981\u7684\u76d1\u7ba1\u53c2\u8003\u5305\u62ec\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\uff09\u7684 40 \u9879\u5efa\u8bae\u548c\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc\uff08FinCEN\uff09\u7684 CDD \u89c4\u5219\uff082018 \u5e74 5 \u6708 11 \u65e5\u5728\u7f8e\u56fd\u751f\u6548\uff09\uff0c\u8be5\u89c4\u5219\u8981\u6c42\u6240\u6db5\u76d6\u7684\u91d1\u878d\u673a\u6784\u5b9e\u65bd\u5c3d\u804c\u8c03\u67e5\u7684\u56db\u4e2a\u6838\u5fc3\u8981\u7d20\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5178\u578b\u7684 CDD \u6d41\u7a0b\u8981\u7d20<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u901a\u5e38\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8eab\u4efd\u6570\u636e\uff08\u59d3\u540d\u3001\u51fa\u751f\u65e5\u671f\u3001\u56fd\u7c4d\u3001\u5730\u5740\uff09<\/li><li>\u5b9e\u9645\u6240\u6709\u6743\u4fe1\u606f<\/li><li>\u8d44\u91d1\u6765\u6e90\u548c\u8d22\u5bcc\u6765\u6e90<\/li><li>\u9884\u671f\u8d26\u6237\u6d3b\u52a8\u548c\u4ea4\u6613\u6a21\u5f0f<\/li><li>\u5730\u57df\u548c\u884c\u4e1a\u98ce\u9669<\/li><li>\u6839\u636e\u6536\u96c6\u7684\u4fe1\u606f\u8bc4\u4f30\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">CDD \u9002\u7528\u4e8e\u4e2a\u4eba\u3001\u516c\u53f8\u3001\u4fe1\u6258\u3001\u57fa\u91d1\u4f1a\u548c\u5176\u4ed6\u5b9e\u4f53\uff0c\u6839\u636e\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\u800c\u6709\u4e0d\u540c\u7684\u6df1\u5ea6\u3002\u5728\u745e\u58eb\uff0c\u300a\u745e\u58eb\u53cd\u6d17\u94b1\u6cd5\u300b\uff08AMLA\uff09\u548c\u745e\u58eb\u91d1\u878d\u5e02\u573a\u76d1\u7ba1\u5c40\uff08FINMA\uff09\u7684\u6cd5\u4ee4\u89c4\u5b9a\u4e86\u5c3d\u804c\u8c03\u67e5\u7684\u8981\u6c42\uff0c\u5f3a\u8c03\u57fa\u4e8e\u98ce\u9669\u7684\u63a7\u5236\u548c\u8be6\u5c3d\u7684\u6587\u4ef6\u8bb0\u5f55\u3002\u5f7b\u5e95\u7684\u5ba2\u6237\u8c03\u67e5\u65b9\u6cd5\u5305\u62ec\u4ee5\u4e0b\u4e24\u4e2a\u65b9\u9762 <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e8%ba%ab%e4%bb%bd%e9%aa%8c%e8%af%81%ef%bc%9f\/\" target=\"_self\">\u8eab\u4efd\u9a8c\u8bc1<\/a> \u548c\u98ce\u9669\u5206\u6790\uff0c\u4ee5\u786e\u4fdd\u5408\u89c4\u548c\u6709\u6548\u7684\u98ce\u9669\u7ba1\u7406\u3002.<\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u4e3a\u4f55\u5bf9\u91d1\u878d\u673a\u6784\u81f3\u5173\u91cd\u8981<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">2015 \u5e74\u81f3 2024 \u5e74\u95f4\uff0c\u5168\u7403\u53cd\u6d17\u94b1\u7f5a\u6b3e\u8d85\u8fc7 $200 \u4ebf\u7f8e\u5143\u3002\u4ec5\u4e39\u65af\u514b\u94f6\u884c\u4e11\u95fb\u5c31\u6d89\u53ca 10 \u4ebf\u8d38\u6613\u989d\u7684\u7f5a\u6b3e\uff0c\u539f\u56e0\u662f\u8be5\u94f6\u884c\u7231\u6c99\u5c3c\u4e9a\u5206\u884c\u5bf9 1,000 \u4ebf\u8d38\u6613\u989d\u7684\u53ef\u7591\u8d44\u91d1\u6d41\u8fdb\u884c\u7684 CDD \u4e0d\u5145\u5206\u3002\u745e\u58eb\u4fe1\u8d37\u94f6\u884c\u5728 2022 \u5e74\u56e0\u591a\u6b21\u53cd\u6d17\u94b1\u5931\u8bef\u800c\u88ab\u7f8e\u56fd\u91d1\u878d\u5e02\u573a\u7ba1\u7406\u5c40\uff08FINMA\uff09\u5904\u4ee5 $475 \u4ebf\u7f8e\u5143\u7684\u7f5a\u6b3e\uff0c\u8fd9\u4e9b\u5931\u8bef\u5bfc\u81f4\u8be5\u94f6\u884c\u6700\u7ec8\u4e8e 2023 \u5e74\u5012\u95ed\u3002\u5728\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u8fc7\u7a0b\u4e2d\u672a\u80fd\u8bc4\u4f30\u76f8\u5173\u98ce\u9669\u53ef\u80fd\u4f1a\u5bfc\u81f4\u91d1\u878d\u673a\u6784\u53d7\u5230\u4e25\u5389\u7684\u76d1\u7ba1\u5904\u7f5a\u548c\u58f0\u8a89\u635f\u5bb3\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u901a\u8fc7\u6709\u6548\u7684 CDD \u9884\u9632\u91d1\u878d\u72af\u7f6a<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u6709\u6548\u7684\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6709\u52a9\u4e8e\u9632\u6b62\u91d1\u878d\u72af\u7f6a\uff0c\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6d17\u94b1\uff08\u6839\u636e\u8054\u5408\u56fd\u7684\u6570\u5b57\uff0c\u4f30\u8ba1\u6bcf\u5e74\u4e3a 1TP4000 \u4ebf\u81f3 $2 \u4e07\u4ebf\u7f8e\u5143\uff09<\/li><li>\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u548c\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u6e20\u9053<\/li><li>\u9003\u907f\u5236\u88c1<\/li><li>\u6b3a\u8bc8\u548c\u8150\u8d25<\/li><li>\u9003\u7a0e<\/li><\/ul>\n\n\n\n<h3 class=\"wp-block-heading\">\u76d1\u7ba1\u5229\u5bb3\u5173\u7cfb<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fdd\u89c4\u7684\u540e\u679c\u8fdc\u4e0d\u6b62\u7f5a\u6b3e\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u98ce\u9669\u7c7b\u522b<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u6f5c\u5728\u540e\u679c<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u884c\u653f\u7ba1\u7406<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u7f5a\u6b3e\u6700\u9ad8\u53ef\u8fbe\u5e74\u8425\u4e1a\u989d\u7684 10%\uff08\u6b27\u76df\u53cd\u6d17\u94b1\u6cd5\uff09\uff0c\u8865\u6551\u4ee4<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u72af\u7f6a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>6AMLD \u4e0b\u9ad8\u7ea7\u7ba1\u7406\u5c42\u7684\u4e2a\u4eba\u8d23\u4efb<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u8fd0\u884c<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u8bb8\u53ef\u8bc1\u9650\u5236\u3001\u5931\u53bb\u4ee3\u7406\u884c\u5173\u7cfb<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u58f0\u8a89<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5ba2\u6237\u5916\u6d41\u3001\u8bc4\u7ea7\u4e0b\u8c03\u3001\u5a92\u4f53\u76d1\u7763\u52a0\u5f3a<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e39\u65af\u514b\u94f6\u884c\u4e4b\u540e\uff0c\u5317\u6b27\u94f6\u884c\u5931\u53bb\u4e86 20-30% \u7684\u9ad8\u98ce\u9669\u5173\u7cfb\uff0c\u56e0\u4e3a\u4ea4\u6613\u5bf9\u624b\u964d\u4f4e\u4e86\u5bf9\u63a7\u5236\u8584\u5f31\u7684\u673a\u6784\u7684\u98ce\u9669\u655e\u53e3\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5065\u5168\u7684 CDD \u7684\u6218\u7565\u4f18\u52bf<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u9664\u4e86\u4fdd\u62a4\u4f01\u4e1a\u514d\u53d7\u76d1\u7ba1\u7f5a\u6b3e\u5916\uff0c\u7a33\u5065\u7684 CDD \u8fd8\u80fd\u5e26\u6765\u6218\u7565\u4ef7\u503c\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6df1\u5165\u4e86\u89e3\u5ba2\u6237\u7684\u60c5\u51b5\u548c\u9700\u6c42<\/li><li>\u6539\u8fdb\u5ba2\u6237\u7ec6\u5206\u548c\u4ea4\u53c9\u9500\u552e\uff08\u6839\u636e\u9ea6\u80af\u9521\u7814\u7a76\uff0c\u6536\u5165\u63d0\u5347 15-20%\uff09<\/li><li>\u57fa\u4e8e\u98ce\u9669\u7684\u5b9a\u4ef7\u66f4\u6709\u4f9d\u636e<\/li><li>\u5728\u900f\u660e\u7684\u57fa\u7840\u4e0a\u52a0\u5f3a\u5ba2\u6237\u5173\u7cfb<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u901a\u8fc7\u4e00\u81f4\u7684\u5de5\u4f5c\u6d41\u7a0b\u964d\u4f4e\u5408\u89c4\u98ce\u9669\uff0c\u5e76\u901a\u8fc7\u900f\u660e\u7684\u5ba1\u8ba1\u8ddf\u8e2a\u8bc1\u660e\u6bcf\u4e2a\u9636\u6bb5\u90fd\u6267\u884c\u4e86 CDD\uff0c\u4ece\u800c\u964d\u4f4e\u58f0\u8a89\u98ce\u9669\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u4e86\u89e3\u5c3d\u804c\u8c03\u67e5\u7684\u91cd\u8981\u6027\u4e3a\u63a2\u8ba8\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5b9e\u65bd\u7684\u4e0d\u540c\u7c7b\u578b\u7684\u5c3d\u804c\u8c03\u67e5\u63aa\u65bd\u5960\u5b9a\u4e86\u57fa\u7840\u3002\u4e0b\u4e00\u8282\u5c06\u6982\u8ff0\u8fd9\u4e9b\u4e3b\u8981\u7c7b\u578b\u53ca\u5176\u5728\u5b9e\u8df5\u4e2d\u7684\u5e94\u7528\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u7684\u4e3b\u8981\u7c7b\u578b<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u6307\u5357\u548c\u6b27\u76df\u53cd\u6d17\u94b1\u6cd5\u6240\u8ff0\uff0c\u91d1\u878d\u673a\u6784\u5728\u5168\u7403\u8303\u56f4\u5185\u4e3b\u8981\u91c7\u7528\u4e09\u79cd\u5f62\u5f0f\u7684\u5c3d\u804c\u8c03\u67e5\u63aa\u65bd\u3002\u5c3d\u804c\u8c03\u67e5\u7684\u7c7b\u578b\u53d6\u51b3\u4e8e\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\u548c\u4e1a\u52a1\u5173\u7cfb\u7684\u6027\u8d28\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">CDD \u7c7b\u578b\u6982\u8ff0<\/h3>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>CDD \u7c7b\u578b<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u8bf4\u660e<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u4f55\u65f6\u5e94\u7528<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u6807\u51c6 CDD<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u4e2d\u4f4e\u98ce\u9669\u5ba2\u6237\u7684\u57fa\u51c6\u63aa\u65bd<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5927\u591a\u6570\u5ba2\u6237\u7684\u4e2a\u4eba\u8d44\u6599\u7b80\u5355\u660e\u4e86<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\uff08EDD\uff09<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5bf9\u9ad8\u98ce\u9669\u60c5\u51b5\uff08\u5982\u653f\u6cbb\u4eba\u7269\u3001\u9ad8\u98ce\u9669\u8f96\u533a\uff09\u8fdb\u884c\u66f4\u6df1\u5165\u7684\u5ba1\u67e5<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8\u98ce\u9669\u5ba2\u6237\u6216\u590d\u6742\u7ed3\u6784<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u7b80\u5316\/\u6301\u7eed\u7684\u5c3d\u804c\u8c03\u67e5<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u53ef\u5ffd\u7565\u98ce\u9669\u6216\u6301\u7eed\u76d1\u6d4b\u7684\u7b80\u5316\u63aa\u65bd<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u4f4e\u98ce\u9669\u6216\u6301\u7eed\u6027\u5173\u7cfb<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5165\u804c\u8fc7\u7a0b\u4e2d\uff0c\u673a\u6784\u5fc5\u987b\u8bc4\u4f30\u6bcf\u4f4d\u6f5c\u5728\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\uff0c\u4ee5\u786e\u4fdd\u5408\u89c4\u548c\u6709\u6548\u7684\u98ce\u9669\u7ba1\u7406\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u673a\u6784\u6839\u636e\u98ce\u9669\u56e0\u7d20\u5bf9\u5ba2\u6237\u8fdb\u884c\u5206\u7c7b\uff0c\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>PEP \u8eab\u4efd\uff08\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u3001\u62c5\u4efb\u516c\u804c\u3001\u8150\u8d25\u98ce\u9669\u589e\u52a0\u7684\u4e2a\u4eba\uff09<\/li><li>\u88ab\u5217\u5165\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u7070\/\u9ed1\u540d\u5355\u6216\u9ad8\u98ce\u9669\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u60c5\u51b5<\/li><li>\u590d\u6742\u7684\u4f01\u4e1a\u7ed3\u6784<\/li><li>\u4e0d\u5bfb\u5e38\u7684\u4ea4\u6613\u60c5\u51b5\u6216\u4e0d\u5229\u7684\u5a92\u4f53\u8c03\u67e5\u7ed3\u679c<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u968f\u7740\u98ce\u9669\u7ea7\u522b\u4ece\u4f4e\u5230\u9ad8\uff0c\u68c0\u67e5\u3001\u6587\u4ef6\u6536\u96c6\u548c\u5ba1\u6279\u8981\u6c42\u7684\u6df1\u5ea6\u548c\u9891\u7387\u4e5f\u4f1a\u589e\u52a0\u3002InvestGlass \u5141\u8bb8\u4e3a\u6bcf\u79cd CDD \u7c7b\u578b\u548c\u98ce\u9669\u7b49\u7ea7\u914d\u7f6e\u4e0d\u540c\u7684\u5de5\u4f5c\u6d41\u7a0b\u548c\u73b0\u573a\u8981\u6c42\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6807\u51c6\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u6807\u51c6 CDD \u4f5c\u4e3a\u57fa\u7ebf\u6c34\u5e73\uff0c\u9002\u7528\u4e8e\u5927\u591a\u6570\u65e0\u660e\u663e\u9ad8\u98ce\u9669\u7684\u5ba2\u6237\uff0c\u4f8b\u5982\u4f4e\u98ce\u9669\u56fd\u5bb6\u7684\u5c45\u6c11\uff0c\u5176\u5c31\u4e1a\u6216\u5546\u4e1a\u6d3b\u52a8\u7b80\u5355\u660e\u4e86\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u4e2a\u4eba\u6838\u5fc3\u8981\u7d20<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u62a4\u7167\u6216\u56fd\u6c11\u8eab\u4efd\u8bc1\u660e<\/li><li>\u5229\u7528\u53ef\u9760\u3001\u72ec\u7acb\u7684\u6765\u6e90\u8fdb\u884c\u6838\u67e5<\/li><li>\u57fa\u672c\u4e86\u89e3\u5173\u7cfb\u7684\u76ee\u7684\u548c\u9884\u671f\u6027\u8d28<\/li><li>\u6301\u7eed\u76d1\u63a7\u5ba2\u6237\u7684\u6d3b\u52a8\uff0c\u786e\u4fdd\u5176\u7b26\u5408\u9884\u671f\u884c\u4e3a\u548c\u98ce\u9669\u72b6\u51b5<\/li><\/ul>\n\n\n\n<h4 class=\"wp-block-heading\">\u6cd5\u4eba\u5ba2\u6237\u7684\u6838\u5fc3\u8981\u7d20<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6cd5\u5b9a\u540d\u79f0\u3001\u6ce8\u518c\u53f7\u3001\u6ce8\u518c\u5730\u5740<\/li><li>\u8463\u4e8b\u548c\u6301\u80a1\u8d85\u8fc7\u9608\u503c\uff08\u6839\u636e FinCEN CDD \u89c4\u5219\u548c\u6b27\u76df\u5236\u5ea6\uff0c\u901a\u5e38\u4e3a 25% \u5b9e\u76ca\u62e5\u6709\u6743\uff09<\/li><li>\u5b9e\u4f53\u7684\u5b97\u65e8\u548c\u9884\u671f\u6d3b\u52a8<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5e94\u4f7f\u7528\u6838\u5bf9\u8868\u548c\u8868\u683c\u7edf\u4e00\u8bb0\u5f55\u6807\u51c6\u7684 CDD\uff0c\u6700\u597d\u5728\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u7cfb\u7edf\u4e2d\u5b9e\u73b0\u6570\u5b57\u5316\uff0c\u4ee5\u907f\u514d\u4eba\u5de5\u9519\u8bef\u548c\u6570\u636e\u7f3a\u5931\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\uff08EDD\uff09<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\uff08EDD\uff09\u5bf9\u9ad8\u98ce\u9669\u5ba2\u6237\u8fdb\u884c\u66f4\u4e25\u683c\u7684\u5ba1\u67e5\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff08PEPs\uff09\u53ca\u5176\u5bb6\u5c5e\/\u76f8\u5173\u4eba\u5458<\/li><li>\u6765\u81ea\u9ad8\u98ce\u9669\u8f96\u533a\uff08\u6b27\u76df\u9ad8\u98ce\u9669\u7b2c\u4e09\u56fd\u540d\u5355\u3001FATF \u7070\u8272\u540d\u5355\uff09\u7684\u5ba2\u6237<\/li><li>\u9ad8\u98ce\u9669\u9886\u57df\uff1a\u8d4c\u573a\u3001\u865a\u62df\u8d44\u4ea7\u3001\u4ee3\u7406\u94f6\u884c\u4e1a\u52a1<\/li><li>\u590d\u6742\u7ed3\u6784\uff1a\u79bb\u5cb8\u4fe1\u6258\u3001\u5206\u5c42\u63a7\u80a1\u516c\u53f8<\/li><\/ul>\n\n\n\n<h4 class=\"wp-block-heading\">\u6559\u80b2\u53d1\u5c55\u53f8\u7684\u5176\u4ed6\u6b65\u9aa4<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u83b7\u53d6\u8be6\u7ec6\u7684\u8d44\u91d1\u6765\u6e90\u548c\u8d22\u5bcc\u6765\u6e90\u6587\u4ef6<\/li><li>\u786e\u51ff\u8bc1\u636e\uff08\u7ecf\u5ba1\u8ba1\u7684\u8d26\u76ee\u3001\u9500\u552e\u5408\u540c\u3001\u7ee7\u627f\u6587\u4ef6\uff09<\/li><li>\u5e7f\u6cdb\u7684\u4e0d\u826f\u5a92\u4ecb\u7b5b\u67e5<\/li><li>\u9ad8\u7ea7\u7ba1\u7406\u5c42\u6216\u5408\u89c4\u7b7e\u5b57<\/li><li>\u66f4\u9891\u7e41\u7684\u5ba1\u67e5\u5468\u671f\uff08\u5e74\u5ea6\u6216\u5b63\u5ea6\uff09<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u6839\u636e\u98ce\u9669\u8bc4\u5206\u81ea\u52a8\u89e6\u53d1 EDD\uff0c\u4f8b\u5982\uff0c\u5728\u68c0\u6d4b\u5230\u653f\u6cbb\u4eba\u7269\u6216\u53d7\u5236\u88c1\u56fd\u5bb6\u65f6\u81ea\u52a8\u5347\u7ea7\uff0c\u5e76\u901a\u8fc7\u53ef\u914d\u7f6e\u7684\u5ba1\u6279\u5de5\u4f5c\u6d41\u7a0b\u5904\u7406\u6848\u4ef6\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6301\u7eed\u548c\u4e8b\u4ef6\u9a71\u52a8\u7684\u5c3d\u804c\u8c03\u67e5<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u8eab\u4efd\u67e5\u9a8c\u4e0d\u662f \u201c\u4e00\u52b3\u6c38\u9038 \u201d\u7684\u5de5\u4f5c\u3002\u6301\u7eed\u7684 CDD \u6d89\u53ca\u5728\u6574\u4e2a\u5ba2\u6237\u751f\u547d\u5468\u671f\u5185\u5bf9\u4ea4\u6613\u3001\u884c\u4e3a\u548c\u5916\u90e8\u6570\u636e\u7684\u6301\u7eed\u76d1\u63a7\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u6301\u7eed\u7684\u5c3d\u804c\u8c03\u67e5\u5305\u62ec<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6839\u636e\u9884\u671f\u6a21\u5f0f\u76d1\u6d4b\u4ea4\u6613<\/li><li>\u6839\u636e\u6700\u65b0\u7684\u5236\u88c1\u3001PEP \u548c\u8d1f\u9762\u5a92\u4f53\u540d\u5355\u91cd\u65b0\u7b5b\u67e5<\/li><li>\u6839\u636e\u98ce\u9669\u8bc4\u7ea7\u8fdb\u884c\u5b9a\u671f\u5ba1\u67e5<\/li><\/ul>\n\n\n\n<h4 class=\"wp-block-heading\">\u89e6\u53d1\u4e8b\u4ef6\u9a71\u52a8\u5ba1\u67e5\u7684\u539f\u56e0\u662f<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4ea4\u6613\u91cf\u7a81\u7136\u589e\u52a0\uff0820-50% \u504f\u79bb\u60c5\u51b5\uff09<\/li><li>\u5c45\u4f4f\u5730\u53d8\u66f4\u4e3a\u9ad8\u98ce\u9669\u8f96\u533a<\/li><li>\u4f01\u4e1a\u5ba2\u6237\u7684\u9886\u5bfc\u5c42\u53d8\u52a8<\/li><li>\u590d\u6742\u65b0\u4efb\u52a1\u7684\u5165\u804c<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728 InvestGlass \u4e2d\uff0c\u53ef\u901a\u8fc7\u8ba1\u5212\u7684\u5ba1\u67e5\u4efb\u52a1\u3001\u5f02\u5e38\u6d3b\u52a8\u81ea\u52a8\u8b66\u62a5\u4ee5\u53ca\u5bf9\u73b0\u6709\u5ba2\u6237\u7684\u91cd\u65b0\u5ba2\u6237\u7b5b\u67e5\u6765\u5b9e\u65bd\u6301\u7eed\u7684 CDD\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u5728\u4e86\u89e3\u4e86 CDD \u7684\u7c7b\u578b\u540e\uff0c\u8ba9\u6211\u4eec\u6765\u770b\u770b\u5efa\u7acb\u4e00\u4e2a\u5408\u89c4\u3001\u6709\u6548\u7684 CDD \u6d41\u7a0b\u6240\u6d89\u53ca\u7684\u6838\u5fc3\u8981\u7d20\u548c\u5b9e\u9645\u6b65\u9aa4\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u6d41\u7a0b\u7684\u6838\u5fc3\u8981\u7d20<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5178\u578b\u7684 CDD \u751f\u547d\u5468\u671f\u5206\u4e3a\u4ee5\u4e0b\u51e0\u4e2a\u9636\u6bb5\uff1a<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n\n<li>\u5ba2\u6237\u8bc6\u522b<\/li>\n\n\n<li>\u9a8c\u8bc1<\/li>\n\n\n<li>\u98ce\u9669\u8bc4\u4f30<\/li>\n\n\n<li>\u5173\u4e8e CDD \u7ea7\u522b\u7684\u51b3\u5b9a<\/li>\n\n\n<li>\u5165\u804c\u51b3\u5b9a<\/li>\n\n\n<li>\u6301\u7eed\u76d1\u6d4b\u548c\u5ba1\u67e5<\/li>\n\n<\/ol>\n\n\n\n<p class=\"wp-block-paragraph\">\u672c\u8282\u63d0\u4f9b\u4e86\u4e00\u4e2a\u5b9e\u7528\u7684\u84dd\u56fe\uff0c\u5408\u89c4\u548c\u8fd0\u8425\u56e2\u961f\u53ef\u5c06\u5176\u8c03\u6574\u4e3a\u5185\u90e8\u7a0b\u5e8f\u548c\u6838\u5bf9\u8868\u3002InvestGlass \u5141\u8bb8\u673a\u6784\u5c06\u6bcf\u4e2a\u8981\u7d20\u6620\u5c04\u5230\u53ef\u914d\u7f6e\u7684\u81ea\u52a8\u5de5\u4f5c\u6d41\u7a0b\u4e2d\uff0c\u5e76\u5185\u7f6e\u5ba1\u8ba1\u8ddf\u8e2a\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5ba2\u6237\u8eab\u4efd\u8bc6\u522b<\/h3>\n\n\n\n<h4 class=\"wp-block-heading\">\u9488\u5bf9\u4e2a\u4eba\uff0c\u6536\u96c6\uff1a<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6cd5\u5b9a\u5168\u540d<\/li><li>\u51fa\u751f\u65e5\u671f\u548c\u5730\u70b9<\/li><li>\u56fd\u7c4d<\/li><li>\u5c45\u4f4f\u5730\u5740<\/li><li>\u7a0e\u53f7<\/li><li>\u8054\u7cfb\u65b9\u5f0f<\/li><li>\u804c\u4e1a\u548c\u96c7\u4e3b<\/li><\/ul>\n\n\n\n<h4 class=\"wp-block-heading\">\u5bf9\u4e8e\u6cd5\u4eba\u5b9e\u4f53\uff0c\u8bf7\u6536\u96c6\uff1a<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6ce8\u518c\u540d\u79f0\u548c\u6ce8\u518c\u7f16\u53f7<\/li><li>\u6210\u7acb\u65e5\u671f\u548c\u6ce8\u518c\u529e\u4e8b\u5904<\/li><li>\u6cd5\u5f8b\u5f62\u5f0f\u548c\u76ee\u7684<\/li><li>\u8463\u4e8b\u540d\u5355<\/li><li>\u63a7\u80a1\u80a1\u4e1c\u548c <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/pl\/understanding-who-is-a-beneficial-owner-our-guide-to-rules-requirements\/\" target=\"_self\">\u5b9e\u76ca\u62e5\u6709\u4eba<\/a><\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u4e8e\u79c1\u4eba\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u673a\u6784\u800c\u8a00\uff0c\u65e0\u8bba\u5176\u4efb\u52a1\u662f\u5168\u6743\u59d4\u6258\u8fd8\u662f\u54a8\u8be2\u3001\u5bb6\u65cf\u529e\u516c\u5ba4\u7ed3\u6784\u4ee5\u53ca\u76f8\u5173\u4fe1\u6258\u6216\u57fa\u91d1\u4f1a\uff0c\u628a\u63e1\u5173\u7cfb\u80cc\u666f\u90fd\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6295\u8d44\u73bb\u7483 <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%bc%98%e5%8c%96%e4%bc%81%e4%b8%9a%e9%93%b6%e8%a1%8c%e6%95%b0%e5%ad%97%e5%8c%96%e5%85%a5%e8%81%8c%e6%9c%80%e4%bd%b3%e5%ae%9e%e8%b7%b5%e5%92%8c%e5%85%b3%e9%94%ae%e6%88%98%e7%95%a5\/\" target=\"_self\">\u6570\u5b57\u5165\u804c<\/a> \u8868\u683c\u53ef\u9488\u5bf9\u6bcf\u4e2a\u7ec6\u5206\u5e02\u573a\uff08\u96f6\u552e\u94f6\u884c\u3001\u9ad8\u51c0\u503c\u4eba\u58eb\u3001\u4f01\u4e1a\u5ba2\u6237\u3001\u516c\u5171\u90e8\u95e8\uff09\u91cf\u8eab\u5b9a\u5236\uff0c\u5e76\u652f\u6301\u82f1\u8bed\u3001\u6cd5\u8bed\u548c\u5fb7\u8bed\u7b49\u591a\u8bed\u79cd\u6d41\u7a0b\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5ba2\u6237\u9a8c\u8bc1<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5efa\u7acb\u5173\u7cfb\u4e4b\u524d\uff0c\u5fc5\u987b\u4f7f\u7528\u53ef\u9760\u3001\u72ec\u7acb\u7684\u6765\u6e90\u6838\u5b9e\u8eab\u4efd\u6570\u636e\u3002\u8fd9\u4e00\u8981\u6c42\u51fa\u73b0\u5728\u5927\u591a\u6570\u53cd\u6d17\u94b1\u5236\u5ea6\u4e2d\uff0c\u5305\u62ec\u6b27\u76df 5AML\u3001\u745e\u58eb AMLA \u548c\u82f1\u56fd MLR 2017\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u4e2a\u4eba\u9a8c\u8bc1\u65b9\u6cd5<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u68c0\u67e5 <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%bb%80%e4%b9%88%e6%98%af%e7%94%9f%e7%89%a9%e8%af%86%e5%88%ab%e6%8a%a4%e7%85%a7-%e4%bc%98%e7%82%b9-%e7%94%a8%e9%80%94%e5%92%8c%e5%ae%89%e5%85%a8%e5%8a%9f%e8%83%bd\/\" target=\"_self\">\u751f\u7269\u8bc6\u522b\u62a4\u7167<\/a> \u6216\u56fd\u5bb6\u8eab\u4efd\u8bc1<\/li><li>\u901a\u8fc7\u89c6\u9891\u8bc6\u522b\u8fdb\u884c\u6709\u6548\u6027\u68c0\u67e5<\/li><li>\u901a\u8fc7\u53ef\u4fe1\u6570\u636e\u5e93\u6216\u516c\u7528\u4e8b\u4e1a\u8d26\u5355\u9a8c\u8bc1\u5730\u5740<\/li><\/ul>\n\n\n\n<h4 class=\"wp-block-heading\">\u4f01\u4e1a\u9a8c\u8bc1\u65b9\u6cd5<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5b98\u65b9\u516c\u53f8\u6ce8\u518c\uff08\u745e\u58eb\u5546\u4e1a\u6ce8\u518c\u5904\u3001\u82f1\u56fd\u516c\u53f8\u6ce8\u518c\u5904\u3001\u6b27\u76df\u5546\u4e1a\u6ce8\u518c\u5904\uff09<\/li><li>\u7ecf\u8ba4\u8bc1\u7684\u516c\u53f8\u6ce8\u518c\u6587\u4ef6<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u901a\u8fc7\u5e94\u7528\u7a0b\u5e8f\u63a5\u53e3\u4e0e\u7b2c\u4e09\u65b9\u7535\u5b50\u8eab\u4efd\u3001\u5236\u88c1\u548c\u6ce8\u518c\u67e5\u8be2\u63d0\u4f9b\u5546\u96c6\u6210\uff0c\u4ee5\u7b80\u5316\u8eab\u4efd\u9a8c\u8bc1\uff0c\u51cf\u5c11\u4eba\u5de5\u6587\u4ef6\u5ba1\u67e5\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5b9e\u76ca\u62e5\u6709\u6743\u548c\u63a7\u5236\u6743<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728 FinCEN CDD \u89c4\u5219\uff082018 \u5e74\uff09\u4ee5\u53ca\u6b27\u76df\u5728 4AMLD \u548c 5AMLD \u4e4b\u540e\u63d0\u51fa\u7684\u5b9e\u76ca\u62e5\u6709\u6743\u767b\u8bb0\u8981\u6c42\u7684\u63a8\u52a8\u4e0b\uff0c\u76d1\u7ba1\u673a\u6784\u5bf9\u5b9e\u76ca\u62e5\u6709\u6743\u900f\u660e\u5ea6\u7684\u5173\u6ce8\u6709\u6240\u52a0\u5f3a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u673a\u6784\u5fc5\u987b\u8bc6\u522b\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u8d85\u8fc7\u89c4\u5b9a\u95e8\u69db\uff08\u901a\u5e38\u4e3a 25%\uff0c\u9ad8\u98ce\u9669\u60c5\u51b5\u4e0b\u6709\u65f6\u4f1a\u66f4\u4f4e\uff09\u7684\u6cd5\u5f8b\u5b9e\u4f53\u7684\u81ea\u7136\u4eba\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u590d\u6742\u7ed3\u6784\u7684\u6311\u6218<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u591a\u4e2a\u6240\u6709\u6743\u5c42<\/li><li>\u88ab\u63d0\u540d\u80a1\u4e1c<\/li><li>\u516c\u5171\u8bb0\u5f55\u6709\u9650\u8f96\u533a\u5185\u7684\u4fe1\u6258\u548c\u57fa\u91d1\u4f1a<\/li><li>\u884c\u4e1a\u8c03\u67e5\u663e\u793a\uff0c\u8ffd\u8e2a\u591a\u5c42 UBO\uff08\u6700\u7ec8\u53d7\u76ca\u6240\u6709\u4eba\uff09\u7684\u5931\u8d25\u7387\u4e3a 30-40%<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u6570\u636e\u6a21\u578b\u53ef\u6355\u6349\u591a\u5c42\u6240\u6709\u6743\u548c\u63a7\u5236\u56fe\uff0c\u5e76\u7ef4\u62a4\u7ed3\u6784\u5316\u8bb0\u5f55\uff0c\u4ee5\u6ee1\u8db3\u5ba1\u8ba1\u548c\u76d1\u7ba1\u673a\u6784\u7684\u8981\u6c42\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u98ce\u9669\u6982\u51b5\u8bc4\u4f30<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u98ce\u9669\u8bc4\u4f30\u7684\u76ee\u7684\u662f\u6839\u636e\u591a\u79cd\u8f93\u5165\u4fe1\u606f\u786e\u5b9a\u98ce\u9669\u7b49\u7ea7\uff08\u4f4e\u3001\u4e2d\u3001\u9ad8\uff09\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u98ce\u9669\u56e0\u7d20<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5b9e\u4f8b<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5ba2\u6237\u7c7b\u578b<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>PEP \u8eab\u4efd\u3001\u516c\u53f8\u590d\u6742\u6027<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5730\u7406<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8\u98ce\u9669\u56fd\u5bb6\u3001\u5236\u88c1\u98ce\u9669<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4ea7\u54c1<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u8de8\u5883\u652f\u4ed8\u3001\u865a\u62df\u8d44\u4ea7<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u884c\u4e3a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u4ea4\u6613\u6a21\u5f0f\u4e0e\u540c\u884c\u57fa\u51c6\u5bf9\u6bd4<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5916\u90e8\u6570\u636e<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5236\u88c1\u6253\u51fb\u3001\u4e0d\u5229\u5a92\u4f53<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u5b9a\u91cf\u8bc4\u5206\u548c\u5b9a\u6027\u5224\u65ad\u53ef\u5408\u5e76\u4e3a\u98ce\u9669\u8bb0\u5206\u5361\u3002InvestGlass \u5141\u8bb8\u914d\u7f6e\u8bc4\u5206\u6a21\u578b\u548c\u81ea\u52a8\u8ba1\u7b97\u98ce\u9669\u8bc4\u7ea7\uff0c\u5fc5\u8981\u65f6\u8fd8\u53ef\u8986\u76d6\u548c\u8bb0\u5f55\u7406\u7531\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u786e\u5b9a CDD \u7684\u9002\u5f53\u7ea7\u522b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u673a\u6784\u5c06\u98ce\u9669\u8bc4\u7ea7\u8f6c\u5316\u4e3a\u5b9e\u9645\u7684\u52e4\u52c9\u63aa\u65bd\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u98ce\u9669\u8bc4\u7ea7<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>CDD \u7ea7\u522b<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u6587\u4ef6<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u6279\u51c6<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4f4e<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u7b80\u5316\u7248<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u57fa\u672c\u8eab\u4efd\u8bc1\u3001\u4f4f\u5740\u8bc1\u660e<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u81ea\u52a8\u5316<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4e2d\u578b<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6807\u51c6<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5168\u5957\u6587\u4ef6<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>RM\uff08\u5173\u7cfb\u7ecf\u7406\uff09\u7b7e\u5b57<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u589e\u5f3a\u578b<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>EDD \u5957\u9910\uff0c\u8d22\u5bcc\u4e4b\u6e90<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8\u7ea7\/\u5408\u89c4\u5ba1\u6279<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u6e05\u6670\u3001\u6709\u636e\u53ef\u67e5\u7684\u98ce\u9669\u504f\u597d\u548c\u51b3\u7b56\u89c4\u5219\u53ef\u51cf\u5c11\u4e0d\u4e00\u81f4\u6027\uff0c\u52a0\u5feb\u5ba2\u6237\u5165\u804c\u901f\u5ea6\u3002\u5728 InvestGlass \u4e2d\uff0c\u5de5\u4f5c\u6d41\u7a0b\u5206\u652f\u89c4\u5219\u6839\u636e\u6307\u5b9a\u7684\u98ce\u9669\u7c7b\u522b\u5e94\u7528\u4e0d\u540c\u7684\u6b65\u9aa4\u3001\u5fc5\u586b\u5b57\u6bb5\u548c\u68c0\u67e5\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6301\u7eed\u76d1\u6d4b\u548c\u5b9a\u671f\u5ba1\u67e5<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u6301\u7eed\u76d1\u63a7\u5ba2\u6237\u5305\u62ec\u89c2\u5bdf\u4ea4\u6613\u3001\u6a21\u5f0f\u548c\u8d44\u6599\u53d8\u5316\uff0c\u4ee5\u53d1\u73b0\u5f02\u5e38\u6216\u53ef\u7591\u884c\u4e3a\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u5b9a\u671f\u5ba1\u67e5\u9891\u7387<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4f4e\u98ce\u9669\u5ba2\u6237\uff1a\u6bcf 3-5 \u5e74\u4e00\u6b21<\/li><li>\u4e2d\u5ea6\u98ce\u9669\uff1a\u6bcf 2-3 \u5e74\u4e00\u6b21<\/li><li>\u9ad8\u98ce\u9669\uff1a\u6bcf\u5e74\u4e00\u6b21\u6216\u66f4\u9891\u7e41<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u53d1\u751f\u91cd\u5927\u5730\u7f18\u653f\u6cbb\u4e8b\u4ef6\u6216\u5916\u56fd\u8d44\u4ea7\u63a7\u5236\u529e\u516c\u5ba4\uff08OFAC\uff0c\u7f8e\u56fd\uff09\u3001\u6b27\u76df\u6216\u7ecf\u6d4e\u4e8b\u52a1\u56fd\u52a1\u79d8\u4e66\u5904\uff08SECO\uff0c\u745e\u58eb\uff09\u7b49\u673a\u6784\u66f4\u65b0\u540d\u5355\u540e\uff0c\u5fc5\u987b\u6839\u636e\u6700\u65b0\u7684\u5236\u88c1\u3001\u653f\u6cbb\u4eba\u7269\u548c\u8d1f\u9762\u5a92\u4f53\u540d\u5355\u8fdb\u884c\u91cd\u65b0\u7b5b\u67e5\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u5b89\u6392\u5ba1\u6838\u4efb\u52a1\uff0c\u63d0\u793a <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e6%9c%89%e6%95%88%e5%85%b3%e7%b3%bb%e7%ae%a1%e7%90%86%e9%93%b6%e8%a1%8c%e4%b8%9a%e5%8a%a1%e7%9a%84%e9%a1%b6%e7%ba%a7%e7%ad%96%e7%95%a5\/\" target=\"_self\">\u5173\u7cfb\u7ecf\u7406<\/a> \u5f53\u5ba2\u6237\u4fe1\u606f\u8fc7\u671f\u65f6\uff0c\u8bb0\u5f55\u6240\u6709\u5ba1\u67e5\u6b65\u9aa4\u548c\u7ed3\u8bba\uff0c\u4ee5\u4f5c\u4e3a\u76d1\u7ba1\u8bc1\u636e\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5347\u7ea7\u548c\u53ef\u7591\u6d3b\u52a8\u62a5\u544a<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5f53\u53d1\u73b0\u53ef\u7591\u4ea4\u6613\u6216\u6a21\u5f0f\u65f6\uff0c\u673a\u6784\u5fc5\u987b\u9075\u5faa\u5347\u7ea7\u7a0b\u5e8f\uff0c\u6709\u53ef\u80fd\u5bfc\u81f4\u5411\u76f8\u5173\u91d1\u878d\u60c5\u62a5\u673a\u6784\uff0c\u5982\u745e\u58eb\u6d17\u94b1\u62a5\u544a\u529e\u516c\u5ba4\uff08MROS\uff09\u6216\u7f8e\u56fd\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\uff08FinCEN\uff09\u63d0\u4ea4\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\uff08SAR\uff09\u6216\u53ef\u7591\u4ea4\u6613\u62a5\u544a\uff08STR\uff09\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u5185\u90e8\u5347\u7ea7\u6d41\u7a0b<\/h4>\n\n\n\n<ol class=\"wp-block-list\">\n\n<li>\u524d\u53f0\u6216\u76d1\u63a7\u5de5\u5177\u6807\u793a\u95ee\u9898<\/li>\n\n\n<li>\u4e8c\u7ebf\u5408\u89c4\u5ba1\u67e5\u6848\u4ef6<\/li>\n\n\n<li>\u51b3\u5b9a\u62a5\u544a\u53ef\u7591\u4ea4\u6613\u6216\u9000\u51fa\u5173\u7cfb<\/li>\n\n<\/ol>\n\n\n\n<p class=\"wp-block-paragraph\">\u5168\u9762\u7684 CDD \u8bb0\u5f55\u3001\u6587\u4ef6\u3001\u8bf4\u660e\u3001\u98ce\u9669\u8bc4\u5206\u5bf9\u4e8e\u652f\u6301\u51b3\u7b56\u548c\u54cd\u5e94\u5f53\u5c40\u7684\u540e\u7eed\u8981\u6c42\u81f3\u5173\u91cd\u8981\u3002InvestGlass \u53ef\u4ee5\u5b58\u50a8\u6848\u4ef6\u6587\u4ef6\u3001\u9644\u52a0\u6587\u4ef6\u3001\u8bb0\u5f55\u51b3\u5b9a\uff0c\u5e76\u5728\u9700\u8981\u65f6\u4e0e\u6848\u4ef6\u7ba1\u7406\u6216\u5916\u90e8\u62a5\u544a\u5de5\u5177\u96c6\u6210\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u968f\u7740 CDD \u6838\u5fc3\u8981\u7d20\u7684\u786e\u7acb\uff0c\u4e86\u89e3\u5728\u5168\u7403\u548c\u5730\u533a\u8303\u56f4\u5185\u5f62\u6210\u8fd9\u4e9b\u8981\u6c42\u7684\u76d1\u7ba1\u6846\u67b6\u975e\u5e38\u91cd\u8981\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u76d1\u7ba1\u6846\u67b6\u548c\u5168\u7403 CDD \u8981\u6c42<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u672c\u8282\u7b80\u660e\u627c\u8981\u5730\u6982\u8ff0\u4e86\u5bf9\u5728\u56fd\u9645\u4e0a\u5f00\u5c55\u4e1a\u52a1\u7684\u94f6\u884c\u548c\u53d7\u76d1\u7ba1\u516c\u53f8\u63d0\u51fa CDD \u5ba1\u614e\u8c03\u67e5\u8981\u6c42\u7684\u4e3b\u8981\u6cd5\u89c4\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u867d\u7136\u5404\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u672f\u8bed\u6709\u6240\u4e0d\u540c\uff0c\u4f46\u5927\u591a\u6570\u5236\u5ea6\u90fd\u6709\u5171\u540c\u7684\u6838\u5fc3\u671f\u671b\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u8bc6\u522b\u548c\u9a8c\u8bc1\u5ba2\u6237<\/li><li>\u4e86\u89e3\u53d7\u76ca\u6240\u6709\u4eba<\/li><li>\u91c7\u7528\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5<\/li><li>\u6301\u7eed\u76d1\u63a7\u5173\u7cfb<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u591a\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u8fd0\u8425\u7684\u673a\u6784\u5f80\u5f80\u9700\u8981\u7edf\u4e00\u96c6\u56e2\u8303\u56f4\u5185\u7684 CDD \u6807\u51c6\u3002InvestGlass \u53ef\u4ee5\u5bf9\u6bcf\u4e2a\u56fd\u5bb6\u6216\u6cd5\u5f8b\u5b9e\u4f53\u7684\u4e0d\u540c\u76d1\u7ba1\u89c4\u5219\u96c6\u548c\u6587\u4ef6\u6807\u51c6\u8fdb\u884c\u7f16\u7801\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u7684\u5efa\u8bae\u548c\u56fd\u9645\u6807\u51c6<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4 (FATF) \u901a\u8fc7\u5176 40 \u9879\u5efa\u8bae\u5236\u5b9a\u4e86\u5168\u7403\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u6807\u51c6\uff0c\u5176\u4e2d\u5305\u62ec\u6709\u5173 CDD\u3001PEP \u548c\u53d7\u76ca\u6240\u6709\u6743\u900f\u660e\u5ea6\u7684\u6838\u5fc3\u539f\u5219\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u7684\u76f8\u4e92\u8bc4\u4f30\u5f71\u54cd\u7740\u5404\u56fd\u5982\u4f55\u4e25\u683c\u6267\u884c CDD\uff0c\u4ee5\u53ca\u76d1\u7ba1\u8005\u5982\u4f55\u5ba1\u67e5\u91d1\u878d\u673a\u6784\u7684\u6d41\u7a0b\u3002\u745e\u58eb\u5728 2016 \u5e74\u88ab\u8bc4\u4e3a \u2019\u57fa\u672c\u5408\u89c4\u201c\uff0c\u4f46\u5728\u79c1\u4eba\u94f6\u884c\u4e1a\u52a1\u65b9\u9762\u5b58\u5728\u5dee\u8ddd\uff0c\u8fd9\u4fc3\u4f7f\u745e\u58eb\u5728 2022 \u5e74\u4e4b\u524d\u91c7\u53d6\u540e\u7eed\u6539\u8fdb\u63aa\u65bd\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u9f13\u52b1\u91c7\u53d6\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5\uff0c\u5141\u8bb8\u5bf9\u4f4e\u98ce\u9669\u5ba2\u6237\u91c7\u53d6\u7b80\u5316\u63aa\u65bd\uff0c\u5bf9\u9ad8\u98ce\u9669\u60c5\u51b5\u91c7\u53d6\u7535\u5b50\u6570\u636e\u4fdd\u62a4\u63aa\u65bd\u3002\u4f7f\u5185\u90e8\u653f\u7b56\u4e0e FATF \u7684\u8bed\u8a00\u4fdd\u6301\u4e00\u81f4\uff0c\u53ef\u7b80\u5316\u8de8\u5883\u4e1a\u52a1\u548c\u76d1\u7ba1\u5bf9\u8bdd\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b27\u6d32\u8054\u76df\u901a\u8fc7\u4e00\u7cfb\u5217\u6307\u4ee4\u9010\u6b65\u52a0\u5f3a\u4e86 CDD\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u6307\u4ee4<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5e74\u4efd<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5173\u952e\u7684 CDD \u589e\u5f3a\u529f\u80fd<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>4AMLD<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>2015<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5b9e\u76ca\u62e5\u6709\u6743\u767b\u8bb0\u518c\uff0c\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>5AMLD<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>2018<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6269\u5c55 PEP \u5b9a\u4e49\u3001\u865a\u62df\u8d44\u4ea7\u3001\u66f4\u4e25\u683c\u7684 EDD<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>6AMLD<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>2020<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8\u7ea7\u7ba1\u7406\u5c42\u7684\u5211\u4e8b\u8d23\u4efb<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b27\u76df\u53cd\u6d17\u94b1\u4e00\u63fd\u5b50\u8ba1\u5212\u548c\u8ba1\u5212\u4e2d\u7684\u53cd\u6d17\u94b1\u7ba1\u7406\u5c40\uff08AMLA\uff09\u4e0b\u7684\u5355\u4e00\u6b27\u76df\u53cd\u6d17\u94b1\u89c4\u5219\u624b\u518c\u5c06\u8fdb\u4e00\u6b65\u7edf\u4e00\u5404\u6210\u5458\u56fd\u7684\u4e49\u52a1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u5b58\u50a8\u7279\u5b9a\u53f8\u6cd5\u7ba1\u8f96\u533a\u5b57\u6bb5\uff08\u6b27\u76df\u56fd\u5bb6\u6807\u8bc6\u7b26\u3001\u53d7\u76ca\u6240\u6709\u6743\u767b\u8bb0 ID\uff09\uff0c\u5e76\u652f\u6301\u8de8\u5883\u4e00\u81f4\u6027\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u7f8e\u56fd\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u89c4\u5219<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc\uff08FinCEN\uff09\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u89c4\u5219\u4e8e 2018 \u5e74 5 \u6708 11 \u65e5\u751f\u6548\uff0c\u4e3a\u6db5\u76d6\u7684\u91d1\u878d\u673a\u6784\u786e\u7acb\u4e86\u56db\u4e2a\u6838\u5fc3\u8981\u7d20\uff1a<\/p>\n\n\n\n<ol class=\"wp-block-list\">\n\n<li>\u5ba2\u6237\u8bc6\u522b\u4e0e\u9a8c\u8bc1<\/li>\n\n\n<li>\u5b9e\u9645\u6240\u6709\u4eba\u8eab\u4efd\u8bc6\u522b\u4e0e\u9a8c\u8bc1\uff0825% \u95e8\u69db\uff09<\/li>\n\n\n<li>\u4e86\u89e3\u4eba\u9645\u5173\u7cfb\u7684\u6027\u8d28\u548c\u76ee\u7684<\/li>\n\n\n<li>\u6301\u7eed\u76d1\u6d4b\u548c\u53ef\u7591\u6d3b\u52a8\u62a5\u544a<\/li>\n\n<\/ol>\n\n\n\n<p class=\"wp-block-paragraph\">\u8be5 CDD \u89c4\u5219\u4e0e\u540e\u6765\u7684\u53d1\u5c55\u76f8\u4e92\u5f71\u54cd\uff0c\u5305\u62ec 2020 \u5e74\u7f8e\u56fd\u300a\u53cd\u6d17\u94b1\u6cd5\u300b\u548c\u300a\u516c\u53f8\u900f\u660e\u5ea6\u6cd5\u300b\uff0c\u540e\u8005\u5f15\u5165\u4e86\u4e00\u4e2a\u8054\u90a6\u53d7\u76ca\u6240\u6709\u6743\u6570\u636e\u5e93\uff0c\u4ece 2024 \u5e74\u81f3 2025 \u5e74\u53ef\u4f9b\u8bbf\u95ee\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u6839\u636e\u8fd9\u56db\u4e2a\u8981\u7d20\u8c03\u6574\u5165\u804c\u5de5\u4f5c\u6d41\u7a0b\uff0c\u5e76\u83b7\u53d6\u7f8e\u56fd\u5206\u516c\u53f8\u6216\u8054\u8425\u516c\u53f8\u6240\u9700\u7684\u53d7\u76ca\u6240\u6709\u6743\u4fe1\u606f\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u745e\u58eb\u300a\u53cd\u6d17\u94b1\u6cd5\u300b\u548c FINMA \u7684\u671f\u671b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u300a\u53cd\u6d17\u94b1\u6cd5\u300b\uff08AMLA\uff09\u548c\u91d1\u878d\u7ba1\u7406\u5c40\uff08FINMA\uff09\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u89c4\u5b9a\u7684\u4e3b\u8981\u53cd\u6d17\u94b1\u8981\u6c42\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u786e\u5b9a\u5408\u540c\u65b9\u548c\u5b9e\u9645\u6240\u6709\u4eba\u7684\u804c\u8d23<\/li><li>\u6f84\u6e05\u9ad8\u98ce\u9669\u5173\u7cfb\u7684\u7ecf\u6d4e\u80cc\u666f<\/li><li>\u5f3a\u8c03\u6587\u4ef6\u8d28\u91cf\u548c\u5173\u7cfb\u7406\u89e3<\/li><li>\u57fa\u4e8e\u98ce\u9669\u7684\u76d1\u7ba1\uff0c\u7279\u522b\u662f\u5bf9\u79c1\u4eba\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u7684\u76d1\u7ba1<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u6ce8\u91cd\u6570\u636e\u4fdd\u62a4\u548c\u94f6\u884c\u4fdd\u5bc6\uff0c\u8981\u6c42 CDD \u7cfb\u7edf\u4e25\u683c\u4fdd\u5bc6\u5e76\u7ef4\u62a4\u6570\u636e\u4e3b\u6743\u3002InvestGlass \u662f\u4f5c\u4e3a\u745e\u58eb <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%b8%bb%e6%9d%83%e7%9a%84%e5%90%ab%e4%b9%89\/\" target=\"_self\">\u4e3b\u6743<\/a> \u8be5\u89e3\u51b3\u65b9\u6848\u53ef\u5728\u745e\u58eb\u6258\u7ba1\u6216\u5185\u90e8\u90e8\u7f72\uff0c\u652f\u6301\u745e\u58eb\u94f6\u884c\u548c\u8d44\u4ea7\u7ba1\u7406\u516c\u53f8\u5e73\u8861 CDD \u4e49\u52a1\u4e0e\u6570\u636e\u9690\u79c1\u8981\u6c42\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u76d1\u7ba1\u6846\u67b6\u8bbe\u5b9a\u4e86\u6807\u51c6\uff0c\u4f46\u5b9e\u9645\u6267\u884c\u60c5\u51b5\u56e0\u884c\u4e1a\u800c\u5f02\u3002\u4e0b\u4e00\u8282\u5c06\u63a2\u8ba8 CDD \u5728\u4e0d\u540c\u91d1\u878d\u670d\u52a1\u9886\u57df\u7684\u5e94\u7528\u60c5\u51b5\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u5b9e\u8df5\uff1a\u94f6\u884c\u3001\u8d22\u5bcc\u7ba1\u7406\u516c\u53f8\u548c\u4fdd\u9669\u516c\u53f8<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u867d\u7136\u5404\u884c\u4e1a\u90fd\u6709 CDD \u6838\u5fc3\u6982\u5ff5\uff0c\u4f46\u6839\u636e\u4e1a\u52a1\u6a21\u5f0f\u3001\u5ba2\u6237\u590d\u6742\u7a0b\u5ea6\u548c\u4ea4\u6613\u91cf\u7684\u4e0d\u540c\uff0c\u4fa7\u91cd\u70b9\u4e5f\u5927\u76f8\u5f84\u5ead\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u96f6\u552e\u548c\u5546\u4e1a\u94f6\u884c<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u6d3b\u671f\u8d26\u6237\u3001\u50a8\u84c4\u3001\u6d88\u8d39\u4fe1\u8d37\u548c\u4e2d\u5c0f\u578b\u4f01\u4e1a\u94f6\u884c\u4e1a\u52a1\u7684\u5927\u91cf\u5165\u804c\u8981\u6c42\u7b80\u5316\u6570\u5b57 CDD\uff0c\u4ee5\u907f\u514d\u51fa\u73b0\u74f6\u9888\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u91cd\u70b9\u9886\u57df<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6807\u51c6\u5316\u8eab\u4efd\u68c0\u67e5\u4e0e\u81ea\u52a8 <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/pep-%e5%88%b6%e8%a3%81%e7%ad%9b%e9%80%89-2025-%e5%b9%b4%e9%87%91%e8%9e%8d%e6%9c%ba%e6%9e%84%e5%ae%8c%e6%95%b4%e5%90%88%e8%a7%84%e6%8c%87%e5%8d%97\/\" target=\"_self\">\u5236\u88c1\u548c PEP \u7b5b\u67e5<\/a><\/li><li>\u6839\u636e\u4ea7\u54c1\uff08\u8de8\u5883\u652f\u4ed8\u3001\u8d38\u6613\u878d\u8d44\uff09\u548c\u5730\u57df\u8fdb\u884c\u98ce\u9669\u8bc4\u5206<\/li><li>\u4ea4\u6613\u76d1\u6d4b\u53cd\u9988\u56de\u8def\uff0c\u5c06\u8b66\u62a5\u53cd\u9988\u5230 CDD \u98ce\u9669\u91cd\u65b0\u8bc4\u4f30\u4e2d<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u9884\u5148\u586b\u5145\u8868\u5355\uff0c\u8de8\u4ea7\u54c1\u91cd\u590d\u4f7f\u7528\u6570\u636e\uff0c\u5e76\u4ee5\u6700\u5c11\u7684\u4eba\u5de5\u5e72\u9884\u4e3a\u4f4e\u98ce\u9669\u5ba2\u6237\u63d0\u4f9b\u76f4\u901a\u5f0f\u5904\u7406\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u79c1\u4eba\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u673a\u6784<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u9ad8\u51c0\u503c\u548c\u8d85\u9ad8\u51c0\u503c\u5ba2\u6237\u7ed3\u6784\u6d89\u53ca\u591a\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u63a7\u80a1\u516c\u53f8\u3001\u4fe1\u6258\u3001\u57fa\u91d1\u4f1a\u548c\u5bb6\u65cf\u529e\u516c\u5ba4\u3002\u884c\u4e1a\u6570\u636e\u663e\u793a\uff0c20-30% \u7684\u8d85\u9ad8\u51c0\u503c\u5ba2\u6237\u4e0e PEP \u6709\u8054\u7cfb\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u4e3b\u8981\u6311\u6218<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5bf9\u8de8\u5883\u5173\u7cfb\u7684\u5bc6\u96c6 EDD \u9884\u671f<\/li><li>\u590d\u6742\u7684\u6295\u8d44\u7ec4\u5408\u548c\u5b9a\u5236\u6295\u8d44\u4ea7\u54c1<\/li><li>\u517c\u987e\u5ba2\u6237\u4f53\u9a8c\u4e0e\u4e25\u683c\u76d1\u7ba1<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5c06\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u3001\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u548c CDD \u6574\u5408\u5728\u4e00\u4e2a\u73af\u5883\u4e2d\uff0c\u4f7f\u5ba2\u6237\u5173\u7cfb\u7ecf\u7406\u65e0\u9700\u79bb\u5f00\u5e73\u53f0\u5373\u53ef\u8bbf\u95ee\u98ce\u9669\u6982\u51b5\u3001KYC \u6587\u4ef6\u548c\u6295\u8d44\u6570\u636e\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u4fdd\u9669\u3001\u8d44\u4ea7\u7ba1\u7406\u548c\u5176\u4ed6\u53d7\u76d1\u7ba1\u884c\u4e1a<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4eba\u5bff\u4fdd\u9669\u516c\u53f8\u3001\u8d44\u4ea7\u7ba1\u7406\u516c\u53f8\u3001\u72ec\u7acb\u8d22\u52a1\u987e\u95ee\u548c\u623f\u5730\u4ea7\u516c\u53f8\u4e5f\u9762\u4e34\u7740\u4e0e\u91d1\u878d\u90e8\u95e8\u53cd\u6d17\u94b1\u6cd5\u89c4\u76f8\u4e00\u81f4\u7684 CDD \u4e49\u52a1\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u7279\u5b9a\u884c\u4e1a\u7684\u8003\u8651\u56e0\u7d20<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5c06\u5177\u6709\u9000\u4fdd\u4ef7\u503c\u7684\u4eba\u5bff\u4fdd\u5355\u4f5c\u4e3a\u6f5c\u5728\u7684\u591a\u8fb9\u501f\u8d37\u6e20\u9053<\/li><li>\u6709\u4ee3\u7406\u4eba\u5b89\u6392\u7684\u6295\u8d44\u57fa\u91d1<\/li><li>\u9700\u8981\u786e\u8ba4\u4e70\u65b9\u548c\u5b9e\u9645\u6240\u6709\u4eba\u8eab\u4efd\u7684\u8d22\u4ea7\u91c7\u8d2d<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u4e3a\u8fd9\u4e9b\u884c\u4e1a\u91cf\u8eab\u5b9a\u5236\u8868\u683c\u548c\u5de5\u4f5c\u6d41\u7a0b\uff0c\u5728\u83b7\u53d6\u6807\u51c6 CDD \u6570\u636e\u7684\u540c\u65f6\uff0c\u8fd8\u53ef\u83b7\u53d6\u4fdd\u5355\u53f7\u7801\u3001\u57fa\u91d1\u5355\u4f4d\u548c\u59d4\u6258\u8be6\u60c5\u7b49\u5176\u4ed6\u6570\u636e\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u968f\u7740 CDD \u590d\u6742\u6027\u7684\u589e\u52a0\uff0c\u6280\u672f\u548c\u81ea\u52a8\u5316\u53d8\u5f97\u81f3\u5173\u91cd\u8981\u3002\u4e0b\u6587\u5c06\u63a2\u8ba8 InvestGlass \u7b49\u76d1\u7ba1\u79d1\u6280\u89e3\u51b3\u65b9\u6848\u5982\u4f55\u7b80\u5316\u548c\u52a0\u5f3a CDD \u6d41\u7a0b\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u4ece\u624b\u52a8 CDD \u5230\u81ea\u52a8 CDD\uff1a\u6280\u672f\u548c\u76d1\u7ba1\u79d1\u6280\u7684\u4f5c\u7528<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f20\u7edf\u7684\u7eb8\u8d28\u3001\u7535\u5b50\u8868\u683c\u9a71\u52a8\u7684 CDD \u6d41\u7a0b\u9020\u6210\u4e86\u5de8\u5927\u7684\u8fd0\u8425\u8d1f\u62c5\u3002\u884c\u4e1a\u7814\u7a76\u8868\u660e\uff0c\u5728 40 \u5929\u7684\u5165\u804c\u5468\u671f\u5185\uff0c\u6bcf\u4e2a\u5ba2\u6237\u7684\u4eba\u5de5 CDD \u6210\u672c\u7ea6\u4e3a $500\u3002\u73b0\u4ee3\u81ea\u52a8\u5316\u89e3\u51b3\u65b9\u6848\u53ef\u5c06\u7b80\u5355\u6848\u4f8b\u7684\u5165\u804c\u65f6\u95f4\u7f29\u77ed\u81f3 5 \u5206\u949f\u4ee5\u5185\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u624b\u5de5 CDD \u7684\u6311\u6218<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4eba\u5de5\u68c0\u67e5\u589e\u52a0\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5165\u804c\u65f6\u95f4\u548c\u5ba2\u6237\u79bb\u804c<\/li><li>\u4e1a\u52a1\u8d39\u7528<\/li><li>\u9519\u8bef\u7387\u548c\u76d1\u7ba1\u98ce\u9669<\/li><li>\u96be\u4ee5\u7ba1\u7406\u8de8\u5883\u5ba2\u6237\u6216\u4f01\u4e1a\u7b49\u7ea7\u5236\u5ea6<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u662f\u745e\u58eb\u76d1\u7ba1\u79d1\u6280\u548c\u8d22\u5bcc\u79d1\u6280\u89e3\u51b3\u65b9\u6848\uff0c\u4e13\u4e3a\u76d1\u7ba1\u73af\u5883\u800c\u8bbe\u8ba1\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6570\u5b57\u5316\u5165\u804c\u548c\u7535\u5b50 KYC<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\"><a class=\"wpil_keyword_link\" href=\"https:\/\/www.investglass.com\/zh\/%e6%95%b0%e5%ad%97%e5%85%a5%e8%81%8c\/\" target=\"_blank\" rel=\"noopener\" title=\"\u6570\u5b57\u5316\u5165\u804c\" data-wpil-keyword-link=\"linked\" data-wpil-monitor-id=\"6038\">\u6570\u5b57\u5316\u5165\u804c<\/a> \u901a\u8fc7 \"\u65c5\u7a0b\"\uff0c\u6f5c\u5728\u5ba2\u6237\u53ef\u4ee5\u5728\u7ebf\u586b\u5199 CDD \u8868\u683c\u3001\u4e0a\u4f20\u6587\u4ef6\u3001\u63a5\u53d7\u89c6\u9891\u6216\u81ea\u52a8\u7535\u5b50\u8eab\u4efd\u68c0\u67e5\uff0c\u800c\u65e0\u9700\u524d\u5f80\u5206\u884c\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u6570\u5b57\u5316\u5165\u804c\u7684\u4f18\u52bf<\/h4>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6839\u636e\u5ba2\u6237\u7c7b\u578b\u3001\u56fd\u5bb6\u6216\u98ce\u9669\u6307\u6807\u663e\u793a\u6216\u9690\u85cf\u95ee\u9898\u7684\u52a8\u6001\u8868\u5355<\/li><li>\u7f29\u77ed\u767b\u673a\u65f6\u95f4\uff0c\u51cf\u5c11\u843d\u673a\u6b21\u6570<\/li><li>\u63d0\u9ad8\u6570\u636e\u8d28\u91cf<\/li><li>\u5c06\u6536\u96c6\u5230\u7684\u6570\u636e\u7acb\u5373\u8f93\u5165\u4e0b\u6e38\u7cfb\u7edf <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e5%bc%95%e5%85%a5%e7%94%b1%e4%ba%ba%e5%b7%a5%e6%99%ba%e8%83%bd%e9%a9%b1%e5%8a%a8%e7%9a%84%e5%ae%a2%e6%88%b7%e5%85%b3%e7%b3%bb%e7%ae%a1%e7%90%86%e5%92%8c%e6%8a%95%e8%b5%84%e7%bb%84%e5%90%88%e7%ae%a1\/\" target=\"_self\">\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u548c\u7ec4\u5408<\/a> \u7cfb\u7edf<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u652f\u6301\u767d\u6807\u5ba2\u6237\u95e8\u6237\u548c\u6570\u5b57\u5165\u804c\u6a21\u5757\uff0c\u4f7f\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u516c\u53f8\u80fd\u591f\u63d0\u4f9b\u54c1\u724c\u5316\u7684\u5408\u89c4\u4f53\u9a8c\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u7b5b\u67e5\u548c\u4e0d\u826f\u5a92\u4f53\u76d1\u6d4b<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u81ea\u52a8\u7b5b\u67e5\u5de5\u5177\u4e0d\u65ad\u5bf9\u7167\u68c0\u67e5\u5ba2\u6237\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5236\u88c1\u540d\u5355\uff08\u5916\u56fd\u8d44\u4ea7\u7ba1\u7406\u5904\u3001\u6b27\u76df\u3001\u8054\u5408\u56fd\u3001\u4e1c\u5357\u6b27\u5408\u4f5c\u7ec4\u7ec7\uff09<\/li><li>\u653f\u6cbb\u4eba\u7269\u6570\u636e\u5e93\u548c\u89c2\u5bdf\u540d\u5355<\/li><li>\u8d1f\u9762\u5a92\u4f53\u548c\u8d1f\u9762\u6d88\u606f\u6765\u6e90<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u4f20\u7edf\u7cfb\u7edf\u4e2d\uff0c\u8bef\u62a5\u7387\u4ecd\u9ad8\u8fbe 95%\u3002\u4eba\u5de5\u667a\u80fd\u589e\u5f3a\u578b\u5339\u914d\u903b\u8f91\u53ef\u5c06\u8bef\u62a5\u7387\u964d\u4f4e 60-70%\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u4e0e\u9886\u5148\u7684\u7b5b\u9009\u63d0\u4f9b\u5546\u96c6\u6210\uff0c\u8c03\u5165\u5339\u914d\u7ed3\u679c\uff0c\u4f7f\u5408\u89c4\u56e2\u961f\u80fd\u591f\u5728\u540c\u4e00\u751f\u6001\u7cfb\u7edf\u5185\u5904\u7406\u8b66\u62a5\u3002\u52a0\u76d6\u65f6\u95f4\u6233\u7684\u7b5b\u9009\u3001\u51b3\u5b9a\u548c\u7406\u7531\u8bb0\u5f55\u53ef\u5728\u5ba1\u8ba1\u548c\u76d1\u7763\u68c0\u67e5\u671f\u95f4\u4f5c\u4e3a CDD \u7684\u8bc1\u636e\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u5de5\u4f5c\u6d41\u7a0b\u81ea\u52a8\u5316\u548c\u4e2a\u6848\u7ba1\u7406<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u53ef\u914d\u7f6e\u7684\u5de5\u4f5c\u6d41\u7a0b\u534f\u8c03\u6b65\u9aa4\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6587\u4ef6\u7533\u8bf7\u548c\u6536\u96c6<\/li><li>\u6279\u51c6\u548c\u5347\u7ea7<\/li><li>\u98ce\u9669\u8bc4\u5206\u8ba1\u7b97<\/li><li>\u5b9a\u671f\u5ba1\u67e5\u548c\u8865\u6551\u4efb\u52a1<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u89c4\u5219\u5f15\u64ce\u53ef\u81ea\u52a8\u5c06\u9ad8\u98ce\u9669\u6848\u4f8b\u8f6c\u81f3\u5408\u89c4\u90e8\u95e8\uff0c\u5728\u89e6\u53d1\u65f6\u8981\u6c42\u63d0\u4f9b\u989d\u5916\u6587\u4ef6\uff0c\u6216\u5728\u5b8c\u6210\u5fc5\u586b\u5b57\u6bb5\u4e4b\u524d\u963b\u6b62\u8d26\u6237\u5f00\u7acb\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u63d0\u4f9b\u5185\u7f6e\u7684\u5de5\u4f5c\u6d41\u7a0b\u81ea\u52a8\u5316\u3001\u4efb\u52a1\u7ba1\u7406\u548c\u6848\u4ef6\u8ddf\u8e2a\u529f\u80fd\uff0c\u5c06\u524d\u53f0\u3001\u5408\u89c4\u548c\u540e\u53f0\u56e2\u961f\u8fde\u63a5\u8d77\u6765\u3002\u4eea\u8868\u677f\u548c\u5206\u6790\u53ef\u76d1\u63a7 CDD \u74f6\u9888\u3001\u8001\u5316\u4efb\u52a1\u4ee5\u53ca\u6574\u4e2a\u5ba2\u6237\u7fa4\u7684\u603b\u4f53\u98ce\u9669\u5206\u5e03\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u8d22\u5bcc\u7ba1\u7406\u4e2d\u7684\u4eba\u5de5\u667a\u80fd\u8f85\u52a9 CDD<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u4eba\u5de5\u667a\u80fd\u652f\u6301\u4f46\u4e0d\u80fd\u53d6\u4ee3\u4eba\u7c7b\u5728 CDD \u4e2d\u7684\u5224\u65ad\uff0c\u5c24\u5176\u662f\u5728\u4ee5\u4e0b\u65b9\u9762\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6587\u4ef6\u5206\u7c7b\u548c\u6570\u636e\u63d0\u53d6\uff0890% ID \u7684\u51c6\u786e\u6027\uff09<\/li><li>\u603b\u7ed3\u8d1f\u9762\u5a92\u4f53\u8c03\u67e5\u7ed3\u679c<\/li><li>\u7a81\u51fa\u5ba2\u6237\u58f0\u660e\u4e2d\u7684\u4e0d\u4e00\u81f4\u4e4b\u5904<\/li><li>\u8bc6\u522b\u4e0d\u5bfb\u5e38\u7684\u6295\u8d44\u7ec4\u5408\u4ea4\u6613\u6216\u4efb\u52a1\u53d8\u66f4<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5305\u62ec\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u6a21\u5757\uff0c\u4e13\u4e3a\u76d1\u7ba1\u73af\u5883\u8bbe\u8ba1\uff0c\u5177\u6709\u4eba\u5de5\u56de\u8def\u63a7\u5236\u548c\u81ea\u52a8\u5efa\u8bae\u7684\u5168\u9762\u53ef\u5ba1\u8ba1\u6027\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><em>\u8fc7\u6e21\uff1a\u4ee5\u6280\u672f\u4e3a\u63a8\u52a8\u529b\uff0c\u8bbe\u8ba1\u4e00\u4e2a\u5f3a\u5927\u7684 CDD \u6846\u67b6\u9700\u8981\u660e\u786e\u7684\u653f\u7b56\u3001\u7a0b\u5e8f\u548c\u7ba1\u7406\u3002\u4e0b\u4e00\u8282\u5c06\u6982\u8ff0\u5982\u4f55\u5229\u7528 InvestGlass \u5efa\u7acb\u8fd9\u6837\u4e00\u4e2a\u6846\u67b6\u3002.<\/em><\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5229\u7528 InvestGlass \u8bbe\u8ba1\u7a33\u5065\u7684 CDD \u6846\u67b6<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5168\u9762\u7684 CDD \u6846\u67b6\u7ed3\u5408\u4e86\u653f\u7b56\u3001\u6d41\u7a0b\u3001\u6280\u672f\u548c\u4eba\u5458\uff0c\u6240\u6709\u8fd9\u4e9b\u90fd\u4e0e\u673a\u6784\u7684\u98ce\u9669\u504f\u597d\u548c\u76d1\u7ba1\u4e49\u52a1\u76f8\u4e00\u81f4\u3002\u673a\u6784\u5e94\u81f3\u5c11\u6bcf\u5e74\u4e00\u6b21\u6216\u5728\u76d1\u7ba1\u53d1\u751f\u91cd\u5927\u53d8\u5316\u65f6\u5ba1\u67e5\u5176\u6846\u67b6\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u786e\u5b9a\u98ce\u9669\u504f\u597d\u548c CDD \u653f\u7b56<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8463\u4e8b\u4f1a\u548c\u9ad8\u7ea7\u7ba1\u7406\u5c42\u5fc5\u987b\u786e\u5b9a\u53ef\u63a5\u53d7\u7684\u98ce\u9669\u6c34\u5e73\uff0c\u5305\u62ec\u5728\u4ee5\u4e0b\u65b9\u9762\u7684\u7acb\u573a\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u9ad8\u98ce\u9669\u56fd\u5bb6\u548c\u7ba1\u8f96\u533a<\/li><li>\u654f\u611f\u9886\u57df\uff08\u8d4c\u535a\u3001\u865a\u62df\u8d44\u4ea7\u3001\u6b66\u5668\uff09<\/li><li>\u590d\u6742\u7684\u4ea7\u54c1\u7c7b\u578b<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u79cd\u98ce\u9669\u504f\u597d\u5e94\u8f6c\u5316\u4e3a\u7b26\u5408\u9002\u7528\u6cd5\u89c4\u7684\u4e66\u9762 CDD \u653f\u7b56\uff0c\u5e76\u5305\u62ec\u793a\u4f8b\u3001\u9608\u503c\u548c\u51b3\u7b56\u6807\u51c6\u3002\u653f\u7b56\u5fc5\u987b\u660e\u786e\u89c4\u5b9a\u4f55\u65f6\u5e94\u7528\u7b80\u5316\u7684 CDD\u3001\u6807\u51c6 CDD \u548c EDD\uff0c\u4ee5\u53ca\u4f55\u65f6\u9000\u51fa\u6216\u62d2\u7edd\u4e1a\u52a1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u53ef\u4ee5\u5c06\u8fd9\u4e9b\u89c4\u5219\u5d4c\u5165\u6570\u5b57\u5de5\u4f5c\u6d41\u7a0b\uff0c\u4ece\u800c\u4f7f\u65e5\u5e38\u51b3\u7b56\u81ea\u52a8\u53cd\u6620\u5df2\u83b7\u6279\u51c6\u7684\u653f\u7b56\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u7a0b\u5e8f\u548c\u6e05\u5355\u6807\u51c6\u5316<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u521b\u5efa\u8be6\u7ec6\u7684\u3001\u9488\u5bf9\u7279\u5b9a\u89d2\u8272\u7684\u7a0b\u5e8f\u548c CDD \u6838\u5bf9\u8868\uff0c\u786e\u4fdd\u4e0d\u540c\u5730\u70b9\u548c\u4e1a\u52a1\u7ebf\u7684\u4e00\u81f4\u6027\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u4fe1\u606f\u7533\u8bf7\u6a21\u677f<\/li><li>\u98ce\u9669\u8bc4\u4f30\u8868<\/li><li>EDD \u6587\u4ef6\u8981\u6c42<\/li><li>\u660e\u786e\u7684\u6700\u4f4e\u6807\u51c6<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u6807\u51c6\u5316\u4f7f\u57f9\u8bad\u65b0\u5458\u5de5\u3001\u6267\u884c\u5185\u90e8\u8d28\u91cf\u5ba1\u67e5\u4ee5\u53ca\u5411\u76d1\u7ba1\u673a\u6784\u5c55\u793a\u63a7\u5236\u66f4\u5bb9\u6613\u3002InvestGlass \u4ee5\u5728\u7ebf\u8868\u683c\u548c\u4efb\u52a1\u6e05\u5355\u7684\u5f62\u5f0f\u63d0\u4f9b\u8fd9\u4e9b\u6838\u5bf9\u8868\uff0c\u51cf\u5c11\u4e86\u5bf9\u7eb8\u5f20\u6216\u9759\u6001\u7535\u5b50\u8868\u683c\u7684\u4f9d\u8d56\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u57f9\u8bad\u3001\u6587\u5316\u548c\u7ba1\u7406<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u6240\u6709\u76f8\u5173\u4eba\u5458\u8fdb\u884c\u6301\u7eed\u57f9\u8bad\uff0c\u5185\u5bb9\u5305\u62ec CDD \u4e49\u52a1\u3001\u7ea2\u65d7\u548c\u7cfb\u7edf\u4f7f\u7528\uff0c\u5e76\u6bcf\u5e74\u8fdb\u884c\u590d\u4e60\u548c\u6d4b\u8bd5\uff08\u76ee\u6807\u662f 80%+ \u901a\u8fc7\u7387\uff09\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5efa\u7acb\u8d1f\u8d23\u4efb\u7684\u6587\u5316\u610f\u5473\u7740\u5458\u5de5\u6709\u80fd\u529b\u4e0a\u62a5\u95ee\u9898\uff0c\u800c\u4e0d\u5fc5\u62c5\u5fc3\u906d\u5230\u62a5\u590d\u3002\u7ba1\u7406\u9075\u5faa\u4e09\u6761\u7ebf\u6a21\u5f0f\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\">\n<table class=\"has-fixed-layout\">\n<tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u7ebf\u8def<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u8d23\u4efb<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u7b2c\u4e00\uff08\u5546\u52a1\uff09<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6267\u884c CDD\uff0c\u8bc6\u522b\u98ce\u9669<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u7b2c\u4e8c\uff08\u5408\u89c4\uff09<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u76d1\u7763\u3001\u5efa\u8bae\u3001\u76d1\u6d4b<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u7b2c\u4e09\uff08\u5185\u90e8\u5ba1\u8ba1\uff09<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u72ec\u7acb\u4fdd\u8bc1<\/p><\/td><\/tr><\/tbody>\n<\/table>\n<\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u7684\u62a5\u544a\u548c\u5ba1\u8ba1\u529f\u80fd\u53ef\u5e2e\u52a9\u8fd9\u4e9b\u9632\u7ebf\u76d1\u63a7\u7ee9\u6548\u548c\u8bc1\u660e\u76d1\u7763\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u6570\u636e\u8d28\u91cf\u3001\u9690\u79c1\u548c\u745e\u58eb\u6570\u636e\u4e3b\u6743<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u9ad8\u8d28\u91cf\u3001\u51c6\u786e\u548c\u6700\u65b0\u7684\u6570\u636e\u5bf9\u4e8e\u6709\u6548\u7684 CDD\u3001\u98ce\u9669\u7ba1\u7406\u548c\u76d1\u7ba1\u62a5\u544a\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b27\u76df GDPR \u548c\u4fee\u8ba2\u540e\u7684\u300a\u745e\u58eb\u8054\u90a6\u6570\u636e\u4fdd\u62a4\u6cd5\u300b\uff08nFADP\uff09\u7b49\u6cd5\u5f8b\u89c4\u5b9a\u7684\u6570\u636e\u4fdd\u62a4\u8981\u6c42\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u76ee\u7684\u9650\u5236<\/li><li>\u6570\u636e\u6700\u5c0f\u5316<\/li><li>\u8de8\u5883\u8f6c\u8ba9\u9650\u5236<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u4e8e\u90a3\u4e9b\u503e\u5411\u4e8e\u6216\u88ab\u8981\u6c42\u5c06\u5ba2\u6237\u6570\u636e\u4fdd\u5b58\u5728\u745e\u58eb\u7ba1\u8f96\u8303\u56f4\u5185\u7684\u94f6\u884c\u548c\u8d22\u5bcc\u7ba1\u7406\u673a\u6784\u6765\u8bf4\uff0c\u745e\u58eb\u7684\u6570\u636e\u4e3b\u6743\u95ee\u9898\u81f3\u5173\u91cd\u8981\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u63d0\u4f9b\u745e\u58eb\u6258\u7ba1\u6216\u5185\u90e8\u90e8\u7f72\uff0c\u4f7f\u673a\u6784\u80fd\u591f\u5c65\u884c CDD \u4e49\u52a1\uff0c\u540c\u65f6\u4fdd\u7559\u5bf9\u5ba2\u6237\u6570\u636e\u4f4d\u7f6e\u548c\u8bbf\u95ee\u7684\u63a7\u5236\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">\u964d\u4f4e CDD \u7684\u6210\u672c\u548c\u590d\u6742\u6027<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8bb8\u591a\u673a\u6784\u9762\u4e34\u7740\u4e0d\u65ad\u589e\u957f\u7684 CDD \u5de5\u4f5c\u91cf\u3001\u4e0d\u65ad\u63d0\u9ad8\u7684\u76d1\u7ba1\u671f\u671b\u548c\u6709\u9650\u7684\u9884\u7b97\u3002\u5728\u89c4\u6a21\u8f83\u5927\u7684\u673a\u6784\u4e2d\uff0cCDD \u64cd\u4f5c\u53ef\u80fd\u4f1a\u5360\u7528 5-10% \u7684\u5408\u89c4\u9884\u7b97\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u81ea\u52a8\u5316\u548c\u6d41\u7a0b\u91cd\u65b0\u8bbe\u8ba1\u8fdb\u884c\u6218\u7565\u6027\u6295\u8d44\uff0c\u53ef\u4ee5\u663e\u8457\u964d\u4f4e\u6bcf\u4e2a\u5ba2\u6237\u7684\u6210\u672c\uff0c\u540c\u65f6\u63d0\u9ad8\u8d28\u91cf\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u7b80\u5316\u5165\u804c\u548c\u5ba1\u67e5\u5468\u671f<\/h4>\n\n\n\n<p class=\"wp-block-paragraph\">\u96c6\u4e2d\u7ba1\u7406\u5ba2\u6237\u6570\u636e\u548c\u6587\u4ef6\u53ef\u6d88\u9664\u5404\u90e8\u95e8\u548c\u4e1a\u52a1\u5355\u4f4d\u4e4b\u95f4\u7684\u91cd\u590d\u52b3\u52a8\u3002\u4f18\u70b9\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5728\u4ea7\u54c1\u5347\u7ea7\u3001\u4ea4\u53c9\u9500\u552e\u548c\u5b9a\u671f\u5ba1\u67e5\u8fc7\u7a0b\u4e2d\u91cd\u590d\u4f7f\u7528\u7ecf\u8fc7\u9a8c\u8bc1\u7684\u6570\u636e<\/li><li>\u81ea\u52a8\u751f\u6210\u6587\u4ef6\u5230\u671f\u63d0\u9192\uff08\u62a4\u7167\u3001\u516c\u53f8\u767b\u8bb0\u518c\uff09<\/li><li>\u7f29\u77ed\u5165\u804c\u5468\u8f6c\u65f6\u95f4<\/li><li>\u51cf\u5c11\u4e0e\u5ba2\u6237\u7684\u6765\u56de\u4e92\u52a8<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u6574\u5408\u4e86\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u3001\u5165\u804c\u3001KYC\u3001\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u548c\u5ba2\u6237\u95e8\u6237\u529f\u80fd\uff0c\u907f\u514d\u4e86\u5206\u6563\u7684\u7cfb\u7edf\u589e\u52a0\u6210\u672c\u548c\u98ce\u9669\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u51cf\u5c11\u8bef\u62a5\u548c\u4eba\u5de5\u8c03\u67e5<\/h4>\n\n\n\n<p class=\"wp-block-paragraph\">\u7b5b\u9009\u5de5\u5177\u8c03\u6574\u4e0d\u5f53\u4f1a\u4ea7\u751f\u8fc7\u591a\u7684\u8bef\u62a5\uff0c\u6d88\u8017\u5408\u89c4\u8d44\u6e90\u5e76\u51cf\u7f13\u5ba1\u6279\u901f\u5ea6\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u51cf\u5c11\u566a\u97f3\u7684\u7b56\u7565\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u57fa\u4e8e\u98ce\u9669\u7684\u9608\u503c<\/li><li>\u6a21\u7cca\u5339\u914d\u6821\u51c6<\/li><li>\u5c06\u5df2\u77e5\u5b9e\u4f53\u5217\u5165\u767d\u540d\u5355<\/li><li>\u5ba2\u6237\u7ec6\u5206<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u96c6\u6210\u548c\u5de5\u4f5c\u6d41\u7a0b\u529f\u80fd\u53ef\u5e2e\u52a9\u5206\u6d41\u8b66\u62a5\uff0c\u5229\u7528\u4e0a\u4e0b\u6587\u4fe1\u606f\u4e30\u5bcc\u8b66\u62a5\u5185\u5bb9\uff0c\u5e76\u4ec5\u5c06\u76f8\u5173\u6848\u4f8b\u8f6c\u7ed9\u4eba\u5de5\u5ba1\u6838\u3002\u5728\u5165\u804c\u9636\u6bb5\u63d0\u9ad8 CDD \u6570\u636e\u8d28\u91cf\u53ef\u76f4\u63a5\u51cf\u5c11\u4e0b\u6e38\u7684\u8bef\u62a5\u3002.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">\u5229\u7528\u5206\u6790\u6280\u672f\u5b9e\u73b0\u6301\u7eed\u6539\u8fdb<\/h4>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9 CDD \u6d41\u7a0b\u8fdb\u884c\u5206\u6790\uff0c\u4e3a\u6d41\u7a0b\u91cd\u65b0\u8bbe\u8ba1\u548c\u57f9\u8bad\u4f18\u5148\u4e8b\u9879\u63d0\u4f9b\u4fe1\u606f\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u670d\u52a1\u6c34\u5e73\u534f\u8bae\u9075\u5b88\u60c5\u51b5\u8ddf\u8e2a<\/li><li>\u4fe1\u606f\u7f3a\u5931\u7387<\/li><li>EDD \u5347\u7ea7\u7684\u4e3b\u8981\u539f\u56e0<\/li><li>\u6295\u8d44\u7ec4\u5408\u3001\u5730\u533a\u548c\u90e8\u95e8\u7684\u98ce\u9669\u8d8b\u52bf<\/li><\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u4eea\u8868\u677f\u4f7f\u5408\u89c4\u548c\u7ba1\u7406\u56e2\u961f\u80fd\u591f\u76f4\u89c2\u5730\u4e86\u89e3\u5173\u952e\u7684 CDD \u6307\u6807\uff0c\u5e76\u6df1\u5165\u7814\u7a76\u5355\u4e2a\u6848\u4f8b\u3002\u5c06 CDD \u89c6\u4e3a\u6218\u7565\u6027\u6570\u636e\u8d44\u4ea7\uff0c\u800c\u4e0d\u4ec5\u4ec5\u662f\u4e00\u9879\u76d1\u7ba1\u4e49\u52a1\uff0c\u4f7f\u673a\u6784\u80fd\u591f\u8bc4\u4f30\u5176\u5ba2\u6237\u7fa4\u7684\u76f8\u5173\u4fe1\u606f\u5e76\u786e\u5b9a\u589e\u957f\u673a\u4f1a\u3002.<\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u7ed3\u8bba\uff1a\u5229\u7528 InvestGlass \u5efa\u7acb\u53ef\u6301\u7eed\u3001\u5408\u89c4\u7684 CDD<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u662f\u4e00\u4e2a\u6301\u7eed\u7684\u3001\u57fa\u4e8e\u98ce\u9669\u7684\u8fc7\u7a0b\uff0c\u9700\u8981\u5f3a\u6709\u529b\u7684\u653f\u7b56\u3001\u51c6\u786e\u7684\u6570\u636e\u548c\u6709\u6548\u7684\u6280\u672f\u3002\u5168\u7403\u76d1\u7ba1\u673a\u6784\u5e0c\u671b\u673a\u6784\u4e0d\u4ec5\u80fd\u5c55\u793a\u4e66\u9762\u653f\u7b56\uff0c\u8fd8\u80fd\u5728\u6574\u4e2a\u5ba2\u6237\u751f\u547d\u5468\u671f\u4e2d\u59cb\u7ec8\u5982\u4e00\u5730\u6267\u884c\u3001\u8bc1\u660e\u548c\u6709\u6548\u76d1\u7763\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5176\u4e2d\u7684\u5229\u5bb3\u5173\u7cfb\u663e\u800c\u6613\u89c1\uff1aCDD \u4e0d\u529b\u7684\u673a\u6784\u5c06\u9762\u4e34\u76d1\u7ba1\u7f5a\u6b3e\u3001\u58f0\u8a89\u53d7\u635f\u548c\u5931\u53bb\u91cd\u8981\u7684\u94f6\u884c\u5173\u7cfb\u3002\u800c\u90a3\u4e9b\u62e5\u6709\u7a33\u5065\u3001\u7ba1\u7406\u826f\u597d\u7684\u6846\u67b6\u7684\u673a\u6784\u5219\u53ef\u4ee5\u4fdd\u62a4\u4f01\u4e1a\u514d\u53d7\u91d1\u878d\u72af\u7f6a\u7684\u4fb5\u5bb3\uff0c\u540c\u65f6\u5efa\u7acb\u66f4\u6df1\u539a\u3001\u66f4\u6709\u5229\u53ef\u56fe\u7684\u5ba2\u6237\u5173\u7cfb\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u63d0\u4f9b\u4e86\u4e00\u4e2a\u745e\u58eb\u4e3b\u6743\u5e73\u53f0\uff0c\u5c06\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u3001\u6570\u5b57\u5165\u804c\u3001KYC\/CDD\u3001\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u548c <a rel=\"noopener noreferrer\" href=\"https:\/\/www.investglass.com\/zh\/%e4%ba%ba%e5%b7%a5%e6%99%ba%e8%83%bd%e5%9c%a8%e9%93%b6%e8%a1%8c%e8%90%a5%e9%94%80%e4%b8%ad%e7%9a%84%e5%8f%98%e9%9d%a9%e6%80%a7%e5%ba%94%e7%94%a8\/\" target=\"_self\">\u94f6\u884c\u8425\u9500\u81ea\u52a8\u5316<\/a>, InvestGlass \u7684\u5ba2\u6237\u5305\u62ec\u8d22\u5bcc\u7ba1\u7406\u673a\u6784\u3001\u4fdd\u9669\u516c\u53f8\u548c\u5176\u4ed6\u53d7\u76d1\u7ba1\u673a\u6784\u3002InvestGlass \u62e5\u6709\u745e\u58eb\u6570\u636e\u4e3b\u6743\u3001\u53ef\u914d\u7f6e\u7684\u5de5\u4f5c\u6d41\u7a0b\u548c\u6574\u5408\u7684\u5408\u89c4\u5de5\u4f5c\uff0c\u53ef\u5e2e\u52a9\u673a\u6784\u786e\u4fdd\u5408\u89c4\u6027\uff0c\u540c\u65f6\u964d\u4f4e\u8fd0\u8425\u6210\u672c\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u51c6\u5907\u597d\u8f6c\u53d8\u60a8\u7684 CDD \u64cd\u4f5c\u4e86\u5417\uff1f\u6839\u636e\u672c\u6307\u5357\u4e2d\u63cf\u8ff0\u7684\u6846\u67b6\u8bc4\u4f30\u60a8\u7684\u73b0\u6709\u6d41\u7a0b\uff0c\u5e76\u8003\u8651\u81ea\u52a8\u5316\u3001\u66f4\u597d\u7684\u6570\u636e\u7ba1\u7406\u548c\u745e\u58eb\u6258\u7ba1\u57fa\u7840\u8bbe\u65bd\u53ef\u5728\u54ea\u4e9b\u65b9\u9762\u964d\u4f4e\u98ce\u9669\u548c\u6210\u672c\u3002\u7533\u8bf7\u6f14\u793a InvestGlass \u5982\u4f55\u5c06\u60a8\u7279\u5b9a\u7684 CDD \u653f\u7b56\u548c\u76d1\u7ba1\u73af\u5883\u6620\u5c04\u5230\u53ef\u914d\u7f6e\u3001\u53ef\u5ba1\u8ba1\u7684\u5de5\u4f5c\u6d41\u7a0b\u4e2d\uff0c\u4ee5\u4fdd\u62a4\u60a8\u7684\u673a\u6784\u5e76\u4e3a\u60a8\u7684\u5ba2\u6237\u670d\u52a1\u3002.<\/p>\n\n\n\n<hr class=\"wp-block-separator\" \/>\n\n\n\n<h2 class=\"wp-block-heading\">\u5173\u952e\u672f\u8bed\u548c\u7f29\u7565\u8bed\u8bcd\u6c47\u8868<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li>AML\uff08\u53cd\u6d17\u94b1\uff09\uff1a\u8fd9\u662f\u9632\u6b62\u5c06\u975e\u6cd5\u83b7\u5f97\u7684\u8d44\u91d1\u4f2a\u88c5\u6210\u5408\u6cd5\u8d44\u91d1\u7684\u6cd5\u5f8b\u548c\u7a0b\u5e8f\u3002.<\/li><li>CFT\uff08\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\uff09\uff1a\u9632\u6b62\u5229\u7528\u91d1\u878d\u7cfb\u7edf\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u7684\u63aa\u65bd\u3002.<\/li><li>KYC\uff08\u4e86\u89e3\u4f60\u7684\u5ba2\u6237\uff09\uff1a\u6838\u5b9e\u5ba2\u6237\u8eab\u4efd\u548c\u98ce\u9669\u72b6\u51b5\u7684\u8fc7\u7a0b\u3002.<\/li><li>CDD \uff08\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\uff09\uff1a\u8bc6\u522b\u3001\u6838\u5b9e\u548c\u8bc4\u4f30\u5ba2\u6237\u98ce\u9669\u7684\u8fc7\u7a0b\u3002.<\/li><li>EDD\uff08\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\uff09\uff1a\u5bf9\u9ad8\u98ce\u9669\u5ba2\u6237\u8fdb\u884c\u989d\u5916\u5ba1\u67e5\u3002.<\/li><li>PEP\uff08\u653f\u6cbb\u516c\u4f17\u4eba\u7269\uff09\uff1a\u8fd9\u662f\u6307\u62c5\u4efb\u91cd\u8981\u516c\u804c\u3001\u589e\u52a0\u8150\u8d25\u98ce\u9669\u7684\u4e2a\u4eba\u3002.<\/li><li>UBO\uff08\u6700\u7ec8\u5b9e\u76ca\u62e5\u6709\u4eba\uff09\uff1a\u6700\u7ec8\u62e5\u6709\u6216\u63a7\u5236\u6cd5\u4eba\u5b9e\u4f53\u7684\u81ea\u7136\u4eba\u3002.<\/li><li>SAR\uff08\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\uff09\uff1a\u53d1\u73b0\u53ef\u7591\u6d3b\u52a8\u65f6\u5411\u5f53\u5c40\u63d0\u4ea4\u7684\u62a5\u544a\u3002.<\/li><li>STR\uff08\u53ef\u7591\u4ea4\u6613\u62a5\u544a\uff09\uff1a\u4e0e SAR \u7c7b\u4f3c\uff0c\u5411\u5f53\u5c40\u62a5\u544a\u53ef\u7591\u4ea4\u6613\u3002.<\/li><li>FinCEN\uff08\u91d1\u878d\u72af\u7f6a\u6267\u6cd5\u7f51\u7edc\uff09\uff1a\u7f8e\u56fd\u653f\u5e9c\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\u5408\u89c4\u76d1\u7763\u5c40\u3002.<\/li><li>OFAC\uff08\u5916\u56fd\u8d44\u4ea7\u63a7\u5236\u529e\u516c\u5ba4\uff09\uff1a\u7f8e\u56fd\u8d22\u653f\u90e8\u7ba1\u7406\u548c\u6267\u884c\u7ecf\u6d4e\u5236\u88c1\u7684\u529e\u516c\u5ba4\u3002.<\/li><li>SECO\uff08\u7ecf\u6d4e\u4e8b\u52a1\u56fd\u52a1\u79d8\u4e66\u5904\uff09\uff1a\u745e\u58eb\u653f\u5e9c\u8d1f\u8d23\u7ecf\u6d4e\u653f\u7b56\uff08\u5305\u62ec\u5236\u88c1\uff09\u7684\u673a\u6784\u3002.<\/li><li>FATF\uff08\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff09\uff1a\u8fd9\u662f\u5236\u5b9a\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u6807\u51c6\u7684\u56fd\u9645\u673a\u6784\u3002.<\/li><li>AMLA\uff08\u53cd\u6d17\u94b1\u6cd5\uff09\uff1a\u745e\u58eb\u5173\u4e8e\u53cd\u6d17\u94b1\/\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a\u8981\u6c42\u7684\u6cd5\u5f8b\u3002.<\/li><li>MROS\uff08\u745e\u58eb\u53cd\u6d17\u94b1\u62a5\u544a\u529e\u516c\u5ba4\uff09\uff1a\u745e\u58eb\u91d1\u878d\u60c5\u62a5\u4e2d\u5fc3\u3002.<\/li><li>\u4e09\u7ebf\u6a21\u5f0f\uff1a\u5212\u5206\u4e1a\u52a1\u90e8\u95e8\u3001\u5408\u89c4\u90e8\u95e8\u548c\u5185\u90e8\u5ba1\u8ba1\u90e8\u95e8\u804c\u8d23\u7684\u6cbb\u7406\u6846\u67b6\u3002.<\/li><\/ul>","protected":false},"excerpt":{"rendered":"<p>Customer due diligence (CDD) stands as the systematic process through which financial institutions identify, verify, and understand their customers to manage anti-money laundering (AML) and counter-financing of terrorism (CFT) risk and ensure regulatory compliance. AML compliance is a critical component of customer due diligence, helping institutions prevent financial crime and avoid regulatory penalties. This process [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":32328,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[45],"class_list":["post-49232","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-digital-onboarding"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.8 (Yoast SEO v28.0) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>Customer Due Diligence: Key Steps to Compliance<\/title>\n<meta name=\"description\" content=\"Enhance your knowledge on customer due diligence and its significance in risk management and due diligence processes.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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