{"id":49100,"date":"2026-02-19T09:00:00","date_gmt":"2026-02-19T08:00:00","guid":{"rendered":"https:\/\/www.investglass.com\/?p=49100"},"modified":"2026-03-02T20:50:00","modified_gmt":"2026-03-02T19:50:00","slug":"%e5%a6%82%e4%bd%95%e8%be%be%e5%88%b0%e5%9b%bd%e9%99%85%e5%90%88%e8%a7%84%e6%a0%87%e5%87%86","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/how-to-meet-international-compliance-standards\/","title":{"rendered":"\u5982\u4f55\u8fbe\u5230\u56fd\u9645\u5408\u89c4\u6807\u51c6\uff1f"},"content":{"rendered":"<p class=\"wp-block-paragraph\">\u76ee\u524d\uff0c\u56fd\u9645\u5408\u89c4\u6db5\u76d6\u4e86\u6570\u636e\u9690\u79c1\u3001\u53cd\u6d17\u94b1\u3001\u52b3\u52a8\u6cd5\u3001\u73af\u5883\u3001\u793e\u4f1a\u548c\u516c\u53f8\u6cbb\u7406\u4ee5\u53ca\u7a0e\u52a1\u7b49\u9886\u57df\uff0c\u8fd9\u5c31\u8981\u6c42\u91d1\u878d\u673a\u6784\u5c06\u5176\u89c6\u4e3a\u4e00\u9879\u6218\u7565\u804c\u80fd\uff0c\u800c\u4e0d\u662f\u7b80\u5355\u7684\u884c\u653f\u5de5\u4f5c\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5168\u7403\u6807\u51c6\uff08\u5982 GDPR\u3001FATF \u5efa\u8bae\u3001\u5df4\u585e\u5c14\u6846\u67b6\u548c ISO \u89c4\u8303\uff09\u8bbe\u5b9a\u4e86\u57fa\u51c6\u7ebf\uff0c\u4f46\u6bcf\u4e2a\u5730\u65b9\u76d1\u7ba1\u673a\u6784\u90fd\u589e\u52a0\u4e86\u5177\u4f53\u89c4\u5219\uff0c\u5f53\u60a8\u7684\u7ec4\u7ec7\u8de8\u56fd\u8fd0\u8425\u65f6\uff0c\u8fd9\u4e9b\u89c4\u5219\u4e0d\u5bb9\u5ffd\u89c6\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u56f4\u7ed5\u98ce\u9669\u8bc4\u4f30\u3001\u653f\u7b56\u3001\u6280\u672f\u548c\u6301\u7eed\u76d1\u63a7\u5efa\u7acb\u7ed3\u6784\u5316\u6846\u67b6\uff0c\u662f\u5728\u4e0d\u65ad\u53d8\u5316\u7684\u76d1\u7ba1\u73af\u5883\u4e2d\u8fbe\u5230\u5e76\u4fdd\u6301\u56fd\u9645\u5408\u89c4\u6807\u51c6\u7684\u6700\u5feb\u65b9\u6cd5\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u6570\u636e\u4e3b\u6743\u548c\u745e\u58eb\u672c\u5730\u6216\u745e\u58eb\u4e91\u6258\u7ba1\u670d\u52a1\u53ef\u5e2e\u52a9\u53d7\u76d1\u7ba1\u516c\u53f8\u5728\u4f7f\u7528 InvestGlass \u7b49\u5e73\u53f0\u65f6\u89e3\u51b3\u8de8\u5883\u6570\u636e\u4f20\u8f93\u95ee\u9898\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5229\u7528\u4e3b\u6743\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\uff08CRM\uff09\u5b9e\u73b0\u5165\u804c\u3001KYC 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\u5bf9\u4e8e\u4efb\u4f55\u4e00\u5bb6\u4ee5\u5168\u7403\u6269\u5f20\u4e3a\u76ee\u6807\u7684\u4f01\u4e1a\u6765\u8bf4\uff0c\u4e86\u89e3\u5982\u4f55\u6ee1\u8db3\u56fd\u9645\u5408\u89c4\u6807\u51c6\u5df2\u4e0d\u518d\u662f\u53ef\u6709\u53ef\u65e0\u7684\u4e8b\u60c5\u3002\u5bf9\u4e8e\u4efb\u4f55\u4e00\u5bb6\u5728\u5168\u7403\u5f00\u5c55\u4e1a\u52a1\u7684\u91d1\u878d\u673a\u6784\u6765\u8bf4\uff0c\u4e86\u89e3\u5982\u4f55\u8fbe\u5230\u56fd\u9645\u5408\u89c4\u6807\u51c6\u4e0d\u518d\u662f\u53ef\u6709\u53ef\u65e0\u7684\u4e8b\u60c5\u3002\u5b83\u662f\u5728\u76f8\u4e92\u5173\u8054\u7684\u5168\u7403\u7ecf\u6d4e\u4e2d\u5b9e\u73b0\u53ef\u6301\u7eed\u589e\u957f\u3001\u5ba2\u6237\u4fe1\u4efb\u548c\u5e02\u573a\u51c6\u5165\u7684\u57fa\u7840\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6ca1\u6709\u4e00\u4e2a\u5168\u7403\u76d1\u7ba1\u673a\u6784\u8d1f\u8d23\u76d1\u7763\u6240\u6709\u5408\u89c4\u6cd5\u89c4\u3002\u76f8\u53cd\uff0c\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u3001\u5df4\u585e\u5c14\u59d4\u5458\u4f1a\u3001\u56fd\u9645\u8bc1\u76d1\u4f1a\u7ec4\u7ec7\u3001\u56fd\u9645\u52b3\u5de5\u7ec4\u7ec7\u4ee5\u53ca\u56fd\u9645\u6807\u51c6\u5316\u7ec4\u7ec7\u7b49\u6807\u51c6\u673a\u6784\u5236\u5b9a\u4e86\u56fd\u5bb6\u89c4\u5219\u3002\u8fd9\u4e9b\u7ec4\u7ec7\u5236\u5b9a\u57fa\u7ebf\uff0c\u7136\u540e\u5404\u4e2a\u56fd\u5bb6\u901a\u8fc7\u81ea\u5df1\u7684\u76d1\u7ba1\u673a\u6784\u52a0\u4ee5\u89e3\u91ca\u548c\u6267\u884c\u3002\u8fd9\u79cd\u5206\u5c42\u4f53\u7cfb\u610f\u5473\u7740\uff0c\u8de8\u56fd\u516c\u53f8\u5fc5\u987b\u540c\u65f6\u638c\u63e1\u56fd\u9645\u6cd5\u89c4\u548c\u5ba2\u6237\u3001\u4e1a\u52a1\u6216\u6570\u636e\u6240\u5728\u7684\u6bcf\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u5177\u4f53\u6cd5\u5f8b\u8981\u6c42\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u56fd\u9645\u6807\u51c6\u7684\u4e3b\u8981\u7c7b\u522b\u5305\u62ec<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u7c7b\u522b<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u5b9e\u4f8b<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u53cd\u6d17\u94b1\u548c\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>FATF \u5efa\u8bae\u3001\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4\u3001\u745e\u58eb\u53cd\u6d17\u94b1\u6cd5<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u6570\u636e\u4fdd\u62a4\u548c\u9690\u79c1<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5168\u7403\u4e2a\u4eba\u4fe1\u606f\u4fdd\u62a4\u6761\u4f8b\u300b\uff08GDPR\uff09\u3001\u745e\u58eb\u300a\u53cd\u6b67\u89c6\u6cd5\u300b\uff08FADP\uff09\u3001\u65b0\u52a0\u5761\u300a\u9690\u79c1\u4fdd\u62a4\u6cd5\u300b\uff08PDPA<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u8de8\u5883\u7a0e\u6536\u548c\u62a5\u544a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>CRS\u3001FATCA\u3001\u7ecf\u5408\u7ec4\u7ec7\u6846\u67b6<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u52b3\u52a8\u4e0e\u5c31\u4e1a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u56fd\u9645\u52b3\u5de5\u7ec4\u7ec7\u516c\u7ea6\u3001\u56fd\u9645\u52b3\u52a8\u6cd5\u3001\u5f53\u5730\u5c31\u4e1a\u6cd5\u89c4<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>ESG \u548c\u73af\u5883\u6cd5\u89c4<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6b27\u76df CSRD\u3001TCFD\u3001\u5730\u65b9\u53ef\u6301\u7eed\u53d1\u5c55\u4efb\u52a1<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u5177\u4f53\u5b9e\u4f8b\u8bf4\u660e\u4e86\u8fd9\u79cd\u76d1\u7ba1\u73af\u5883\u7684\u591a\u6837\u6027\u3002\u6b27\u76df\u7684 GDPR \u5bf9\u6570\u636e\u9690\u79c1\u5236\u5b9a\u4e86\u4e25\u683c\u7684\u89c4\u5219\uff0c\u5e76\u8981\u6c42\u5728 72 \u5c0f\u65f6\u5185\u901a\u62a5\u8fdd\u89c4\u60c5\u51b5\u3002\u745e\u58eb\u91d1\u878d\u7ba1\u7406\u5c40\uff08FINMA\uff09\u7684\u901a\u77e5\u5bf9\u745e\u58eb\u91d1\u878d\u673a\u6784\u7684\u98ce\u9669\u7ba1\u7406\u548c\u884c\u4e3a\u505a\u51fa\u4e86\u8be6\u7ec6\u89c4\u5b9a\u3002\u65b0\u52a0\u5761\u91d1\u7ba1\u5c40\u7684\u89c4\u5219\u4fa7\u91cd\u4e8e\u94f6\u884c\u7684\u6280\u672f\u98ce\u9669\u548c\u5916\u5305\u3002\u7f8e\u56fd\u8bc1\u5238\u4ea4\u6613\u59d4\u5458\u4f1a\uff08SEC\uff09\u548c\u5546\u54c1\u671f\u8d27\u4ea4\u6613\u59d4\u5458\u4f1a\uff08CFTC\uff09\u5bf9\u670d\u52a1\u4e8e\u7f8e\u56fd\u5ba2\u6237\u6216\u8fdb\u5165\u7f8e\u56fd\u8d44\u672c\u5e02\u573a\u7684\u516c\u53f8\u7684\u8981\u6c42\u53c8\u589e\u52a0\u4e86\u4e00\u5c42\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-step-1-map-your-regulatory-footprint-across-jurisdictions\">\u7b2c 1 \u6b65\uff1a\u7ed8\u5236\u8de8\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u76d1\u7ba1\u8db3\u8ff9\u56fe<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u8981\u8fbe\u5230\u56fd\u9645\u5408\u89c4\u6807\u51c6\uff0c\u5207\u5b9e\u53ef\u884c\u7684\u7b2c\u4e00\u6b65\u662f\u51c6\u786e\u4e86\u89e3\u54ea\u4e9b\u6cd5\u5f8b\u6cd5\u89c4\u9002\u7528\u4e8e\u5404\u4e1a\u52a1\u7ebf\u548c\u5ba2\u6237\u6240\u5728\u5730\u3002\u5982\u679c\u4e0d\u660e\u786e\u8fd9\u4e00\u70b9\uff0c\u5373\u4f7f\u662f\u6700\u590d\u6742\u7684\u5408\u89c4\u8ba1\u5212\u4e5f\u4f1a\u5b58\u5728\u6f0f\u6d1e\uff0c\u4f7f\u60a8\u7684\u673a\u6784\u9762\u4e34\u6cd5\u5f8b\u98ce\u9669\u548c\u6f5c\u5728\u5904\u7f5a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u8981\u5efa\u7acb\u4e00\u4efd\u76d1\u7ba1\u6e05\u5355\uff0c\u5c31\u5fc5\u987b\u5217\u51fa\u5ba2\u6237\u5165\u804c\u3001\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u6216\u654f\u611f\u6570\u636e\u5b58\u50a8\u7684\u6bcf\u4e2a\u56fd\u5bb6\u3002\u5230 2026 \u5e74\uff0c\u8fd9\u9879\u6478\u5e95\u5de5\u4f5c\u8fd8\u5fc5\u987b\u8003\u8651\u5230 <a class=\"wpil_keyword_link\" href=\"https:\/\/www.investglass.com\/zh\/%e8%90%a5%e9%94%80%e5%b7%a5%e5%85%b7\/\" target=\"_blank\" rel=\"noopener\" title=\"\u5e02\u573a\u8425\u9500\" data-wpil-keyword-link=\"linked\" data-wpil-monitor-id=\"5975\">\u5e02\u573a\u8425\u9500<\/a> \u8fd9\u4e9b\u63a5\u89e6\u70b9\u5305\u62ec\uff1a\u4e0e\u6f5c\u5728\u5ba2\u6237\u63a5\u89e6\u7684\u6d3b\u52a8\u3001\u5458\u5de5\u5de5\u4f5c\u7684\u5730\u65b9\uff08\u5305\u62ec\u8fdc\u7a0b\u5b89\u6392\uff09\u4ee5\u53ca\u4efb\u4f55\u7b2c\u4e09\u65b9\u670d\u52a1\u63d0\u4f9b\u5546\u4ee3\u8868\u4f60\u5904\u7406\u6570\u636e\u7684\u5730\u65b9\u3002\u8fd9\u4e9b\u63a5\u89e6\u70b9\u4e2d\u7684\u6bcf\u4e00\u4e2a\u90fd\u53ef\u80fd\u5f62\u6210\u4e00\u4e2a\u5e38\u8bbe\u673a\u6784\u6216\u89e6\u53d1\u76d1\u7ba1\u673a\u6784\u7684\u6ce8\u518c\u8981\u6c42\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u7ed8\u5236\u8db3\u8ff9\u56fe\u65f6\uff0c\u8bf7\u5bf9\u7167\u7279\u5b9a\u6846\u67b6\u8fdb\u884c\u68c0\u67e5\uff0c\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u5173\u4e8e\u53cd\u6d17\u94b1\u548c\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u4e49\u52a1\u7684\u5efa\u8bae<\/li>\n\n\n\n<li>\u5173\u4e8e\u8d44\u672c\u3001\u6d41\u52a8\u6027\u548c\u98ce\u9669\u7ba1\u7406\u8981\u6c42\u7684\u5df4\u585e\u5c14\u534f\u8bae III<\/li>\n\n\n\n<li>\u7528\u4e8e\u8de8\u5883\u7a0e\u52a1\u62a5\u544a\u7684 CRS \u548c FATCA<\/li>\n\n\n\n<li>\u6bcf\u4e2a\u76ee\u6807\u5e02\u573a\u7684\u5f53\u5730\u53cd\u6d17\u94b1\u6cd5\u548c\u94f6\u884c\u6761\u4f8b<\/li>\n\n\n\n<li>\u7f8e\u56fd\u98df\u54c1\u548c\u836f\u7269\u7ba1\u7406\u5c40\uff08FDA\uff09\u89c4\u5b9a\uff0c\u5982\u6d89\u53ca\u4e0e\u5065\u5eb7\u76f8\u5173\u7684\u91d1\u878d\u4ea7\u54c1<\/li>\n\n\n\n<li>\u73af\u5883\u3001\u793e\u4f1a\u548c\u516c\u53f8\u6cbb\u7406\u76f8\u5173\u6295\u8d44\u7684\u73af\u5883\u6cd5\u89c4<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u6709\u4e86\u8fd9\u4efd\u6e05\u5355\u540e\uff0c\u5c06\u4e49\u52a1\u5206\u4e3a\u5f3a\u5236\u6027\u6cd5\u5f8b\u8981\u6c42\u548c\u6700\u4f73\u5b9e\u8df5\u6807\u51c6\u3002\u5f3a\u5236\u6027\u8981\u6c42\u5305\u62ec\u8bb8\u53ef\u3001\u6ce8\u518c\u548c\u7279\u5b9a\u7684\u62a5\u544a\u673a\u5236\uff0c\u4e0d\u9075\u5b88\u8fd9\u4e9b\u8981\u6c42\u4f1a\u53d7\u5230\u5904\u7f5a\u3002\u4fe1\u606f\u5b89\u5168\u65b9\u9762\u7684 ISO 27001 \u6216\u5408\u89c4\u7ba1\u7406\u7cfb\u7edf\u65b9\u9762\u7684 ISO 37301 \u7b49\u6700\u4f73\u5b9e\u8df5\u6807\u51c6\u53ef\u80fd\u4e0d\u662f\u6cd5\u5f8b\u8981\u6c42\uff0c\u4f46\u80fd\u8bc1\u660e\u5408\u89c4\u7684\u6210\u719f\u5ea6\uff0c\u5e76\u6709\u52a9\u4e8e\u6ee1\u8db3\u673a\u6784\u5ba2\u6237\u548c\u5916\u90e8\u5229\u76ca\u76f8\u5173\u8005\u7684\u5c3d\u804c\u8c03\u67e5\u671f\u671b\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f7f\u7528 InvestGlass \u8fd9\u6837\u7684\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u8f6f\u4ef6\uff0c\u53ef\u4ee5\u5728\u4e00\u4e2a\u5730\u65b9\u5c06\u6bcf\u4e2a\u5ba2\u6237\u548c\u8d26\u6237\u6807\u8bb0\u4e3a\u76f8\u5173\u7684\u53f8\u6cd5\u7ba1\u8f96\u533a\u548c\u5236\u5ea6\u3002\u8fd9\u79cd\u6807\u8bb0\u4e3a\u5b9e\u73b0\u5de5\u4f5c\u6d41\u7a0b\u81ea\u52a8\u5316\u3001\u89e6\u53d1\u9002\u5f53\u7684\u5408\u89c4\u68c0\u67e5\u4ee5\u53ca\u4e3a\u591a\u4e2a\u56fd\u5bb6\u7684\u76d1\u7ba1\u673a\u6784\u751f\u6210\u51c6\u786e\u7684\u62a5\u544a\u5960\u5b9a\u4e86\u57fa\u7840\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-step-2-conduct-a-global-compliance-gap-analysis\">\u6b65\u9aa4 2\uff1a\u8fdb\u884c\u5168\u7403\u5408\u89c4\u5dee\u8ddd\u5206\u6790<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5dee\u8ddd\u5206\u6790\u5c06\u60a8\u5f53\u524d\u7684\u653f\u7b56\u3001\u63a7\u5236\u548c\u6280\u672f\u4e0e\u60a8\u5728\u6b65\u9aa4 1 \u4e2d\u786e\u5b9a\u7684\u5404\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u76d1\u7ba1\u8981\u6c42\u8fdb\u884c\u6bd4\u8f83\u3002\u8fd9\u9879\u5de5\u4f5c\u5c06\u63ed\u793a\u60a8\u7684\u5408\u89c4\u804c\u80fd\u5728\u54ea\u4e9b\u65b9\u9762\u5df2\u7ecf\u8fbe\u5230\u4e86\u5168\u7403\u5408\u89c4\u6807\u51c6\uff0c\u4ee5\u53ca\u5728\u54ea\u4e9b\u65b9\u9762\u9700\u8981\u5f00\u5c55\u7d27\u6025\u5de5\u4f5c\uff0c\u4ee5\u5f25\u8865\u4e0d\u8db3\uff0c\u907f\u514d\u8fdd\u89c4\u884c\u4e3a\u7684\u53d1\u751f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5177\u4f53\u5b9e\u4f8b\u8ba9\u5206\u6790\u53d8\u5f97\u5207\u5b9e\u53ef\u884c\u3002\u68c0\u67e5\u60a8\u5f53\u524d\u7684 KYC \u7a0b\u5e8f\u662f\u5426\u7b26\u5408 2024 \u5e74 FATF \u5173\u4e8e\u53d7\u76ca\u6240\u6709\u6743\u900f\u660e\u5ea6\u7684\u6307\u5bfc\u3002\u5ba1\u67e5\u6570\u636e\u4fdd\u7559\u89c4\u5219\u662f\u5426\u7b26\u5408 GDPR \u5173\u4e8e\u9650\u5236\u5b58\u50a8\u671f\u9650\u7684\u8981\u6c42\u4ee5\u53ca 2023 \u5e74\u751f\u6548\u7684\u745e\u58eb FADP \u66f4\u65b0\u3002\u68c0\u67e5\u60a8\u7684\u9002\u5f53\u6027\u8bc4\u4f30\u6d41\u7a0b\u662f\u5426\u6355\u6349\u5230 MiFID II \u6216\u76ee\u6807\u5e02\u573a\u4e2d\u540c\u7b49\u884c\u4e3a\u89c4\u5219\u6240\u9700\u7684\u4fe1\u606f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6309\u5408\u89c4\u9886\u57df\u8fdb\u884c\u5dee\u8ddd\u5206\u6790\uff1a<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u53cd\u6d17\u94b1\u548c KYC<\/strong><\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5ba2\u6237\u8eab\u4efd\u8bc6\u522b\u548c\u9a8c\u8bc1\u7a0b\u5e8f<\/li>\n\n\n\n<li>\u5b9e\u9645\u6240\u6709\u6743\u6587\u4ef6<\/li>\n\n\n\n<li>\u5236\u88c1\u7b5b\u9009\u548c\u6301\u7eed\u76d1\u6d4b<\/li>\n\n\n\n<li>\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\u673a\u5236<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u6570\u636e\u9690\u79c1<\/strong><\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u540c\u610f\u673a\u5236\u548c\u5408\u6cd5\u4f9d\u636e\u6587\u4ef6<\/li>\n\n\n\n<li>\u6570\u636e\u4e3b\u4f53\u6743\u5229\u7a0b\u5e8f<\/li>\n\n\n\n<li>\u8de8\u5883\u8f6c\u8ba9\u4fdd\u969c\u63aa\u65bd<\/li>\n\n\n\n<li>\u5916\u6cc4\u901a\u77e5\u534f\u8bae<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u9002\u5b9c\u6027\u548c\u9002\u5f53\u6027<\/strong><\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5ba2\u6237\u6863\u6848\u8c03\u67e5\u8868<\/li>\n\n\n\n<li>\u4ea7\u54c1\u7ba1\u7406\u6846\u67b6<\/li>\n\n\n\n<li>\u610f\u89c1\u548c\u5efa\u8bae\u7684\u8bb0\u5f55<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\"><strong>\u62a5\u544a\u4e49\u52a1<\/strong><\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u76d1\u7ba1\u7533\u62a5\u622a\u6b62\u65e5\u671f\u548c\u683c\u5f0f<\/li>\n\n\n\n<li>\u4ea4\u6613\u62a5\u544a\u8981\u6c42<\/li>\n\n\n\n<li>\u5b9a\u671f\u62ab\u9732\u4e49\u52a1<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u5f71\u54cd\u548c\u53ef\u80fd\u6027\u5bf9\u6bcf\u4e2a\u5dee\u8ddd\u8fdb\u884c\u8bc4\u7ea7\u3002\u7f3a\u5931\u5236\u88c1\u7b5b\u67e5\u6216\u7f3a\u4e4f\u6570\u636e\u4fdd\u62a4\u4fdd\u969c\u7b49\u9ad8\u98ce\u9669\u95ee\u9898\u5e94\u4f18\u5148\u4e8e\u66f4\u65b0\u6a21\u677f\u8bed\u8a00\u7b49\u5f71\u54cd\u8f83\u5c0f\u7684\u6587\u4ef6\u8c03\u6574\u3002\u8fd9\u79cd\u57fa\u4e8e\u98ce\u9669\u7684\u65b9\u6cd5\u53ef\u786e\u4fdd\u60a8\u7684\u5408\u89c4\u5de5\u4f5c\u9996\u5148\u96c6\u4e2d\u5728\u80fd\u51cf\u5c11\u6700\u4e25\u91cd\u540e\u679c\u7684\u5730\u65b9\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5dee\u8ddd\u5206\u6790\u7684\u7ed3\u679c\u5e94\u8bb0\u5f55\u5728\u4e2d\u592e\u7cfb\u7edf\u6216\u5408\u89c4\u6a21\u5757\u4e2d\u3002InvestGlass \u53ef\u5728\u745e\u58eb\u670d\u52a1\u5668\u4e0a\u4e3a\u9700\u8981\u6570\u636e\u4e3b\u6743\u7684\u673a\u6784\u6258\u7ba1\u98ce\u9669\u767b\u8bb0\u518c\u548c\u8865\u6551\u4efb\u52a1\uff0c\u786e\u4fdd\u60a8\u7684\u5408\u89c4\u7ba1\u7406\u6d41\u7a0b\u8fbe\u5230\u4e0e\u5ba2\u6237\u6570\u636e\u76f8\u540c\u7684\u9ad8\u6807\u51c6\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-step-3-build-a-robust-international-compliance-framework\">\u6b65\u9aa4 3\uff1a\u5efa\u7acb\u5f3a\u5927\u7684\u56fd\u9645\u5408\u89c4\u6846\u67b6<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5408\u89c4\u6846\u67b6\u662f\u4e00\u5957\u6210\u6587\u7684\u653f\u7b56\u3001\u6807\u51c6\u64cd\u4f5c\u7a0b\u5e8f\u548c\u63a7\u5236\u63aa\u65bd\uff0c\u7b26\u5408 ISO\u3001FATF\u3001\u5df4\u585e\u5c14\u534f\u8bae\u548c\u5f53\u5730\u76d1\u7ba1\u673a\u6784\u7684\u5168\u7403\u6807\u51c6\u3002\u8fd9\u79cd\u7ed3\u6784\u5316\u6846\u67b6\u53ef\u5c06\u4e34\u65f6\u6027\u7684\u5408\u89c4\u5b9e\u8df5\u8f6c\u53d8\u4e3a\u7cfb\u7edf\u6027\u7684\u65b9\u6cd5\uff0c\u5e76\u53ef\u968f\u7740\u673a\u6784\u7684\u53d1\u5c55\u548c\u8fdb\u5165\u65b0\u5e02\u573a\u800c\u6269\u5c55\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u9700\u8981\u89e3\u51b3\u7684\u5177\u4f53\u653f\u7b56\u9886\u57df\u5305\u62ec<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u653f\u7b56\u9886\u57df<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u4e3b\u8981\u7ec4\u6210\u90e8\u5206<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u53cd\u6d17\u94b1\u548c\u6253\u51fb\u8d44\u52a9\u6050\u6016\u4e3b\u4e49\u884c\u4e3a<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5ba2\u6237\u5c3d\u804c\u8c03\u67e5\u3001\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\u3001\u4ea4\u6613\u76d1\u63a7\u3001\u62a5\u544a<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5236\u88c1<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u7b5b\u9009\u7a0b\u5e8f\u3001\u5347\u7ea7\u534f\u8bae\u3001\u8bb0\u5f55\u4fdd\u5b58<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u53cd\u8d3f\u8d42\u548c\u8150\u8d25<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u793c\u54c1\u548c\u62db\u5f85\u8d39\u9650\u989d\u3001\u7b2c\u4e09\u65b9\u5c3d\u804c\u8c03\u67e5\u3001\u57f9\u8bad<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u6570\u636e\u4fdd\u62a4<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6536\u96c6\u9650\u5236\u3001\u4fdd\u7559\u65f6\u95f4\u8868\u3001\u8bbf\u95ee\u63a7\u5236\u3001\u8fdd\u89c4\u54cd\u5e94<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5229\u76ca\u51b2\u7a81<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u62ab\u9732\u8981\u6c42\u3001\u7ba1\u7406\u7a0b\u5e8f\u3001\u9650\u5236\u6d3b\u52a8<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u9002\u7528\u6027\u548c\u4ea7\u54c1\u7ba1\u7406<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u76ee\u6807\u5e02\u573a\u5b9a\u4e49\u3001\u5206\u9500\u63a7\u5236\u3001\u6301\u7eed\u5ba1\u67e5<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5916\u5305\u548c\u4f9b\u5e94\u5546\u98ce\u9669<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u5c3d\u804c\u8c03\u67e5\u8981\u6c42\u3001\u5408\u540c\u6807\u51c6\u3001\u76d1\u7763\u7a0b\u5e8f<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u8981\u4f7f\u91d1\u878d\u72af\u7f6a\u653f\u7b56\u4e0e\u53cd\u6d17\u94b1\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\u7684\u5efa\u8bae\u4fdd\u6301\u4e00\u81f4\uff0c\u5c31\u5fc5\u987b\u7eb3\u5165\u5ba2\u6237\u98ce\u9669\u8bc4\u5206\u3001\u57fa\u4e8e\u98ce\u9669\u7b49\u7ea7\u7684\u6301\u7eed\u76d1\u63a7\u4ee5\u53ca\u9488\u5bf9\u53ef\u7591\u6d3b\u52a8\u7684\u660e\u786e\u5347\u7ea7\u8def\u5f84\u3002\u6b27\u76df\u53cd\u6d17\u94b1\u6307\u4ee4\u589e\u52a0\u4e86\u5bf9\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u548c\u9ad8\u98ce\u9669\u7b2c\u4e09\u56fd\u7684\u5177\u4f53\u8981\u6c42\u3002\u745e\u58eb\u53cd\u6d17\u94b1\u6cd5\u300b\u7b49\u5730\u65b9\u6cd5\u89c4\u53ef\u80fd\u4f1a\u89c4\u5b9a\u8d85\u51fa\u56fd\u9645\u57fa\u7ebf\u6807\u51c6\u7684\u989d\u5916\u4e49\u52a1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u96c6\u56e2\u8303\u56f4\u5185\u7684\u6700\u4f4e\u6807\u51c6\u786e\u7acb\u4e86\u6240\u6709\u5730\u533a\u7684\u4e00\u81f4\u9884\u671f\uff0c\u540c\u65f6\u5728\u5fc5\u8981\u65f6\u5141\u8bb8\u66f4\u4e25\u683c\u7684\u672c\u5730\u8981\u6c42\u3002\u4f8b\u5982\uff0c\u60a8\u7684\u5168\u7403\u6807\u51c6\u53ef\u80fd\u8981\u6c42\u52a0\u5f3a\u5bf9\u6240\u6709\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u7684\u5c3d\u804c\u8c03\u67e5\uff0c\u800c\u60a8\u5728\u6b27\u76df\u7684\u4e1a\u52a1\u5219\u589e\u52a0\u4e86\u6b27\u76df\u6307\u4ee4\u89c4\u5b9a\u7684\u5177\u4f53\u6587\u4ef6\u8981\u6c42\uff0c\u60a8\u5728\u6d77\u6e7e\u5730\u533a\u7684\u5206\u652f\u673a\u6784\u5219\u7eb3\u5165\u4e86\u5f53\u5730\u76d1\u7ba1\u673a\u6784\u5bf9\u53d7\u76ca\u6240\u6709\u6743\u7684\u671f\u671b\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass 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data-wpil-keyword-link=\"linked\" data-wpil-monitor-id=\"5974\">\u6570\u5b57\u5165\u804c<\/a>, \u8be5\u7cfb\u7edf\u53ef\u8fdb\u884c KYC \u6536\u96c6\u3001\u5b9a\u671f\u5ba1\u67e5\u548c\u6587\u4ef6\u7ba1\u7406\uff0c\u5e76\u63d0\u4f9b\u7b26\u5408\u76d1\u7ba1\u673a\u6784\u8981\u6c42\u7684\u5ba1\u8ba1\u8ddf\u8e2a\u3002\u6bcf\u9879\u64cd\u4f5c\u90fd\u6709\u65f6\u95f4\u6233\uff0c\u6bcf\u4e2a\u6587\u4ef6\u7248\u672c\u90fd\u6709\u4fdd\u7559\uff0c\u6bcf\u4e2a\u5ba1\u6279\u90fd\u6709\u8bb0\u5f55\u3002\u8fd9\u4e3a\u60a8\u5728\u68c0\u67e5\u548c\u5b9a\u671f\u5185\u90e8\u5ba1\u8ba1\u4e2d\u8bc1\u660e\u5408\u89c4\u6027\u63d0\u4f9b\u4e86\u8bc1\u636e\u57fa\u7840\u3002.<\/p>\n\n\n\n<p 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class=\"wp-block-paragraph\">\u4eba\u5de5\u667a\u80fd\u9a71\u52a8\u7684\u5de5\u5177\u53ef\u4ee5\u534f\u52a9\u8fdb\u884c\u4ea4\u6613\u76d1\u63a7\u548c\u9002\u5f53\u6027\u68c0\u67e5\uff0c\u8bc6\u522b\u53ef\u80fd\u8868\u660e\u5b58\u5728\u6d17\u94b1\u884c\u4e3a\u6216\u4e0d\u9002\u5f53\u5efa\u8bae\u7684\u6a21\u5f0f\u3002\u7136\u800c\uff0c\u89e3\u91ca\u548c\u4eba\u5de5\u76d1\u7763\u4ecd\u7136\u5fc5\u4e0d\u53ef\u5c11\u3002\u76d1\u7ba1\u673a\u6784\u5e0c\u671b\u5f71\u54cd\u5ba2\u6237\u7684\u51b3\u7b56\u7531\u4eba\u505a\u51fa\uff0c\u800c\u6280\u672f\u5219\u662f\u4e00\u79cd\u652f\u6301\u5de5\u5177\uff0c\u800c\u4e0d\u662f\u81ea\u4e3b\u51b3\u7b56\u8005\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-standardising-workflows-across-borders\">\u8de8\u5883\u5de5\u4f5c\u6d41\u7a0b\u6807\u51c6\u5316<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u5b9e\u73b0\u5168\u7403\u5de5\u4f5c\u6d41\u7a0b\u6807\u51c6\u5316\u7684\u540c\u65f6\uff0c\u5141\u8bb8\u5404\u76d1\u7ba1\u673a\u6784\u6839\u636e\u672c\u5730\u60c5\u51b5\u8fdb\u884c\u8c03\u6574\uff0c\u8fd9\u5c31\u8981\u6c42\u53ef\u914d\u7f6e\u7684\u6a21\u677f\u80fd\u591f\u6839\u636e\u5ba2\u6237\u548c\u4ea4\u6613\u7279\u70b9\u8fdb\u884c\u8c03\u6574\u3002\u8fd9\u79cd\u5e73\u8861\u65e2\u80fd\u786e\u4fdd\u8d28\u91cf\u7ba1\u7406\u7cfb\u7edf\u6807\u51c6\u7684\u4e00\u81f4\u6027\uff0c\u53c8\u80fd\u5c0a\u91cd\u5404\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u5177\u4f53\u89c4\u5219\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5de5\u4f5c\u6d41\u7a0b\u6807\u51c6\u5316\u7684\u4f8b\u5b50\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u6839\u636e\u5ba2\u6237\u5c45\u4f4f\u5730\u5212\u5206\u7684\u6838\u5fc3\u6570\u5b57\u5165\u804c\u6d41\u7a0b\uff0c\u6b27\u76df\u5ba2\u6237\u53ef\u770b\u5230 GDPR \u540c\u610f\u8bf7\u6c42\uff0c\u745e\u58eb\u5ba2\u6237\u53ef\u770b\u5230 FADP \u62ab\u9732\uff0c\u65b0\u52a0\u5761\u5ba2\u6237\u53ef\u770b\u5230\u65b0\u52a0\u5761\u91d1\u878d\u7ba1\u7406\u5c40\u8981\u6c42\u7684\u8b66\u544a<\/li>\n\n\n\n<li>\u9488\u5bf9\u653f\u6cbb\u516c\u4f17\u4eba\u7269\u6216\u6765\u81ea\u9ad8\u98ce\u9669\u56fd\u5bb6\u7684\u5ba2\u6237\u81ea\u52a8\u542f\u52a8\u7684\u5f3a\u5316\u5c3d\u804c\u8c03\u67e5\u8def\u5f84<\/li>\n\n\n\n<li>\u6839\u636e\u5404\u7c7b\u4ea7\u54c1\u7684\u76d1\u7ba1\u5236\u5ea6\u8fdb\u884c\u8c03\u6574\u7684\u4ea7\u54c1\u9002\u7528\u6027\u8bc4\u4f30<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u6240\u6709\u5173\u952e\u64cd\u4f5c\u3001\u6279\u51c6\u548c\u6587\u4ef6\u7248\u672c\u90fd\u5e94\u52a0\u76d6\u65f6\u95f4\u6233\uff0c\u5e76\u53ef\u8f7b\u677e\u5bfc\u51fa\uff0c\u4ee5\u4fbf\u76d1\u7ba1\u673a\u6784\u6216\u5916\u90e8\u5ba1\u8ba1\u4eba\u5458\u8fdb\u884c\u68c0\u67e5\u3002\u8fd9\u79cd\u5ba1\u8ba1\u8ddf\u8e2a\u529f\u80fd\u5e76\u975e\u53ef\u6709\u53ef\u65e0\u3002\u76d1\u7ba1\u673a\u6784\u5e0c\u671b\u770b\u5230\u5982\u4f55\u51b3\u7b56\u3001\u7531\u8c01\u51b3\u7b56\u4ee5\u53ca\u5f53\u65f6\u53ef\u83b7\u5f97\u54ea\u4e9b\u4fe1\u606f\u7684\u8bc1\u636e\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5c06\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u548c\u8425\u9500\u81ea\u52a8\u5316\u4e0e\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\uff08CRM\uff09\u96c6\u6210\uff0c\u53ef\u964d\u4f4e\u672a\u7ecf\u6279\u51c6\u7684\u4ea7\u54c1\u6216\u901a\u4fe1\u88ab\u53d1\u9001\u5230\u9519\u8bef\u7684\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u98ce\u9669\u3002\u5f53\u60a8\u7684\u5408\u89c4\u804c\u80fd\u90e8\u95e8\u53ef\u4ee5\u5728\u5355\u4e00\u7cfb\u7edf\u4e2d\u67e5\u770b\u6240\u6709\u5ba2\u6237\u4e92\u52a8\u65f6\uff0c\u5c31\u80fd\u66f4\u8f7b\u677e\u5730\u786e\u4fdd\u9075\u5b88\u8de8\u5883\u8425\u9500\u89c4\u5219\u548c\u4ea7\u54c1\u5206\u9500\u9650\u5236\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-step-5-train-teams-and-embed-a-cross-border-compliance-culture\">\u6b65\u9aa4 5\uff1a\u57f9\u8bad\u56e2\u961f\u5e76\u690d\u5165\u8de8\u5883\u5408\u89c4\u6587\u5316<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u4e0d\u540c\u56fd\u5bb6\u7684\u5458\u5de5\u4e0d\u4e86\u89e3\u4ed6\u4eec\u7684\u4e49\u52a1\uff0c\u4e5f\u4e0d\u4e86\u89e3\u51b3\u5b9a\u5982\u4f55\u5c65\u884c\u8fd9\u4e9b\u4e49\u52a1\u7684\u6587\u5316\u671f\u671b\uff0c\u90a3\u4e48\u518d\u597d\u7684\u6846\u67b6\u548c\u6280\u672f\u4e5f\u4f1a\u5931\u6548\u3002\u5efa\u7acb\u5408\u89c4\u6587\u5316\u9700\u8981\u5bf9\u5458\u5de5\u6559\u80b2\u8fdb\u884c\u6301\u7eed\u6295\u8d44\uff0c\u5e76\u5c31\u5408\u89c4\u4e3a\u4f55\u91cd\u8981\u8fdb\u884c\u660e\u786e\u6c9f\u901a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u9488\u5bf9\u5177\u4f53\u89d2\u8272\u7684\u57f9\u8bad\u8ba1\u5212\u5e94\u9488\u5bf9\u4e0d\u540c\u804c\u80fd\u9762\u4e34\u7684\u4e0d\u540c\u5408\u89c4\u98ce\u9669\uff1a<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table class=\"has-fixed-layout\"><tbody><tr><th colspan=\"1\" rowspan=\"1\"><p>\u89d2\u8272<\/p><\/th><th colspan=\"1\" rowspan=\"1\"><p>\u57f9\u8bad\u91cd\u70b9<\/p><\/th><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u5173\u7cfb\u7ecf\u7406<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u53cd\u6d17\u94b1\u7ea2\u65d7\u3001\u9002\u5f53\u6027\u8981\u6c42\u3001\u6587\u4ef6\u6807\u51c6<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u6295\u8d44\u7ec4\u5408\u7ecf\u7406<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6295\u8d44\u9650\u5236\u3001\u5229\u76ca\u51b2\u7a81\u3001\u6700\u4f73\u6267\u884c<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u4e1a\u52a1\u4eba\u5458<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u6570\u636e\u5904\u7406\u3001\u8bb0\u5f55\u4fdd\u5b58\u3001\u4ea4\u6613\u5904\u7406\u63a7\u5236<\/p><\/td><\/tr><tr><td colspan=\"1\" rowspan=\"1\"><p>\u9ad8\u7ba1<\/p><\/td><td colspan=\"1\" rowspan=\"1\"><p>\u76d1\u7ba1\u6218\u7565\u3001\u8d23\u4efb\u3001\u9ad8\u5c42\u57fa\u8c03<\/p><\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u5177\u4f53\u7684\u65f6\u95f4\u5b89\u6392\u9884\u671f\u5305\u62ec\u4e3a\u6240\u6709\u65b0\u5458\u5de5\u63d0\u4f9b\u6db5\u76d6\u57fa\u672c\u5408\u89c4\u4e49\u52a1\u7684\u5165\u804c\u57f9\u8bad\u3001\u5305\u542b\u4e0a\u4e00\u5e74\u5ea6\u76d1\u7ba1\u66f4\u65b0\u5185\u5bb9\u7684\u5e74\u5ea6\u590d\u4e60\u57f9\u8bad\uff0c\u4ee5\u53ca\u5728\u63a8\u51fa\u65b0\u4ea7\u54c1\u6216\u8fdb\u5165\u65b0\u5e02\u573a\u65f6\u63d0\u4f9b\u6709\u9488\u5bf9\u6027\u7684\u57f9\u8bad\u3002\u5982\u679c\u8d35\u673a\u6784\u5728\u6d77\u5916\u62db\u8058\uff0c\u5408\u89c4\u57f9\u8bad\u5e94\u4ece\u7b2c\u4e00\u5929\u8d77\u5c31\u6210\u4e3a\u5165\u804c\u6d41\u7a0b\u7684\u4e00\u90e8\u5206\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5e94\u5728\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u7cfb\u7edf\u6216\u4eba\u529b\u8d44\u6e90\u7cfb\u7edf\u4e2d\u8ddf\u8e2a\u57f9\u8bad\u51fa\u5e2d\u7387\u548c\u5b8c\u6210\u8bb0\u5f55\u3002\u5f53\u76d1\u7ba1\u673a\u6784\u8be2\u95ee\u5458\u5de5\u662f\u5426\u4e86\u89e3\u4ed6\u4eec\u7684\u4e49\u52a1\u65f6\uff0c\u4f60\u9700\u8981\u8bc1\u660e\u7684\u4e0d\u4ec5\u4ec5\u662f\u63d0\u4f9b\u4e86\u57f9\u8bad\uff0c\u8fd8\u5305\u62ec\u57f9\u8bad\u7684\u5b8c\u6210\u3001\u7406\u89e3\u548c\u5b9a\u671f\u66f4\u65b0\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u9f13\u52b1\u7545\u6240\u6b32\u8a00\u7684\u6587\u5316\u9700\u8981\u7684\u4e0d\u4ec5\u4ec5\u662f\u653f\u7b56\u58f0\u660e\u3002\u63d0\u51fa\u95ee\u9898\u7684\u4fdd\u5bc6\u6e20\u9053\u3001\u7b26\u5408\u6b27\u76df\u4e3e\u62a5\u4eba\u6307\u4ee4\u7b49\u6807\u51c6\u7684\u660e\u786e\u4e3e\u62a5\u4fdd\u62a4\u63aa\u65bd\uff0c\u4ee5\u53ca\u9ad8\u5c42\u9886\u5bfc\u5728\u95ee\u9898\u88ab\u63d0\u51fa\u65f6\u7ed9\u4e88\u7684\u660e\u663e\u652f\u6301\uff0c\u90fd\u6709\u52a9\u4e8e\u8425\u9020\u4e00\u79cd\u5c3d\u65e9\u53d1\u73b0\u95ee\u9898\u7684\u73af\u5883\uff0c\u800c\u4e0d\u662f\u5c06\u95ee\u9898\u9690\u85cf\u8d77\u6765\uff0c\u76f4\u81f3\u6f14\u53d8\u6210\u5371\u673a\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-using-communication-and-marketing-responsibly\">\u8d1f\u8d23\u4efb\u5730\u4f7f\u7528\u4f20\u64ad\u548c\u8425\u9500<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u56fd\u9645\u6807\u51c6\u9002\u7528\u4e8e\u8425\u9500\u548c\u5ba2\u6237\u6c9f\u901a\uff0c\u5c24\u5176\u662f\u8d22\u5bcc\u7ba1\u7406\u548c\u6295\u8d44\u670d\u52a1\u3002\u8bef\u5bfc\u6027\u4fc3\u9500\u3001\u4e0d\u9002\u5f53\u7684\u4ea7\u54c1\u63a8\u8350\u6216\u672a\u6309\u8981\u6c42\u62ab\u9732\u4fe1\u606f\u7684\u6c9f\u901a\u65b9\u5f0f\u90fd\u53ef\u80fd\u5bfc\u81f4\u76d1\u7ba1\u884c\u52a8\u548c\u58f0\u8a89\u53d7\u635f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u5185\u90e8\u7684\u9884\u5ba1\u6279\u5de5\u4f5c\u6d41\u7a0b\u786e\u4fdd\u53ea\u5411\u5ba2\u6237\u53d1\u9001\u7b26\u5408\u8981\u6c42\u7684\u3001\u4e0e\u53f8\u6cd5\u7ba1\u8f96\u533a\u76f8\u5173\u7684\u5185\u5bb9\u3002\u9488\u5bf9\u6b27\u76df\u5ba2\u6237\u7684\u8425\u9500\u6750\u6599\u53ef\u81ea\u52a8\u5305\u542b\u6240\u9700\u7684 MiFID II \u62ab\u9732\u5185\u5bb9\u3002\u9488\u5bf9\u4e2d\u4e1c\u5ba2\u6237\u7684\u5ba3\u4f20\u6750\u6599\u53ef\u7eb3\u5165\u5f53\u5730\u76d1\u7ba1\u8b66\u544a\u3002\u4e9a\u6d32\u5ba2\u6237\u53ef\u4ee5\u6536\u5230\u7b26\u5408\u65b0\u52a0\u5761\u91d1\u878d\u7ba1\u7406\u5c40\uff08MAS\uff09\u6216\u65b0\u52a0\u5761\u8bc1\u76d1\u4f1a\uff08SFC\uff09\u8981\u6c42\u7684\u6750\u6599\u3002\u6240\u6709\u8fd9\u4e9b\u90fd\u5728\u4e00\u4e2a\u7cfb\u7edf\u5185\u5b8c\u6210\uff0c\u964d\u4f4e\u4e86\u56e0\u7ba1\u7406\u591a\u4e2a\u4e92\u4e0d\u5173\u8054\u7684\u6d41\u7a0b\u800c\u4ea7\u751f\u9519\u8bef\u7684\u98ce\u9669\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u8981\u89e3\u51b3\u7684\u5177\u4f53\u6807\u51c6\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>MiFID II 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6\uff1a\u76d1\u63a7\u3001\u5ba1\u8ba1\u548c\u6301\u7eed\u6539\u8fdb<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5408\u89c4\u662f\u5408\u89c4\u76d1\u63a7\u3001\u6d4b\u8bd5\u548c\u6301\u7eed\u6539\u8fdb\u7684\u8fde\u7eed\u5faa\u73af\uff0c\u800c\u4e0d\u662f\u4e00\u6b21\u6027\u5b8c\u6210\u540e\u5c31\u88ab\u9057\u5fd8\u7684\u9879\u76ee\u3002\u76d1\u7ba1\u73af\u5883\u4e0d\u65ad\u53d8\u5316\uff0c\u65b0\u89c4\u5219\u5c42\u51fa\u4e0d\u7a77\uff0c\u73b0\u6709\u89c4\u5219\u88ab\u91cd\u65b0\u89e3\u91ca\uff0c\u6267\u6cd5\u91cd\u70b9\u4e5f\u4f1a\u6839\u636e\u5e02\u573a\u4e8b\u4ef6\u548c\u653f\u6cbb\u53d1\u5c55\u800c\u53d8\u5316\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6bcf\u65e5\u548c\u6bcf\u5468\u7684\u76d1\u63a7\u6d3b\u52a8\u5305\u62ec\u4ea4\u6613\u76d1\u63a7\u4ee5\u53d1\u73b0\u5f02\u5e38\u6a21\u5f0f\u3001\u66f4\u65b0\u5236\u88c1\u7b5b\u67e5\u4ee5\u7eb3\u5165\u65b0\u7684\u6307\u5b9a\uff0c\u4ee5\u53ca\u5ba1\u67e5\u7cfb\u7edf\u6807\u8bb0\u7684\u9ad8\u98ce\u9669\u8d26\u6237\u3002\u8fd9\u4e9b\u6d3b\u52a8\u90fd\u5e94\u8bb0\u5f55\u5728\u6848\uff0c\u5e76\u5bf9\u9700\u8981\u8c03\u67e5\u7684\u95ee\u9898\u89c4\u5b9a\u660e\u786e\u7684\u6240\u6709\u6743\u548c\u4e0a\u62a5\u7a0b\u5e8f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b63\u5f0f\u7684\u5185\u90e8\u5ba1\u8ba1\u6839\u636e ISO 37301 \u7b49\u6807\u51c6\u4ee5\u53ca FINMA\u3001FCA \u6216 MAS 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class=\"wp-block-paragraph\">\u5ba1\u8ba1\u7ed3\u679c\u548c\u4e8b\u6545\u5e94\u7eb3\u5165\u6700\u65b0\u7684\u98ce\u9669\u8bc4\u4f30\u3001\u653f\u7b56\u4fee\u8ba2\u548c\u5458\u5de5\u57f9\u8bad\u8ba1\u5212\u3002\u8fd9\u5c31\u5f62\u6210\u4e86\u4e00\u4e2a\u8bb0\u5f55\u5728\u6848\u7684\u6301\u7eed\u6539\u8fdb\u5faa\u73af\uff0c\u5411\u76d1\u7ba1\u673a\u6784\u5c55\u793a\u4e86\u8d35\u673a\u6784\u4ece\u7ecf\u9a8c\u4e2d\u5b66\u4e60\u5e76\u4e0d\u65ad\u52a0\u5f3a\u63a7\u5236\u7684\u51b3\u5fc3\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-staying-ahead-of-regulatory-change\">\u8d70\u5728\u76d1\u7ba1\u53d8\u9769\u7684\u524d\u6cbf<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u8ddf\u8e2a\u8de8\u5730\u533a\u7684\u76d1\u7ba1\u53d8\u5316\u9700\u8981\u7cfb\u7edf\u5316\u7684\u6d41\u7a0b\uff0c\u800c\u4e0d\u662f\u4e34\u65f6\u6027\u7684\u5173\u6ce8\u3002\u8ba2\u9605\u60a8\u5f00\u5c55\u4e1a\u52a1\u7684\u6bcf\u4e2a\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u76d1\u7ba1\u673a\u6784\u901a\u8baf\u3002\u4f7f\u7528\u6574\u5408\u591a\u4e2a\u76d1\u7ba1\u673a\u6784\u53d8\u5316\u7684\u6cd5\u5f8b\u66f4\u65b0\u670d\u52a1\u3002\u52a0\u5165\u884c\u4e1a\u534f\u4f1a\uff0c\u4e3a\u5373\u5c06\u5230\u6765\u7684\u76d1\u7ba1\u53d8\u5316\u63d0\u4f9b\u9884\u8b66\uff0c\u5e76\u6709\u673a\u4f1a\u53c2\u4e0e\u78cb\u5546\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u76d1\u6d4b\u53d8\u5316\u7684\u5177\u4f53\u4f8b\u5b50\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5373\u5c06\u51fa\u53f0\u7684\u6b27\u76df\u53cd\u6d17\u94b1\u4e00\u63fd\u5b50\u8ba1\u5212\u53ca\u5176\u65b0\u7684\u53cd\u6d17\u94b1\u673a\u6784<\/li>\n\n\n\n<li>\u745e\u58eb\u91d1\u878d\u7ba1\u7406\u5c40\uff08FINMA\uff09\u548c\u65b0\u52a0\u5761\u91d1\u878d\u7ba1\u7406\u5c40\uff08MAS\uff09\u5728\u6570\u5b57\u8d44\u4ea7\u76d1\u7ba1\u65b9\u9762\u7684\u53d1\u5c55\u60c5\u51b5<\/li>\n\n\n\n<li>\u6b27\u76df\u300a\u4f01\u4e1a\u793e\u4f1a\u8d23\u4efb\u6307\u4ee4\u300b\uff08CSRD\uff09\u4e0b\u4e0d\u65ad\u6f14\u53d8\u7684\u73af\u5883\u3001\u793e\u4f1a\u548c\u6cbb\u7406\u62ab\u9732\u89c4\u5219\u5bf9\u5728\u6b27\u6d32\u5f00\u5c55\u4e1a\u52a1\u7684\u516c\u53f8\u4ea7\u751f\u5f71\u54cd<\/li>\n\n\n\n<li>\u60a8\u6709\u5458\u5de5\u6240\u5728\u8f96\u533a\u7684\u52b3\u52a8\u6cd5\u53d8\u5316<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u516c\u53f8\u53ef\u5728 InvestGlass 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class=\"wp-block-paragraph\">\u5c06\u76d1\u7ba1\u60c5\u62a5\u4f5c\u4e3a\u4ea7\u54c1\u5f00\u53d1\u548c\u6218\u7565\u7684\u6b63\u5e38\u7ec4\u6210\u90e8\u5206\uff0c\u800c\u4e0d\u662f\u4e8b\u540e\u624d\u8003\u8651\uff0c\u53ef\u5c06\u5408\u89c4\u6027\u4ece\u6210\u672c\u4e2d\u5fc3\u8f6c\u53d8\u4e3a\u7ade\u4e89\u4f18\u52bf\u7684\u6765\u6e90\u3002\u4e86\u89e3\u6cd5\u89c4\u8d70\u5411\u7684\u673a\u6784\u53ef\u4ee5\u8bbe\u8ba1\u51fa\u968f\u7740\u6cd5\u89c4\u6f14\u53d8\u800c\u59cb\u7ec8\u5408\u89c4\u7684\u4ea7\u54c1\u548c\u670d\u52a1\uff0c\u907f\u514d\u56e0\u5efa\u7acb\u5728\u4e8b\u540e\u8bc1\u660e\u4e0d\u6b63\u786e\u7684\u5047\u8bbe\u57fa\u7840\u4e0a\u800c\u9020\u6210\u4ee3\u4ef7\u9ad8\u6602\u7684\u8fd4\u5de5\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-how-investglass-helps-you-meet-international-compliance-standards\">InvestGlass \u5982\u4f55\u5e2e\u52a9\u60a8\u8fbe\u5230\u56fd\u9645\u5408\u89c4\u6807\u51c6<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass 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class=\"wp-block-paragraph\">\u8be5\u5e73\u53f0\u5c06\u6570\u5b57\u5165\u804c\u3001KYC\u3001\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u3001\u8425\u9500\u81ea\u52a8\u5316\u3001\u4eba\u5de5\u667a\u80fd\u5de5\u5177\u548c\u5ba2\u6237\u95e8\u6237\u7ed3\u5408\u5728\u4e00\u8d77\uff0c\u4ece\u6700\u521d\u7684\u5ba2\u6237\u63a5\u89e6\u5230\u6301\u7eed\u7684\u5173\u7cfb\u7ba1\u7406\uff0c\u4e3a\u76d1\u7ba1\u5408\u89c4\u5de5\u4f5c\u6d41\u7a0b\u63d0\u4f9b\u652f\u6301\u3002\u8fd9\u79cd\u6574\u5408\u610f\u5473\u7740\u5408\u89c4\u6027\u5df2\u878d\u5165\u5230\u6bcf\u4e00\u6b21\u5ba2\u6237\u4e92\u52a8\u4e2d\uff0c\u800c\u4e0d\u662f\u4e8b\u540e\u624d\u8003\u8651\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u6258\u7ba1\u6216\u9884\u7f6e\u6258\u7ba1\u53ef\u89e3\u51b3\u8de8\u5883\u6570\u636e\u4f20\u8f93\u95ee\u9898\u3001\u4e91\u8ba1\u7b97\u98ce\u9669\u8bc4\u4f30\u4ee5\u53ca\u76d1\u7ba1\u673a\u6784\u548c\u673a\u6784\u5ba2\u6237\u5bf9\u6570\u636e\u672c\u5730\u5316\u7684\u671f\u671b\u3002\u5bf9\u4e8e\u62c5\u5fc3\u5982\u4f55\u5728\u4fdd\u62a4\u5ba2\u6237\u673a\u5bc6\u7684\u540c\u65f6\u6ee1\u8db3\u56fd\u9645\u5408\u89c4\u6807\u51c6\u7684\u516c\u53f8\u800c\u8a00\uff0c\u745e\u58eb\u6258\u7ba1\u63d0\u4f9b\u4e86\u4e00\u4e2a\u6ee1\u8db3\u5185\u90e8\u548c\u5916\u90e8\u5229\u76ca\u76f8\u5173\u8005\u8981\u6c42\u7684\u7b80\u5355\u7b54\u6848\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e3b\u8981\u529f\u80fd\u5305\u62ec<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u53ef\u6839\u636e\u8f96\u533a\u3001\u5ba2\u6237\u7c7b\u578b\u548c\u4ea7\u54c1\u9009\u62e9\u8c03\u6574\u7684\u53ef\u914d\u7f6e\u5165\u804c\u65c5\u7a0b<\/li>\n\n\n\n<li>\u5d4c\u5165\u5f0f\u98ce\u9669\u8bc4\u5206\uff0c\u6839\u636e\u653f\u7b56\u89c4\u5219\u8ba1\u7b97\u5ba2\u6237\u98ce\u9669\u7b49\u7ea7<\/li>\n\n\n\n<li>\u6587\u4ef6\u7ba1\u7406\u5177\u6709\u5b8c\u6574\u7684\u5ba1\u8ba1\u8ddf\u8e2a\u529f\u80fd\uff0c\u53ef\u663e\u793a\u8c01\u8bbf\u95ee\u3001\u4fee\u6539\u6216\u6279\u51c6\u4e86\u6bcf\u4efd\u6587\u4ef6<\/li>\n\n\n\n<li>\u81ea\u52a8\u63d0\u9192\u5b9a\u671f\u5ba1\u67e5\u3001\u8fc7\u671f\u6587\u4ef6\u548c\u76d1\u7ba1\u622a\u6b62\u65e5\u671f<\/li>\n\n\n\n<li>\u901a\u8fc7\u9884\u5ba1\u6279\u5de5\u4f5c\u6d41\u7a0b\u548c\u57fa\u4e8e\u6743\u9650\u7684\u5185\u5bb9\u63a7\u5236\u5b9e\u73b0\u8425\u9500\u81ea\u52a8\u5316<\/li>\n\n\n\n<li>\u4e0e\u5408\u89c4\u6027\u76d1\u6d4b\u76f8\u7ed3\u5408\u7684\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u5de5\u5177<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e00\u5bb6\u4e2d\u578b\u79c1\u4eba\u94f6\u884c\u6700\u8fd1\u5229\u7528 InvestGlass \u5c06\u4e1a\u52a1\u6269\u5c55\u5230\u6b27\u76df\u548c\u4e2d\u4e1c\u5730\u533a\uff0c\u540c\u65f6\u5c06\u603b\u90e8\u8bbe\u5728\u745e\u58eb\u3002\u901a\u8fc7\u5728\u745e\u58eb\u6258\u7ba1\u7684\u5355\u4e00\u5e73\u53f0\u4e0a\u5b9e\u73b0\u5165\u804c\u548c\u76d1\u63a7\u63a7\u5236\u6807\u51c6\u5316\uff0c\u4ed6\u4eec\u6bd4\u4f7f\u7528\u5206\u6563\u7cfb\u7edf\u7684\u7ade\u4e89\u5bf9\u624b\u66f4\u5feb\u83b7\u5f97\u65b0\u5e02\u573a\u7684\u76d1\u7ba1\u6279\u51c6\u3002\u4ed6\u4eec\u7684\u5408\u89c4\u56e2\u961f\u901a\u8fc7\u5355\u4e00\u4eea\u8868\u677f\u83b7\u5f97\u4e86\u6240\u6709\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u53ef\u89c6\u6027\uff0c\u4f7f\u4ed6\u4eec\u80fd\u591f\u6709\u6548\u5730\u786e\u4fdd\u5408\u89c4\u6027\uff0c\u800c\u65e0\u9700\u6839\u636e\u5168\u7403\u6269\u5f20\u7684\u6bd4\u4f8b\u6269\u5145\u4eba\u5458\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-frequently-asked-questions\">\u5e38\u89c1\u95ee\u9898<\/h2>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-which-international-standards-should-a-mid-sized-bank-prioritise-first\">\u4e2d\u578b\u94f6\u884c\u5e94\u4f18\u5148\u8003\u8651\u54ea\u4e9b\u56fd\u9645\u6807\u51c6\uff1f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5927\u591a\u6570\u94f6\u884c\u5e94\u4ece\u53cd\u6d17\u94b1\u548c\u5236\u88c1\u65b9\u9762\u7684 FATF \u5efa\u8bae\u3001\u98ce\u9669\u548c\u8d44\u672c\u65b9\u9762\u7684\u5df4\u585e\u5c14\u6846\u67b6\u3001\u6570\u636e\u9690\u79c1\u65b9\u9762\u7684 GDPR \u548c\u745e\u58eb FADP\u3001MiFID II \u6216\u76f8\u5173\u7684\u540c\u7b49\u884c\u4e3a\u89c4\u5219\uff0c\u4ee5\u53ca\u8de8\u5883\u7a0e\u52a1\u62a5\u544a\u65b9\u9762\u7684 CRS \u548c FATCA \u5f00\u59cb\u3002\u8fd9\u4e9b\u90fd\u662f\u6838\u5fc3\u76d1\u7ba1\u8981\u6c42\uff0c\u4e0d\u9075\u5b88\u4f1a\u5e26\u6765\u6700\u4e25\u91cd\u7684\u540e\u679c\uff0c\u4e5f\u662f\u76d1\u7ba1\u673a\u6784\u6700\u5bc6\u5207\u5ba1\u67e5\u7684\u5185\u5bb9\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e00\u65e6\u5177\u5907\u4e86\u8fd9\u4e9b\u57fa\u7840\uff0c\u4f01\u4e1a\u5c31\u53ef\u4ee5\u5c06\u8986\u76d6\u8303\u56f4\u6269\u5927\u5230 ESG \u62ab\u9732\u6807\u51c6\uff0c\u5982 TCFD \u548c EU CSRD\u3001ISO 27001 \u4fe1\u606f\u5b89\u5168\u7ba1\u7406\u6807\u51c6\u548c ISO 37301 \u8d28\u91cf\u7ba1\u7406\u4f53\u7cfb\u5408\u89c4\u65b9\u6cd5\u3002\u8fd9\u4e9b\u9644\u52a0\u6807\u51c6\u53ef\u80fd\u5e76\u975e\u90fd\u662f\u6cd5\u5f8b\u8981\u6c42\u7684\uff0c\u4f46\u6709\u52a9\u4e8e\u5411\u6210\u719f\u7684\u5ba2\u6237\u548c\u4ea4\u6613\u5bf9\u624b\u5c55\u793a\u6210\u719f\u5ea6\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-how-often-should-we-review-our-international-compliance-program\">\u6211\u4eec\u5e94\u8be5\u591a\u4e45\u5ba1\u67e5\u4e00\u6b21\u56fd\u9645\u5408\u89c4\u8ba1\u5212\uff1f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u5168\u9762\u5ba1\u67e5\u901a\u5e38\u5e94\u81f3\u5c11\u6bcf\u5e74\u8fdb\u884c\u4e00\u6b21\uff0c\u5e76\u5728\u51fa\u73b0\u91cd\u5927\u76d1\u7ba1\u53d8\u5316\u3001\u65b0\u4ea7\u54c1\u6216\u8fdb\u5165\u65b0\u56fd\u5bb6\u65f6\u8fdb\u884c\u6709\u9488\u5bf9\u6027\u7684\u66f4\u65b0\u3002\u5e74\u5ea6\u5ba1\u67e5\u5e94\u68c0\u67e5\u653f\u7b56\u3001\u7a0b\u5e8f\u3001\u63a7\u5236\u3001\u6280\u672f\u548c\u57f9\u8bad\uff0c\u4ee5\u786e\u8ba4\u5b83\u4eec\u4e0e\u5f53\u524d\u7684\u76d1\u7ba1\u9884\u671f\u4fdd\u6301\u4e00\u81f4\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4ea4\u6613\u76d1\u63a7\u3001\u5236\u88c1\u7b5b\u67e5\u548c\u6570\u636e\u4fdd\u62a4\u63a7\u5236\u7b49\u9ad8\u98ce\u9669\u9886\u57df\u5e94\u66f4\u9891\u7e41\u5730\u8fdb\u884c\u6d4b\u8bd5\u3002\u901a\u5e38\u7684\u505a\u6cd5\u662f\u6bcf\u5b63\u5ea6\u5bf9\u8fd9\u4e9b\u5173\u952e\u63a7\u5236\u63aa\u65bd\u8fdb\u884c\u4e00\u6b21\u6d4b\u8bd5\uff0c\u5e76\u5c06\u7ed3\u679c\u8bb0\u5f55\u5728 InvestGlass \u7b49\u4e2d\u592e\u7cfb\u7edf\u4e2d\u3002\u516c\u53f8\u7684\u5408\u89c4\u804c\u80fd\u90e8\u95e8\u5e94\u6709\u8ddf\u8e2a\u6d4b\u8bd5\u5b8c\u6210\u60c5\u51b5\u548c\u95ee\u9898\u89e3\u51b3\u60c5\u51b5\u7684\u6307\u6807\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-can-smaller-firms-meet-international-standards-without-a-large-compliance-team\">\u6ca1\u6709\u5e9e\u5927\u7684\u5408\u89c4\u56e2\u961f\uff0c\u89c4\u6a21\u8f83\u5c0f\u7684\u516c\u53f8\u80fd\u5426\u8fbe\u5230\u56fd\u9645\u6807\u51c6\uff1f<\/h3>\n\n\n\n<p class=\"wp-block-paragraph\">\u89c4\u6a21\u8f83\u5c0f\u7684\u516c\u53f8\u5b8c\u5168\u53ef\u4ee5\u901a\u8fc7\u4ee5\u4e0b\u65b9\u5f0f\u8fbe\u5230\u5168\u7403\u6807\u51c6\uff1a\u4e13\u6ce8\u4e8e\u57fa\u4e8e\u98ce\u9669\u7684\u660e\u786e\u653f\u7b56\uff0c\u5728\u5fc5\u8981\u65f6\u5916\u5305\u4e13\u4e1a\u6cd5\u5f8b\u54a8\u8be2\uff0c\u5e76\u4f9d\u9760\u81ea\u52a8\u5316\u6765\u5b8c\u6210\u5165\u804c\u3001\u7b5b\u9009\u548c\u5b9a\u671f\u5ba1\u67e5\u63d0\u9192\u7b49\u91cd\u590d\u6027\u4efb\u52a1\u3002\u5173\u952e\u5728\u4e8e\u4f18\u5148\u8003\u8651\u5f71\u54cd\u8f83\u5927\u7684\u63a7\u5236\u63aa\u65bd\uff0c\u5e76\u5229\u7528\u6280\u672f\u63d0\u9ad8\u7cbe\u5e72\u56e2\u961f\u7684\u6548\u7387\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f7f\u7528\u7ed3\u5408\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u3001KYC 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class=\"wp-block-paragraph\">\u5728\u745e\u58eb\u6258\u7ba1\u6570\u636e\u53ef\u6839\u636e\u745e\u58eb\u6cd5\u5f8b\u83b7\u5f97\u4e25\u683c\u7684\u9690\u79c1\u4fdd\u62a4\uff0c\u5e76\u53d7\u76ca\u4e8e\u8be5\u56fd\u9650\u5236\u653f\u5e9c\u83b7\u53d6\u91d1\u878d\u4fe1\u606f\u7684\u6cd5\u5f8b\u3002\u8fd9\u79cd\u653f\u6cbb\u7a33\u5b9a\u6027\u548c\u6cd5\u5f8b\u4fdd\u62a4\u5bf9\u76d1\u7ba1\u673a\u6784\u548c\u5ba2\u6237\u5f88\u6709\u5438\u5f15\u529b\uff0c\u56e0\u4e3a\u4ed6\u4eec\u62c5\u5fc3\u901a\u8fc7\u7f8e\u56fd\u300a\u4e91\u6cd5\u6848\u300b\u6216\u5176\u4ed6\u53f8\u6cd5\u7ba1\u8f96\u533a\u7684\u7c7b\u4f3c\u673a\u6784\u7b49\u673a\u5236\u8de8\u5883\u8bbf\u95ee\u4ed6\u4eec\u7684\u6570\u636e\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u901a\u8fc7\u5c06\u6570\u636e\u4fdd\u5b58\u5728\u745e\u58eb\u6216\u9884\u7f6e\u73af\u5883\u4e2d\uff0c\u4f01\u4e1a\u901a\u5e38\u53ef\u4ee5\u7b80\u5316\u4e0e\u6b27\u76df\u3001\u4e2d\u4e1c\u6216\u4e9a\u6d32\u76d1\u7ba1\u673a\u6784\u5c31\u4e91\u8ba1\u7b97\u4f7f\u7528\u3001\u5916\u5305\u548c\u6570\u636e\u4f20\u8f93\u98ce\u9669\u8fdb\u884c\u7684\u8ba8\u8bba\u3002\u745e\u58eb\u6258\u7ba1\u670d\u52a1\u63d0\u4f9b\u4e86\u4e00\u4e2a\u7b80\u5355\u660e\u4e86\u7684\u7b54\u6848\uff0c\u53ef\u4ee5\u6ee1\u8db3\u5927\u591a\u6570\u76d1\u7ba1\u673a\u6784\u5bf9\u6570\u636e\u4fdd\u62a4\u7684\u8be2\u95ee\uff0c\u800c\u4e0d\u662f\u53bb\u5904\u7406\u590d\u6742\u7684\u6807\u51c6\u5408\u540c\u6761\u6b3e\u6216\u5145\u5206\u6027\u51b3\u5b9a\u3002.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\" id=\"h-what-should-we-prepare-before-implementing-a-system-like-investglass\">\u5728\u5b9e\u65bd InvestGlass 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Global standards such as GDPR, FATF recommendations, Basel framework, and ISO norms set the baseline, but every local regulator adds specific rules that cannot be [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":32677,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[19,95],"class_list":["post-49100","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-crm","tag-wealth-management"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.6.1 (Yoast SEO v27.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>How to Meet International Compliance Standards? | InvestGlass<\/title>\n<meta name=\"description\" content=\"Learn how to meet international compliance standards effectively and ensure your business stays on the right track.\" \/>\n<meta name=\"robots\" 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