{"id":34423,"date":"2022-08-27T08:23:10","date_gmt":"2022-08-27T06:23:10","guid":{"rendered":"https:\/\/www.investglass.com\/?p=34423"},"modified":"2025-02-24T09:42:44","modified_gmt":"2025-02-24T08:42:44","slug":"%e5%a6%82%e4%bd%95%e5%ae%9e%e6%96%bd%e9%87%91%e8%9e%8d%e6%9c%8d%e5%8a%a1%e7%ae%a1%e7%90%86%e5%b1%80","status":"publish","type":"post","link":"https:\/\/www.investglass.com\/zh\/how-to-implement-finsa\/","title":{"rendered":"\u5982\u4f55\u5b9e\u65bd FINSA\uff1f"},"content":{"rendered":"<p class=\"wp-block-paragraph\"><strong><em><span style=\"text-decoration: underline;\">\u8fd9\u4e0d\u662f\u6cd5\u5f8b\u5efa\u8bae--\u8bf7\u54a8\u8be2\u60a8\u81ea\u5df1\u7684\u6cd5\u5f8b\u987e\u95ee\u3002.<\/span><\/em><\/strong><\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u81ea 2018 \u5e74 1 \u6708 1 \u65e5\u8d77\uff0c\u300a\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\u5728\u745e\u58eb\u751f\u6548\uff08\u8054\u90a6\u59d4\u5458\u4f1a\u5c06\u89c4\u8303\u65b0\u7684\u7ec6\u8282\uff09\u3002\u65b0\u6cd5\u53d6\u4ee3\u4e86\u65e7\u7684\u300a\u94f6\u884c\u6cd5\u300b\uff0c\u5bf9\u745e\u58eb\u6240\u6709\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u8fdb\u884c\u76d1\u7ba1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u91d1\u878d\u670d\u52a1\u7ba1\u7406\u5c40\uff08FinSA\uff09\u7684\u4e3b\u8981\u76ee\u7684\u662f\u4fdd\u62a4\u6d88\u8d39\u8005\uff0c\u786e\u4fdd\u53ea\u6709\u5408\u683c\u548c\u4fe1\u8a89\u826f\u597d\u7684\u4f9b\u5e94\u5546\u624d\u80fd\u5728\u745e\u58eb\u63d0\u4f9b\u91d1\u878d\u670d\u52a1\u3002\u8981\u5728\u745e\u58eb\u4f5c\u4e3a\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5f00\u5c55\u4e1a\u52a1\uff0c\u60a8\u73b0\u5728\u5fc5\u987b\u83b7\u5f97\u745e\u58eb\u91d1\u878d\u76d1\u7ba1\u673a\u6784 FINMA \u9881\u53d1\u7684\u8bb8\u53ef\u8bc1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u00a0<a href=\"https:\/\/www.finma.ch\/en\/documentation\/legal-basis\/laws-and-ordinances\/finanzdienstleistungen\/?utm_source=chatgpt.com\">\u82ac\u5170\u91d1\u878d\u7ba1\u7406\u5c40<\/a>, \u5927\u7ea6\u00a0<strong>2,000 - 2,500<\/strong>\u00a0\u81ea 2020 \u5e74\u5b9e\u65bd FinSA \u6cd5\u89c4\u4ee5\u6765\uff0c\u745e\u58eb\u7684\u91d1\u878d\u516c\u53f8\u53d7\u5230\u4e86\u8be5\u6cd5\u89c4\u7684\u5f71\u54cd\u3002\u622a\u81f3 2022 \u5e74\uff0c\u8d85\u8fc7\u00a0<strong>1,500 \u540d\u8d22\u52a1\u987e\u95ee<\/strong>\u00a0\u5df2\u5728\u00a0<strong>\u8d22\u52a1\u987e\u95ee\u6ce8\u518c\uff08Beraterregister\uff09<\/strong>\u00a0\u4ee5\u7b26\u5408\u65b0\u8981\u6c42\u3002\u7ba1\u7406\u8d44\u4ea7\u8d85\u8fc7\u00a0<strong>1,000 \u4e07\u745e\u58eb\u6cd5\u90ce<\/strong>\u00a0(\u7ea6 1,120 \u4e07\u7f8e\u5143\uff09\u5fc5\u987b\u83b7\u5f97\u91d1\u878d\u7ba1\u7406\u5c40\u7684\u8bb8\u53ef\u3002\u4e0d\u9075\u5b88\u91d1\u878d\u670d\u52a1\u7ba1\u7406\u5c40\u7684\u89c4\u5b9a\uff0c\u6700\u9ad8\u53ef\u88ab\u5904\u4ee5\u00a0<strong>500 000 \u745e\u58eb\u6cd5\u90ce<\/strong>\u00a0(\u7ea6 56 \u4e07\u7f8e\u5143\uff09\u3002\u6b64\u5916\uff0c\u8be5\u6761\u4f8b\u8fd8\u52a0\u5f3a\u4e86\u5bf9\u6295\u8d44\u8005\u7684\u4fdd\u62a4\uff0c\u4ee5\u4fdd\u62a4\u6295\u8d44\u8005\u7684\u5229\u76ca\u3002\u00a0<strong>450 \u4e07\u6563\u6237\u6295\u8d44\u8005<\/strong>\u00a0\u901a\u8fc7\u786e\u4fdd\u63d0\u9ad8\u91d1\u878d\u4ea7\u54c1\u548c\u670d\u52a1\u7684\u900f\u660e\u5ea6\uff0c\u4fc3\u8fdb\u745e\u58eb\u7684\u91d1\u878d\u53d1\u5c55\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u53ea\u6709\u7b26\u5408\u4e25\u683c\u8d44\u683c\u8981\u6c42\u5e76\u9075\u5b88\u4e25\u683c\u89c4\u7ae0\u5236\u5ea6\u7684\u4f9b\u5e94\u5546\u624d\u80fd\u83b7\u5f97 FINMA \u9881\u53d1\u7684\u8bb8\u53ef\u8bc1\u3002\u8fd9\u5bf9\u5ba2\u6237\u610f\u5473\u7740\u4ec0\u4e48\uff1f <a href=\"https:\/\/www.investglass.com\/zh\/%e9%93%b6%e8%a1%8c%e5%a6%82%e4%bd%95%e5%88%a9%e7%94%a8-chatgpt-%e5%92%8c%e6%9c%ba%e5%99%a8%e4%ba%ba%e6%b5%81%e7%a8%8b%e8%87%aa%e5%8a%a8%e5%8c%96-rpa\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"1099\">\u5c06\u8be5\u94f6\u884c\u6d41\u7a0b\u81ea\u52a8\u5316<\/a>?<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"576\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0-1024x576.jpg\" alt=\"\" class=\"wp-image-34427\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0-1024x576.jpg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0-300x169.jpg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0-768x432.jpg 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0-1536x864.jpg 1536w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/pe_gzj5uvz0.jpg 1600w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure>\n\n\n\n<p class=\"wp-block-paragraph\">\u9996\u5148\uff0cFINSA \u7684\u5efa\u7acb\u662f\u4e3a\u4e86\u63d0\u9ad8\u4fe1\u4efb\u5ea6......\u5ba2\u6237\u53ef\u4ee5\u653e\u5fc3\uff0c\u53ea\u6709\u83b7\u5f97\u8bb8\u53ef\u7684\u4f9b\u5e94\u5546\u624d\u6709\u6743\u5728\u745e\u58eb\u63d0\u4f9b\u91d1\u878d\u670d\u52a1\u3002\u6240\u6709\u4ece\u745e\u58eb\u91d1\u878d\u7ba1\u7406\u5c40\uff08FINMA\uff09\u83b7\u5f97\u6267\u7167\u7684\u670d\u52a1\u63d0\u4f9b\u5546\u90fd\u8981\u63a5\u53d7\u5b9a\u671f\u68c0\u67e5\uff0c\u4ee5\u786e\u4fdd\u9075\u5b88 FinSA \u7684\u89c4\u5b9a\u3002\u5ba2\u6237\u5728\u4e0e\u6301\u724c\u673a\u6784\u8fdb\u884c\u4ea4\u6613\u65f6\uff0c\u53ef\u4ee5\u786e\u4fe1\u81ea\u5df1\u662f\u5728\u4e0e\u4e00\u5bb6\u4fe1\u8a89\u826f\u597d\u7684\u673a\u6784\u8fdb\u884c\u4ea4\u6613\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\u9002\u7528\u4e8e\u745e\u58eb\u7684\u6240\u6709\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u3002\u8fd9\u5305\u62ec\u94f6\u884c\u3001\u4fdd\u9669\u516c\u53f8\u3001\u8d44\u4ea7\u7ba1\u7406\u516c\u53f8\u4ee5\u53ca\u5176\u4ed6\u4efb\u4f55\u5411\u6d88\u8d39\u8005\u63d0\u4f9b\u91d1\u878d\u670d\u52a1\u7684\u516c\u53f8\u3002. <\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u94f6\u884c\u5728\u5176 FinSA \u7f51\u7ad9\u4e0a\u63d0\u4f9b\u4fe1\u606f\uff0c\u4ecb\u7ecd\u300a\u745e\u58eb\u8054\u90a6\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\u7684\u6700\u65b0\u8981\u6c42\uff0c\u4ee5\u53ca\u94f6\u884c\u4e3a\u4ece 2022 \u5e74 1 \u6708 1 \u65e5\u8d77\u5c06\u8fd9\u4e9b\u8981\u6c42\u4ed8\u8bf8\u5b9e\u65bd\u800c\u91c7\u53d6\u7684\u63aa\u65bd\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u672c\u6587\u5c06\u4ecb\u7ecd FinSa \u7684\u4e3b\u8981\u65b9\u9762\uff0c\u4ee5\u53ca InvestGlass CRM \u548c PMS \u5982\u4f55\u89e3\u51b3\u8fd9\u4e9b\u6311\u6218\u3002. <\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-financial-sercices-act-finsa-definitions\">\u91d1\u878d\u670d\u52a1\u6cd5 FinSa - \u5b9a\u4e49<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u300a\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff0c\u91d1\u878d\u670d\u52a1\u662f\u6307<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u83b7\u53d6\u6216\u5904\u7f6e\u91d1\u878d\u5de5\u5177\uff1b;<\/li>\n\n\n\n<li>\u63a5\u6536\u548c\u4f20\u9001\u91d1\u878d\u5de5\u5177\u8ba2\u5355\uff1b;<\/li>\n\n\n\n<li>\u7ba1\u7406\u91d1\u878d\u5de5\u5177\u548c\u81ea\u7531\u88c1\u91cf\u6743 <a data-wpil-monitor-id=\"451\" href=\"https:\/\/www.investglass.com\/zh\/%e7%ae%a1%e7%90%86%e6%8a%95%e8%b5%84%e7%bb%84%e5%90%88\/\" target=\"_blank\" rel=\"noopener\">\u6295\u8d44\u7ec4\u5408\u7ba1\u7406<\/a> \u4e5f\u79f0\u4e3a\u96c6\u4e2d\u7ba1\u7406\uff1b;<\/li>\n\n\n\n<li>\u53d1\u5e03\u6709\u5173\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u7684\u4e2a\u4eba\u5efa\u8bae\uff0c\u6211\u4eec\u79f0\u4e4b\u4e3a\u6295\u8d44\u5efa\u8bae\uff1b;<\/li>\n\n\n\n<li>\u53d1\u653e\u8d37\u6b3e\uff0c\u4e3a\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u6216\u4f26\u5df4\u7b2c\u8d37\u6b3e\u63d0\u4f9b\u8d44\u91d1\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u91d1\u878d\u5de5\u5177\u662f\u4e00\u79cd\u8bc1\u5238\u6216\u5176\u4ed6\u5408\u540c\u6743\u5229\u6216\u4e49\u52a1\uff0c\u8d4b\u4e88\u6301\u6709\u4eba\u5bf9\u4e00\u9879\u6216\u591a\u9879\u57fa\u7840\u8d44\u4ea7\u7684\u7ecf\u6d4e\u5229\u76ca\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4ea4\u6613\u6307\u4ee4\u4f20\u8f93\u662f\u6307\u60a8\u4ee3\u8868\u4ed6\u4eba\u4e70\u5165\u6216\u5356\u51fa\u8bc1\u5238\u3002\u8fd9\u5305\u62ec\u5411\u91d1\u878d\u673a\u6784\u4e0b\u8fbe\u4ee3\u8868\u4ed6\u4eba\u4e70\u5165\u6216\u5356\u51fa\u8bc1\u5238\u7684\u6307\u4ee4\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e2a\u4eba\u7406\u8d22\u5efa\u8bae\u662f\u5411\u4e2a\u4eba\u6295\u8d44\u8005\u63d0\u4f9b\u7684\u6295\u8d44\u5efa\u8bae\u3002\u91cd\u8981\u7684\u662f\u8981\u8bb0\u4f4f\uff0c\u4e2a\u4eba\u7406\u8d22\u5efa\u8bae\u53ea\u80fd\u7531\u5408\u683c\u7684\u6ce8\u518c\u6295\u8d44\u987e\u95ee\u63d0\u4f9b\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4f26\u5df4\u7b2c\u8d37\u6b3e\u662f\u4e3a\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u63d0\u4f9b\u8d44\u91d1\u7684\u8d37\u6b3e\u3002\u8fd9\u7c7b\u8d37\u6b3e\u901a\u5e38\u53d1\u653e\u7ed9\u4fe1\u7528\u8bb0\u5f55\u826f\u597d\u7684\u4e2a\u4eba\u6216\u4f01\u4e1a\u3002\u4f26\u5df4\u5fb7\u8d37\u6b3e\u662f\u4e00\u79cd\u77ed\u671f\u8d37\u6b3e\uff0c\u5229\u7387\u901a\u5e38\u9ad8\u4e8e\u5176\u4ed6\u7c7b\u578b\u7684\u8d37\u6b3e\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"576\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm-1024x576.jpg\" alt=\"\u68d5\u8272\u6728\u677f\u4e0a\u7684\u4f4f\u623f\u8d37\u6b3e\u533a\u5757\" class=\"wp-image-34428\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm-1024x576.jpg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm-300x169.jpg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm-768x432.jpg 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm-1536x864.jpg 1536w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/ohs6jmpuunm.jpg 1600w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-and-financial-instruments-financial-services-are-regulated-with-finsa\">\u91d1\u878d\u5de5\u5177\u548c\u91d1\u878d\u670d\u52a1\u53d7 FinSA \u76d1\u7ba1\uff1a<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u80a1\u6743\u8bc1\u5238\uff08\u80a1\u7968\u3001\u7b49\u540c\u4e8e\u80a1\u7968\u7684\u8bc1\u5238\uff0c\u5982\u8d4b\u4e88\u6301\u6709\u4eba\u5206\u7ea2\u6743\u548c\/\u6216\u6295\u7968\u6743\u7684\u53c2\u80a1\u51ed\u8bc1\uff0c\u6216\u53ef\u8f6c\u6362\u4e3a\u80a1\u6743\u8bc1\u5238\u7684\u8bc1\u5238\uff09\uff1b;<\/li>\n\n\n\n<li>\u503a\u52a1\u5de5\u5177\uff1a\u672a\u88ab\u5f52\u7c7b\u4e3a\u80a1\u6743\u8bc1\u5238\u7684\u8bc1\u5238\uff1b;<\/li>\n\n\n\n<li>\u96c6\u4f53\u6295\u8d44\u8ba1\u5212\u7684\u5355\u4f4d\uff1b;<\/li>\n\n\n\n<li>\u7ed3\u6784\u6027\u4ea7\u54c1\uff1b;<\/li>\n\n\n\n<li>\u884d\u751f\u4ea7\u54c1\uff1b;<\/li>\n\n\n\n<li>\u79c1\u4eba\u6295\u8d44\u7ed3\u6784\uff1b;<\/li>\n\n\n\n<li>\u8d4e\u56de\u4ef7\u503c\u6216\u5229\u7387\u53d6\u51b3\u4e8e\u98ce\u9669\u6216\u4ef7\u683c\u7684\u5b58\u6b3e\uff0c\u4e0d\u5305\u62ec\u5229\u7387\u4e0e\u5229\u7387\u6307\u6570\u6302\u94a9\u7684\u5b58\u6b3e\uff1b;<\/li>\n\n\n\n<li>\u503a\u5238\uff1a\u53d7\u7edf\u4e00\u6761\u4ef6\u9650\u5236\u7684\u6574\u4f53\u8d37\u6b3e\u4e2d\u7684\u5355\u4f4d\u3002.<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-how-the-financial-service-provider-will-inform-their-customers\">\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5982\u4f55\u901a\u77e5\u5ba2\u6237\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u745e\u58eb\u8054\u90a6\u91d1\u878d\u670d\u52a1\u6cd5\u300b\u89c4\u5b9a\u7684\u5927\u90e8\u5206\u4e49\u52a1\u4e0d\u9002\u7528\u4e8e\u673a\u6784\u5ba2\u6237\u3002\u4e13\u4e1a\u7ecf\u9a8c\u548c\u53d7\u6ce8\u518c\u673a\u6784\u76d1\u7ba1\u7684\u4e1a\u52a1\u4e3a\u94f6\u884c\u63d0\u4f9b\u4e86\u4fdd\u969c\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u96f6\u552e\u5ba2\u6237\u800c\u8a00\uff0c\u5ba2\u6237\u4fdd\u62a4\u66f4\u4e3a\u91cd\u8981\u3002\u5ba1\u614e\u76d1\u7ba1\u88ab\u7eb3\u5165\u94f6\u884c\u53d1\u5e03\u5e76\u53d1\u9001\u7ed9\u96f6\u552e\u5ba2\u6237\u7684\u6587\u4ef6\u4e2d\u3002\u54a8\u8be2\u4eba\u5458\u3001\u94f6\u884c\u5bb6\u548c\u5408\u89c4\u4eba\u5458\u8fd8\u53ef\u4f7f\u7528\u5305\u542b\u6240\u6709\u76f8\u5173\u4fe1\u606f\u7684\u4eea\u8868\u76d8\uff0c\u5ba1\u67e5\u4e0d\u7b26\u5408\u5ba2\u6237\u4fdd\u62a4\u9608\u503c\u7684\u6295\u8d44\u7ec4\u5408\u3002InvestGlass \u53ef\u751f\u6210\u8fd9\u4e9b\u6587\u4ef6\u5e76\u81ea\u52a8\u53d1\u51fa\u8b66\u544a\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"768\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-riskindicator.jpeg\" alt=\"\" class=\"wp-image-32690\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-riskindicator.jpeg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-riskindicator-300x225.jpeg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-riskindicator-768x576.jpeg 768w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u98ce\u9669\u68c0\u6d4b<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-general-information-and-financial-institutions-acts-should-be-disclosed\">\u5e94\u62ab\u9732\u7684\u4e00\u822c\u4fe1\u606f\u548c\u91d1\u878d\u673a\u6784\u884c\u4e3a<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u94f6\u884c\u548c\u7ecf\u7eaa\u4eba\u5fc5\u987b\u8bb0\u5f55\u5e76\u663e\u793a\u745e\u58eb\u5bf9\u4ed6\u4eec\u7684\u76d1\u7ba1\u60c5\u51b5 <a href=\"https:\/\/www.investglass.com\/zh\/5-%e7%a7%8d%e6%9c%80%e6%9c%89%e6%95%88%e7%9a%84%e9%87%91%e8%9e%8d%e6%9c%8d%e5%8a%a1%e8%90%a5%e9%94%80%e6%8a%80%e5%b7%a7\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"452\">\u91d1\u878d\u5e02\u573a<\/a> \u76d1\u7ba1\u673a\u6784 \u201cFINMA\"\u3002\u6b32\u4e86\u89e3\u66f4\u591a\u4fe1\u606f\uff0c\u8bf7\u8bbf\u95ee Laupenstrasse 27, CH-3003 Berne, Switzerland \u6216\u5176\u7f51\u7ad9 www.finma.ch\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-financial-services-under-the-swiss-financial-services-act-finsa\">\u745e\u58eb\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\u89c4\u5b9a\u7684\u91d1\u878d\u670d\u52a1<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u7136\u540e\uff0c\u91d1\u878d\u673a\u6784\u5e94\u4ecb\u7ecd\u5411\u96f6\u552e\u5ba2\u6237\u3001\u79c1\u4eba\u5ba2\u6237\u3001\u673a\u6784\u5ba2\u6237\u3001\u4e13\u4e1a\u5ba2\u6237\u548c\u5916\u56fd\u5ba2\u6237\u63d0\u4f9b\u7684\u670d\u52a1\u3002\u4f8b\u5982\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u5168\u6743\u59d4\u6258\u7ba1\u7406--\u5ba2\u6237\u7684\u8d44\u4ea7\u5c06\u901a\u8fc7\u793a\u8303\u6295\u8d44\u7ec4\u5408\u5de5\u5177\u8fdb\u884c\u7ba1\u7406\u3002\u6295\u8d44\u548c\u518d\u5e73\u8861\u7684\u7a0b\u5e8f\u662f\u6807\u51c6\u5316\u7684\u3002.<\/li>\n\n\n\n<li>\u6574\u4e2a\u6295\u8d44\u7ec4\u5408\u7684\u6295\u8d44\u54a8\u8be2\u59d4\u6258\u662f\u6307\u91d1\u878d\u673a\u6784\u540c\u610f\u4e3a\u5ba2\u6237\u505a\u51fa\u6240\u6709\u6295\u8d44\u51b3\u7b56\u3002\u8fd9\u5305\u62ec\u51b3\u5b9a\u8d2d\u4e70\u6216\u51fa\u552e\u54ea\u4e9b\u8bc1\u5238\uff0c\u4ee5\u53ca\u4f55\u65f6\u505a\u51fa\u8fd9\u4e9b\u51b3\u5b9a\u3002\u4ea4\u6613\u54a8\u8be2\u59d4\u6258\u662f\u6307\u91d1\u878d\u673a\u6784\u540c\u610f\u4e3a\u5ba2\u6237\u63d0\u4f9b\u7279\u5b9a\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u7684\u5efa\u8bae\u3002\u5728\u8fd9\u91cc\uff0c\u54a8\u8be2\u90e8\u95e8\u53ef\u4ee5\u76f4\u63a5\u4ece\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u5b57\u6bb5\u4e2d\u6536\u96c6\u4fe1\u606f\uff0c\u5e76\u8fdb\u884c FINSA \u5206\u7c7b\uff0c\u4ee5\u68c0\u6d4b\u9002\u5408\u6027\u548c\u9002\u5f53\u7684\u4e0d\u517c\u5bb9\u6027\u3002\u5982\u679c\u5ba2\u6237\u63a5\u53d7\uff0c\u987e\u95ee\u53ef\u4ee5\u5e94\u7528\u4e00\u4e9b\u6211\u4eec\u79f0\u4e4b\u4e3a \"\u8986\u76d6 \"\u7684\u4f8b\u5916\u60c5\u51b5\u3002\u8fd9\u4e9b\u8986\u76d6\u4fe1\u606f\u5c06\u88ab\u6536\u96c6\u5e76\u8bb0\u5f55\u5728 \"\u8054\u7cfb\u62a5\u544a \"\u4e2d\u3002.<\/li>\n\n\n\n<li>\u9664\u4e2a\u4eba\u7406\u8d22\u5efa\u8bae\u5916\uff0c\u63d0\u4f9b\u5176\u4ed6\u670d\u52a1\uff08\u5982\u63a5\u6536\u548c\u4f20\u9001\u8bc1\u5238\u8ba2\u5355\uff09\u7684\u91d1\u878d\u673a\u6784\u5fc5\u987b\u5411\u5ba2\u6237\u62ab\u9732\u8fd9\u4e9b\u4fe1\u606f\u3002\u672c\u624b\u518c\u6982\u8ff0\u4e86\u300a\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\u4ee5\u53ca\u94f6\u884c\u5c06\u5982\u4f55\u9075\u5b88\u65b0\u6cd5\u89c4\u3002.<\/li>\n\n\n\n<li>\u4f26\u5df4\u7b2c\u8d37\u6b3e\u662f\u4e00\u79cd\u77ed\u671f\u8d37\u6b3e\uff0c\u5229\u7387\u901a\u5e38\u9ad8\u4e8e\u5176\u4ed6\u7c7b\u578b\u7684\u8d37\u6b3e\u3002.<\/li>\n<\/ul>\n\n\n<div class=\"wp-block-image\">\n<figure class=\"aligncenter size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"421\" height=\"207\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/appro_12ud7hs.png\" alt=\"\" class=\"wp-image-34431\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/appro_12ud7hs.png 421w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/appro_12ud7hs-300x148.png 300w\" sizes=\"(max-width: 421px) 100vw, 421px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u9002\u5f53\u6027\u68c0\u6d4b<\/figcaption><\/figure>\n<\/div>\n\n\n<h2 class=\"wp-block-heading\" id=\"h-who-is-the-mediation-body-of-the-financial-services-act\">\u8c01\u662f\u91d1\u878d\u670d\u52a1\u6cd5\u7684\u8c03\u89e3\u673a\u6784\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u6295\u8d44\u8005\u53ef\u81ea\u7531\u8054\u7cfb\u745e\u58eb\u94f6\u884c\u76d1\u5bdf\u4e13\u5458\u3002\u94f6\u884c\u96b6\u5c5e\u7684\u8c03\u89e3\u673a\u6784\u4f4d\u4e8e\u82cf\u9ece\u4e16\u73ed\u970d\u592b\u5e7f\u573a 9 \u53f7\uff0c\u90ae\u653f\u4fe1\u7bb1\uff0cCH-8021\uff0c\u5373\u76d1\u5bdf\u5458\u529e\u516c\u5ba4\u3002\u8c03\u89e3\u7a0b\u5e8f\u4ee5\u53ca\u6240\u6709\u76f8\u5173\u4fe1\u606f\u53ef\u5728\u4ee5\u4e0b\u7f51\u7ad9 www.bankingombudsman.ch \u4e0a\u627e\u5230\u3002\u4ed6\u4eec\u8d1f\u8d23\u8c03\u89e3\u7a0b\u5e8f\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-which-client-segmentation-is-defined\">\u5b9a\u4e49\u4e86\u54ea\u4e9b\u5ba2\u6237\u7ec6\u5206\uff1f<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u300a\u745e\u58eb\u8054\u90a6\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff0c\u4f5c\u4e3a\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u7684\u94f6\u884c\u548c\u7ecf\u7eaa\u4eba\u5fc5\u987b\u5c06\u5176\u6bcf\u4e00\u4f4d\u5ba2\u6237\u5f52\u5165\u4ee5\u4e0b\u4e09\u4e2a\u90e8\u5206\u4e4b\u4e00\uff1a<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u79c1\u4eba\u5ba2\u6237\u901a\u5e38\u88ab\u79f0\u4e3a\u96f6\u552e\u5ba2\u6237\u3001,<\/li>\n\n\n\n<li>\u4e13\u4e1a\u5ba2\u6237\u6216\u673a\u6784\u6295\u8d44\u8005<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u8fd9\u79cd\u5206\u7c7b\u662f\u6839\u636e\u4ee5\u4e0b\u539f\u5219\u8fdb\u884c\u7684\uff1a&nbsp;<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>\u79c1\u4eba\u5ba2\u6237\u65e2\u4e0d\u662f\u4e13\u4e1a\u6295\u8d44\u8005\uff0c\u4e5f\u4e0d\u662f\u673a\u6784\u6295\u8d44\u8005\uff1b;<\/li>\n\n\n\n<li>\u4e13\u4e1a\u5ba2\u6237\u662f\u6307\u5728\u91d1\u878d\u9886\u57df\u62e5\u6709\u4e30\u5bcc\u77e5\u8bc6\u548c\u7ecf\u9a8c\u7684\u5ba2\u6237\uff0c\u5982\u62e5\u6709\u4e13\u4e1a\u8d22\u52a1\u4e1a\u52a1\u7684\u516c\u53f8\u3001\u804c\u4e1a\u517b\u8001\u91d1\u673a\u6784\u548c\u516c\u5171\u6cd5\u5f8b\u673a\u6784\uff1b;<\/li>\n\n\n\n<li>\u673a\u6784\u5ba2\u6237\u662f\u6307\u94f6\u884c\u3001\u96c6\u4f53\u6295\u8d44\u8ba1\u5212\u3001\u4fdd\u9669\u516c\u53f8\u548c\u5176\u4ed6\u53d7\u745e\u58eb\u6216\u56fd\u5916\u5ba1\u614e\u76d1\u7ba1\u7684\u91d1\u878d\u4e2d\u4ecb\u673a\u6784\u7b49\u5ba2\u6237\uff0c\u7531\u4e8e\u5176\u5730\u4f4d\u3001\u7ed3\u6784\u548c\u8d22\u52a1\u8d44\u6e90\uff0c\u8fd9\u4e9b\u5ba2\u6237\u88ab\u8ba4\u4e3a\u5728\u91d1\u878d\u9886\u57df\u5177\u6709\u9ad8\u5ea6\u7684\u590d\u6742\u6027\u3002.<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">\u5404\u5bb6\u94f6\u884c\u7684\u5b9a\u4e49\u53ef\u80fd\u7565\u6709\u4e0d\u540c\u3002\u4e13\u4e1a\u5ba2\u6237\u88ab\u89c6\u4e3a\u6210\u719f\u7684\u6295\u8d44\u8005\uff0c\u7531\u4e8e\u5176\u77e5\u8bc6\u548c\u7ecf\u9a8c\u6c34\u5e73\u4ee5\u53ca\u627f\u53d7\u7ecf\u6d4e\u635f\u5931\u7684\u80fd\u529b\uff0c\u5176\u6295\u8d44\u8005\u4fdd\u62a4\u6c34\u5e73\u4f4e\u4e8e\u96f6\u552e\u5ba2\u6237\u3002.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6839\u636e\u300a\u91d1\u878d\u670d\u52a1\u6cd5\u300b\uff08FinSA\uff09\uff0c\u79c1\u4eba\u5ba2\u6237\u4eab\u6709\u6700\u9ad8\u7ea7\u522b\u7684\u4fdd\u62a4\u3002\u4ed6\u4eec\u88ab\u5b9a\u4e49\u4e3a\u65e2\u975e\u4e13\u4e1a\u6295\u8d44\u8005\u4e5f\u975e\u673a\u6784\u6295\u8d44\u8005\u7684\u5ba2\u6237\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e13\u4e1a\u5ba2\u6237\u6216\u673a\u6784\u5ba2\u6237\u4fdd\u62a4\u6c34\u5e73\u7684\u964d\u4f4e\u548c\u5206\u7c7b\u7684\u6539\u53d8\u6b63\u5728\u6539\u53d8\u5ba2\u6237\u4fdd\u62a4\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u88ab\u5f52\u7c7b\u4e3a\u79c1\u4eba\u6216\u4e13\u4e1a\u4eba\u5458\u7684\u5ba2\u6237\u5e0c\u671b\u88ab\u5f52\u7c7b\u5230\u63d0\u4f9b\u8f83\u4f4e\u6c34\u5e73\u4fdd\u62a4\u7684\u90e8\u5206\uff0c\u5e76\u4e14\u4ed6\u4eec\u6ee1\u8db3\u8fd9\u65b9\u9762\u89c4\u5b9a\u7684\u6761\u4ef6\uff0c\u4ed6\u4eec\u5e94\u901a\u77e5\u5176\u94f6\u884c\u6216\u9500\u552e\u4eba\u5458\u3002\u94f6\u884c\u6216\u9500\u552e\u4eba\u5458\u5c06\u5411\u4ed6\u4eec\u63d0\u4f9b\u4e00\u4efd\u9009\u62e9\u9000\u51fa\u5206\u7c7b\u7684\u8868\u683c\u3002\u8fd9\u5c06\u5f71\u54cd\u4fdd\u9669\u7684\u9002\u5408\u6027\u548c\u9002\u5f53\u6027\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e6%8a%95%e8%b5%84%e7%bb%84%e5%90%88%e5%8e%8b%e5%8a%9b%e6%b5%8b%e8%af%95\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"453\">\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u6d4b\u8bd5<\/a> \u5de5\u5177\u548c\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u4e92\u52a8\u4e5f\u4f1a\u6709\u6240\u4e0d\u540c\u3002.&nbsp;<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"768\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-crm.jpeg\" alt=\"\" class=\"wp-image-32677\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-crm.jpeg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-crm-300x225.jpeg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-crm-768x576.jpeg 768w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass CRM<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-verification-of-suitability-and-appropriateness-is-the-core-added-value-of-the-investglass-swiss-cloud-solution\">\u9a8c\u8bc1\u9002\u7528\u6027\u548c\u9002\u5f53\u6027\u662f InvestGlass \u745e\u58eb\u4e91\u89e3\u51b3\u65b9\u6848\u7684\u6838\u5fc3\u9644\u52a0\u503c<\/h2>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-\"><\/h2>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-discretionary-asset-management-mandates\">\u5168\u6743\u8d44\u4ea7\u7ba1\u7406\u4efb\u52a1<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u5ba2\u6237\u6388\u4e88\u94f6\u884c\u5168\u6743\u8d44\u4ea7\u7ba1\u7406\u59d4\u6258\uff0c\u94f6\u884c\u5e94\u786e\u4fdd <em>\u6295\u8d44\u7b56\u7565<\/em> \u6839\u636e\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\uff0c\u5ba2\u6237\u6240\u9009\u62e9\u7684\u57fa\u91d1\u662f\u5426\u5408\u9002\u3002\u98ce\u9669\u72b6\u51b5\u662f\u53cc\u65b9\u5173\u7cfb\u4e2d\u7684\u4e00\u4e2a\u5173\u952e\u56e0\u7d20\uff0c\u5b83\u4ee5\u5ba2\u6237\u63d0\u4f9b\u7684\u6709\u5173\u5176\u4e2a\u4eba\u60c5\u51b5\u3001\u6295\u8d44\u76ee\u6807\u548c\u98ce\u9669\u504f\u597d\u7684\u4fe1\u606f\u4e3a\u57fa\u7840\u3002\u5b83\u4f7f\u94f6\u884c\u80fd\u591f\u4e86\u89e3\u5ba2\u6237\u7684\u9700\u6c42\uff0c\u5e76\u63a8\u8350\u6700\u7b26\u5408\u8fd9\u4e9b\u9700\u6c42\u7684\u6295\u8d44\u7b56\u7565\u3002\u56e0\u6b64\uff0c\u5ba2\u6237\u63d0\u4f9b\u5b8c\u6574\u51c6\u786e\u7684\u4fe1\u606f\u81f3\u5173\u91cd\u8981\u3002\u94f6\u884c\u4e0e\u5ba2\u6237\u4e00\u8d77\u5b9a\u671f\u5ba1\u67e5\u98ce\u9669\u72b6\u51b5\u3002\u8fd9\u4e9b\u9002\u5408\u6027\u8981\u7d20\u9996\u5148\u7531 InvetGlass \u6570\u5b57\u8bb0\u5f55\u8868\u8bb0\u5f55\uff0c\u8be5\u8bb0\u5f55\u8868\u5c06\u6240\u6709\u7ed3\u679c\u8bb0\u5f55\u5728\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\uff08CRM\uff09\u4e2d\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"799\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/edit-custom_ztqvqh-1-1024x799.png\" alt=\"\" class=\"wp-image-34432\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/edit-custom_ztqvqh-1-1024x799.png 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/edit-custom_ztqvqh-1-300x234.png 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/edit-custom_ztqvqh-1-768x599.png 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/edit-custom_ztqvqh-1.png 1118w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass CRM \u4e13\u4e3a FINSA \u81ea\u52a8\u5316\u800c\u6253\u9020<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-advisory-mandates-for-an-entire-portfolio\">\u6574\u4e2a\u6295\u8d44\u7ec4\u5408\u7684\u54a8\u8be2\u4efb\u52a1<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u4e8e\u6574\u4e2a\u6295\u8d44\u7ec4\u5408\u7684\u54a8\u8be2\u59d4\u6258\uff0c\u94f6\u884c\u786e\u4fdd\u6295\u8d44\u6218\u7565\u4e0e\u5168\u6743\u8d44\u4ea7\u7ba1\u7406\u59d4\u6258\u76f8\u540c\u3002.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u4e8e\u6240\u6709\u4e0e\u94f6\u884c\u63d0\u4f9b\u7684\u91d1\u878d\u5de5\u5177\u6709\u5173\u7684\u6295\u8d44\u5efa\u8bae\uff0c\u94f6\u884c\u9996\u5148\u4f1a\u68c0\u67e5\u8be5\u91d1\u878d\u5de5\u5177\u662f\u5426\u9002\u5408\u6240 \u5546\u5b9a\u7684\u6295\u8d44\u7b56\u7565\uff0c\u5176\u6b21\u4f1a\u68c0\u67e5\u5ba2\u6237\u662f\u5426\u6709\u8db3\u591f\u7684\u77e5\u8bc6\u6765\u4e86\u89e3\u4e0e\u76f8\u5173\u91d1\u878d\u5de5\u5177\u6709\u5173\u7684\u98ce\u9669\uff08\u9002\u5f53 \u6027\u9a8c\u8bc1\uff09\u3002\u5fc5\u8981\u65f6\uff0c\u5982\u679c\u91d1\u878d\u5de5\u5177\u4e0d\u9002\u5408\u5ba2\u6237\u7684\u5177\u4f53\u60c5\u51b5\uff0c\u94f6\u884c\u4f1a\u5411\u5ba2\u6237\u53d1\u51fa\u8b66\u544a\u3002\u8fd9\u4e9b\u56e0\u7d20\u7531 <a href=\"https:\/\/www.investglass.com\/zh\/%e5%a6%82%e4%bd%95%e5%88%9b%e5%8a%9e%e8%87%aa%e5%b7%b1%e7%9a%84%e7%a7%81%e4%ba%ba%e9%93%b6%e8%a1%8c\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"454\">\u79c1\u4eba\u94f6\u884c<\/a> \u5ba2\u6237.<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"768\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-healthcheck-portfolio.jpeg\" alt=\"\" class=\"wp-image-32682\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-healthcheck-portfolio.jpeg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-healthcheck-portfolio-300x225.jpeg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-healthcheck-portfolio-768x576.jpeg 768w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u5065\u5eb7\u68c0\u67e5<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-advisory-transaction-mandates\">\u54a8\u8be2\u4ea4\u6613\u4efb\u52a1<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5bf9\u4e8e\u5ba2\u6237\u5c31\u94f6\u884c\u63d0\u4f9b\u7684\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u63d0\u51fa\u7684\u5efa\u8bae\uff0c\u94f6\u884c\u4f1a\u68c0\u67e5\u5ba2\u6237\u662f\u5426\u80fd\u591f\u7406\u89e3\u4e0e\u8be5\u91d1\u878d\u5de5\u5177\u76f8\u5173\u7684\u98ce\u9669\u3002\u5982\u6709\u5fc5\u8981\uff0c\u94f6\u884c\u4f1a\u63d0\u9192\u5ba2\u6237\u8be5\u91d1\u878d\u5de5\u5177\u662f\u5426\u9002\u5408\u5176\u5177\u4f53\u60c5\u51b5\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u7136\u800c\uff0c\u5728\u54a8\u8be2\u4ea4\u6613\u59d4\u6258\u7684\u60c5\u51b5\u4e0b\uff0c\u94f6\u884c\u5e76\u4e0d\u68c0\u67e5\u4ea4\u6613\u662f\u5426\u5408\u9002\uff0c\u56e0\u4e3a\u5b83\u4e0d\u77e5\u9053\u5ba2\u6237\u7684\u98ce\u9669\u72b6\u51b5\u6216\u8be5\u5ba2\u6237\u7684\u6295\u8d44\u7ec4\u5408\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-transaction-execution-without-advice\">\u4ea4\u6613\u6267\u884c\uff08\u65e0\u5efa\u8bae\uff09<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5728\u6ca1\u6709\u5168\u6743\u8d44\u4ea7\u7ba1\u7406\u59d4\u6258\u6216\u54a8\u8be2\u59d4\u6258\u7684\u60c5\u51b5\u4e0b\uff0c\u94f6\u884c\u5728\u6267\u884c\u5ba2\u6237\u4f20\u8fbe\u7684\u91d1\u878d\u5de5\u5177\u6307\u4ee4\u65f6\uff0c\u65e0\u8bba\u5ba2\u6237\u5c5e\u4e8e\u79c1\u4eba\u5ba2\u6237\u8fd8\u662f\u4e13\u4e1a\u5ba2\u6237\uff0c\u5747\u4e0d\u8fdb\u884c\u9002\u5f53\u6027\u6216\u9002\u5f53\u6027\u68c0\u67e5\uff09\u3002\u5728\u4e0d\u63d0\u4f9b\u5efa\u8bae\u7684\u60c5\u51b5\u4e0b\u6267\u884c\u4ea4\u6613\u65f6\uff0c\u94f6\u884c\u660e\u786e\u63d0\u8bf7\u5ba2\u6237\u6ce8\u610f\uff0c\u65e0\u8bba\u5ba2\u6237\u662f\u79c1\u4eba\u5ba2\u6237\u3001 \u4e13\u4e1a\u5ba2\u6237\u8fd8\u662f\u673a\u6784\u5ba2\u6237\uff0c\u94f6\u884c\u5747\u4e0d\u8fdb\u884c\u9002\u5408\u6027\u6216\u9002\u5f53\u6027\u68c0\u67e5\u3002\u94f6\u884c\u4e0d\u4f1a\u5728\u5408\u540c\u5173\u7cfb\u7684\u4efb\u4f55\u540e\u671f\u9636\u6bb5\u91cd\u7533\u8fd9\u4e00\u8b66\u544a\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-clients-acting-through-an-external-asset-manager-gerant-independant-ifa\">\u901a\u8fc7\u5916\u90e8\u8d44\u4ea7\u7ba1\u7406\u4eba\uff08G\u00e9rant ind\u00e9pendant\uff0cIFA\uff09\u884c\u4e8b\u7684\u5ba2\u6237<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u5ba2\u6237\u6307\u5b9a\u5916\u90e8\u8d44\u4ea7\u7ba1\u7406\u4eba\u7ba1\u7406\u59d4\u6258\u7ed9\u94f6\u884c\u7684\u8d44\u4ea7\uff0c\u94f6\u884c\u5219\u4f5c\u4e3a\u6258\u7ba1\u94f6\u884c\uff0c\u6839\u636e\u5ba2\u6237\u6388\u4e88\u5916\u90e8\u7ba1\u7406\u4eba\u7684\u6388\u6743\u4e66\uff0c\u6309\u8981\u6c42\u6267\u884c\u5ba2\u6237\u6216\u5176\u5916\u90e8\u7ba1\u7406\u4eba\u4f20\u8fbe\u7684\u6295\u8d44\u6307\u4ee4\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"683\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0-1024x683.jpg\" alt=\"\u4f7f\u7528 Macbook \u7684\u9ed1\u886b\u5973\u5b50\" class=\"wp-image-34429\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0-1024x683.jpg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0-300x200.jpg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0-768x512.jpg 768w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0-1536x1024.jpg 1536w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/08\/dowrnum2di0.jpg 1600w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u8ba9\u4e0e\u5ba2\u6237\u7684\u4e92\u52a8\u53d8\u5f97\u7b80\u5355\u800c\u65e0\u6469\u64e6<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-appropriateness-in-the-event-of-a-lombard-loan-application\">\u7533\u8bf7\u4f26\u5df4\u7b2c\u8d37\u6b3e\u65f6\u7684\u9002\u5f53\u6027<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u94f6\u884c\u5c06\u63d0\u4f9b\u6709\u5173\u4f7f\u7528 Lombard \u8d37\u6b3e\u7684\u5177\u4f53\u98ce\u9669\u7684\u4fe1\u606f\u3002\u5982\u679c\u4e13\u4e1a\u5ba2\u6237\u6216\u79c1\u4eba\u5ba2\u6237\u62e5\u6709\u5168\u6743\u8d44\u4ea7\u7ba1\u7406\u59d4\u6258\u6216\u54a8\u8be2\u59d4\u6258\uff0c\u94f6\u884c\u8fd8\u5c06\u5c31\u5176\u5bfb\u6c42\u7684\u8d37\u6b3e\u989d\u5ea6\u662f\u5426\u5408\u9002\u63d0\u4f9b\u5efa\u8bae\u3002\u5982\u679c\u7531\u4e8e\u8d37\u6b3e\u989d\u5ea6\u7684\u539f\u56e0\uff0c\u98ce\u9669\u72b6\u51b5\u4e0d\u518d\u7b26\u5408\u6700\u521d\u7684\u7ea6\u5b9a\uff0c\u94f6\u884c\u5c06\u901a\u77e5\u5ba2\u6237\uff0c\u5e76\u4e0e\u5ba2\u6237\u4e00\u8d77\u7814\u7a76\u60c5\u51b5\uff0c\u4ee5\u4fbf\u7814\u7a76\u66ff\u4ee3\u89e3\u51b3\u65b9\u6848\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-financial-relationships-with-third-parties-and-management-companies\">\u4e0e\u7b2c\u4e09\u65b9\u548c\u7ba1\u7406\u516c\u53f8\u7684\u8d22\u52a1\u5173\u7cfb<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u662f\u54a8\u8be2\u4ea4\u6613\u59d4\u6258\u6216\u65e0\u54a8\u8be2\u7684\u4ea4\u6613\u6267\u884c\u670d\u52a1\uff0c\u94f6\u884c\u5c06\u4ece\u7b2c\u4e09\u65b9\u516c\u53f8\u6536\u53d6\u4e0e\u6536\u8d2d\u96c6\u4f53\u6295\u8d44\u8ba1\u5212\u6709\u5173\u7684\u6b3e\u9879\u3002\u94f6\u884c\u4f1a\u4fdd\u7559\u8fd9\u4e9b\u6b3e\u9879\uff0c\u5e76\u544a\u77e5\u5ba2\u6237\u6240\u6536\u62a5\u916c\u7684\u7c7b\u578b\u548c\u91d1\u989d\u3002\u56e0\u6b64\uff0c\u9700\u8981\u4e00\u4e2a\u5ba2\u6237\u95e8\u6237\uff0c\u4ee5\u65b9\u4fbf\u5927\u91cf\u4fe1\u606f\u7684\u4f20\u8f93\u3002\u4f8b\u5982\uff0cInvestGlass \u53ef\u7528\u4e8e\u8bb0\u5f55\u7ed3\u6784\u6027\u4ea7\u54c1\u4fe1\u606f\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u5982\u679c\u5ba2\u6237\u5df2\u6388\u4e88 <a href=\"https:\/\/www.investglass.com\/zh\/%e4%bc%81%e4%b8%9a%e6%9c%8d%e5%8a%a1%e7%bb%84%e5%90%88%e7%ae%a1%e7%90%86\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"455\">\u6574\u4e2a\u6295\u8d44\u7ec4\u5408\u7684\u8d44\u4ea7\u7ba1\u7406\u4efb\u52a1\u6216\u54a8\u8be2\u4efb\u52a1<\/a>, \u5982\u679c\u94f6\u884c\u6ca1\u6709\u6536\u5230\u8fd9\u4e9b\u6b3e\u9879\uff0c\u6216\u4ee5\u5176\u4ed6\u65b9\u5f0f\u5c06\u8fd9\u4e9b\u6b3e\u9879\u5168\u90e8\u5f52\u8fd8\u7ed9\u5ba2\u6237\u3002\u91cd\u65b0\u8bb0\u5165\u7684\u91d1\u989d\u663e\u793a\u5728\u6295\u8d44\u7ec4\u5408\u7ba1\u7406\u89c6\u56fe\u5185\u7684\u5e74\u5ea6\u8d26\u6237\u62a5\u8868\u4e0a\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6295\u8d44\u7ec4\u5408\u89c6\u56fe\u53ef\u6839\u636e\u4e13\u4e1a\u5ba2\u6237\u6216\u96f6\u552e\u5ba2\u6237\u7684\u9700\u6c42\u8fdb\u884c\u5b9a\u5236\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-best-execution-of-client-orders\">\u5ba2\u6237\u8ba2\u5355\u7684\u6700\u4f73\u6267\u884c<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u65e0\u8bba\u662f\u5728\u4ef7\u683c\u3001\u6210\u672c\u3001\u901f\u5ea6\u3001\u6267\u884c\u548c\u7ed3\u7b97\u6982\u7387\u3001\u89c4\u6a21\u3001\u8ba2\u5355\u6027\u8d28\u65b9\u9762\uff0c\u8fd8\u662f\u5728\u8ba2\u5355\u6267\u884c\u8fc7\u7a0b\u4e2d\u6d89\u53ca\u7684\u4efb\u4f55\u5176\u4ed6\u8003\u8651\u56e0\u7d20\uff08\u6211\u4eec\u79f0\u4e4b\u4e3a\u6267\u884c\u56e0\u7d20\uff09\u65b9\u9762\uff0c\u94f6\u884c\u90fd\u91c7\u53d6\u4e86\u4e00\u5207\u5fc5\u8981\u63aa\u65bd\uff0c\u4ee5\u83b7\u5f97\u6267\u884c\u5ba2\u6237\u8ba2\u5355\u7684\u6700\u4f73\u7ed3\u679c\u3002InvestGlass \u4e0e\u7b2c\u4e09\u65b9\u8ba2\u5355\u7ba1\u7406\u7cfb\u7edf\u5de5\u5177\u76f8\u8fde\u3002\u65e0\u8bba\u8ba2\u5355\u662f\u7531\u94f6\u884c\u6267\u884c\u8fd8\u662f\u4f20\u8fbe\u7ed9\u7b2c\u4e09\u65b9\u6267\u884c\uff0c\u8fd9\u4e9b\u63aa\u65bd\u5747\u9002\u7528\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u4e00\u822c\u800c\u8a00\uff0c\u6211\u4eec\u4f1a\u7279\u522b\u5173\u6ce8\u4ef7\u683c\u548c\u6210\u672c\uff0c\u4ee5\u786e\u4fdd\u83b7\u5f97\u6700\u4f73\u7ed3\u679c\u3002\u4f46\u662f\uff0c\u5bf9\u4e8e\u67d0\u4e9b\u8ba2\u5355\u3001\u91d1\u878d\u5de5\u5177\u3001\u5e02\u573a\u6216\u5e02\u573a\u6761\u4ef6\uff0c\u5176\u4ed6\u6267\u884c\u56e0\u7d20\u53ef\u80fd\u540c\u6837\u91cd\u8981\u6216\u4f18\u5148\u4e8e\u4ef7\u683c\uff0c\u4ee5\u786e\u4fdd\u6700\u4f73\u6267\u884c\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-basic-factsheet-and-collective-investment-schemes-act-nbsp-cisa\">\u57fa\u672c\u6982\u51b5\u4ecb\u7ecd\u548c\u300a\u96c6\u4f53\u6295\u8d44\u8ba1\u5212\u6cd5\u300b\uff08CISA<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u57fa\u672c\u6982\u51b5\u4ecb\u7ecd\u3001\u5173\u952e\u4fe1\u606f\u6587\u4ef6\uff08\u6216\u6839\u636e\u6b27\u6d32\u6cd5\u5f8b\u6cd5\u89c4\u53d1\u5e03\u7684\u540c\u7b49\u6587\u4ef6\uff09\u5305\u542b\u67d0\u4e9b\u91d1\u878d\u5de5\u5177\u5173\u952e\u8981\u7d20\u7684\u4fe1\u606f\uff0c\u5305\u62ec<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">- \u4eea\u5668\u540d\u79f0\uff1b;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">- \u6295\u8d44\u7c7b\u578b\uff1b;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">- \u4e0e\u6295\u8d44\u76f8\u5173\u7684\u98ce\u9669\uff1b;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">- \u51fa\u73b0\u95ee\u9898\u65f6\u5982\u4f55\u4e0e\u4e3b\u7ba1\u90e8\u95e8\u8054\u7cfb\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b27\u6d32 KIID \u57fa\u91d1\u5305\u542b\u4ee5\u4e0b\u6240\u6709\u4fe1\u606f <a href=\"https:\/\/www.investglass.com\/zh\/%e5%8f%af%e6%8c%81%e7%bb%ad%e5%8f%91%e5%b1%95%e6%95%99%e8%82%b2%e4%b8%8e%e5%8f%af%e6%8c%81%e7%bb%ad%e8%9e%8d%e8%b5%84-%e4%bd%a0%e9%9c%80%e8%a6%81%e4%ba%86%e8%a7%a3%e7%9a%84%e5%86%85%e5%ae%b9\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"456\">\u9700\u77e5<\/a> \u5173\u4e8e\u91d1\u878d\u4ea7\u54c1\u7684\u4fe1\u606f\uff0c\u5305\u62ec\u4ea7\u54c1\u540d\u79f0\u3001\u6295\u8d44\u7c7b\u578b\u3001\u4e0e\u6295\u8d44\u76f8\u5173\u7684\u98ce\u9669\u4ee5\u53ca\u51fa\u73b0\u95ee\u9898\u65f6\u5982\u4f55\u8054\u7cfb\u4e3b\u7ba1\u673a\u6784\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u96c6\u4f53\u6295\u8d44\u8ba1\u5212\u6cd5\u300b\uff08CISA\uff09\u662f\u4e00\u79cd\u6295\u8d44\u4ea7\u54c1\uff0c\u5141\u8bb8\u6295\u8d44\u8005\u5c06\u8d44\u91d1\u4e0e\u5176\u4ed6\u6295\u8d44\u8005\u6c47\u96c6\u8d77\u6765\uff0c\u6295\u8d44\u4e8e\u5404\u79cd\u8d44\u4ea7\u3002\u8fd9\u4e9b\u8ba1\u5212\u53ef\u4ee5\u662f\u5f00\u653e\u5f0f\u7684\uff0c\u4e5f\u53ef\u4ee5\u662f\u5c01\u95ed\u5f0f\u7684\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b64\u5916\uff0c\u60a8\u53ef\u80fd\u8fd8\u60f3\u77e5\u9053 <a href=\"https:\/\/www.investglass.com\/zh\/%e9%93%b6%e8%a1%8c%e5%ae%b6%e5%a6%82%e4%bd%95%e7%ae%a1%e7%90%86%e8%8b%b1%e5%9b%bd%e5%85%bb%e8%80%81%e9%87%91%e7%bb%88%e8%ba%ab%e5%85%8d%e7%a8%8e%e9%a2%9d\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"457\">\u804c\u4e1a\u517b\u6064\u91d1\u8d44\u4ea7\u7ba1\u7406\u4eba<\/a> \u8fd9\u4e9b\u8ba1\u5212\u4ee5\u524d\u7531\u804c\u4e1a\u517b\u8001\u91d1\u76d1\u7763\u59d4\u5458\u4f1a (OPSC) \u76d1\u7ba1\uff0c\u73b0\u5728\u5c06\u7531\u7f8e\u56fd\u91d1\u878d\u4e1a\u76d1\u7ba1\u5c40 (FINMA) \u76d1\u7ba1\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">InvestGlass \u8054\u7cfb\u62a5\u544a\u53ef\u5b58\u50a8\u8fd9\u4e9b KIID \u548c\u57fa\u672c\u60c5\u51b5\u8868\u3002InvestGlass CRM - \u8425\u9500\u6d3b\u52a8\u5de5\u5177\u5c06\u5411\u5ba2\u6237\u53d1\u9001\u7535\u5b50\u90ae\u4ef6\uff0c\u5176\u4e2d\u5305\u542b KIID \u548c\u57fa\u672c\u60c5\u51b5\u8868\u7684 PDF \u6587\u4ef6\uff0c\u8fd9\u4e9b\u6587\u4ef6\u5c06\u5b58\u50a8\u5728\u5ba2\u6237\u6863\u6848\u4e2d\u3002.<\/p>\n\n\n\n<figure class=\"wp-block-image size-full\"><img loading=\"lazy\" decoding=\"async\" width=\"1024\" height=\"768\" src=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-email-marketing.jpeg\" alt=\"\" class=\"wp-image-32681\" srcset=\"https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-email-marketing.jpeg 1024w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-email-marketing-300x225.jpeg 300w, https:\/\/www.investglass.com\/wp-content\/uploads\/2022\/06\/investglass-email-marketing-768x576.jpeg 768w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/><figcaption class=\"wp-element-caption\">InvestGlass \u7535\u5b50\u90ae\u4ef6\u548c\u6d3b\u52a8<\/figcaption><\/figure>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-risks-associated-with-financial-instruments-and-finsa\">\u4e0e\u91d1\u878d\u5de5\u5177\u548c FINSA \u76f8\u5173\u7684\u98ce\u9669<\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u94f6\u884c\u5fc5\u987b\u544a\u77e5\u6240\u6709\u5ba2\u6237\u4e0e\u91d1\u878d\u5de5\u5177\u6709\u5173\u7684\u98ce\u9669\u3002\u5728\u96f6\u552e\u5ba2\u6237\u548c\u4e13\u4e1a\u5ba2\u6237\u5f00\u6237\u65f6\uff0c\u94f6\u884c\u4f1a\u5411\u4ed6\u4eec\u63d0\u4f9b\u4e00\u672c\u7531\u745e\u58eb\u94f6\u884c\u534f\u4f1a\u53d1\u884c\u7684\u540d\u4e3a \u201c\u91d1\u878d\u5de5\u5177\u4ea4\u6613\u98ce\u9669 \u201d\u7684\u5c0f\u518c\u5b50\uff0c\u5ba2\u6237\u4e5f\u53ef\u4ee5\u968f\u65f6\u7d22\u53d6\u3002\u8fd9\u4e9b\u4fe1\u606f\u4e5f\u53ef\u5728\u745e\u58eb\u94f6\u884c\u534f\u4f1a\u7684\u7f51\u7ad9\u4e0a\u67e5\u9605\uff0c\u7f51\u5740\u5982\u4e0b\uff1a www.swissbanking.ch\/en\/downloads<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">\u6b64\u5916\uff0c\u94f6\u884c\u8fd8\u5411\u6240\u6709\u5ba2\u6237\u63d0\u4f9b\u540d\u4e3a \u201c\u4e0e\u6807\u51c6\u5316\u548c\u975e\u6807\u51c6\u5316\u884d\u751f\u4ea7\u54c1\/\u7ed3\u6784\u6027\u4ea7\u54c1\u548c\u5177\u6709\u7279\u6b8a\u98ce\u9669\u7684\u6295\u8d44\u57fa\u91d1\u4ea4\u6613\u6709\u5173\u7684\u98ce\u9669\u4fe1\u606f \u201d\u7684\u624b\u518c\uff0c\u5176\u4e2d\u6982\u8ff0\u4e86\u9002\u7528\u4e8e\u67d0\u4e9b\u7279\u5b9a\u91d1\u878d\u5de5\u5177\u7684\u98ce\u9669\u3002\u8be5\u624b\u518c\u6982\u8ff0\u4e86\u9002\u7528\u4e8e\u67d0\u4e9b\u7279\u5b9a\u91d1\u878d\u5de5\u5177\u7684\u98ce\u9669\u3002 <a href=\"https:\/\/www.investglass.com\/zh\/%e7%a7%81%e4%ba%ba%e9%93%b6%e8%a1%8c-crm\/\" target=\"_blank\" rel=\"noopener\" data-wpil-monitor-id=\"1291\">\u94f6\u884c\u4e5f\u5e94\u5728\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u4e2d\u5b58\u50a8<\/a> \u5373\u4f7f\u300a\u745e\u58eb\u8054\u90a6\u91d1\u878d\u670d\u52a1\u6cd5\u300b\u4e2d\u89c4\u5b9a\u7684\u5927\u90e8\u5206\u4e49\u52a1\u4e0d\u9002\u7528\u4e8e\u4e13\u4e1a\u5ba2\u6237\u7fa4\u4f53\uff0c\u5ba2\u6237\u7684\u4e2a\u4eba\u6559\u80b2\u3001\u4e13\u4e1a\u7ecf\u9a8c\u6216\u5728\u91d1\u878d\u9886\u57df\u7684\u7c7b\u4f3c\u7ecf\u9a8c\u4e5f\u662f\u5982\u6b64\u3002.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\" id=\"h-information-on-costs-and-charges\"><strong>\u6709\u5173\u6210\u672c\u548c\u8d39\u7528\u7684\u4fe1\u606f<\/strong><\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">\u901a\u8fc7 InvestGlass 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\u65e8\u5728\u7b80\u5316\u6536\u96c6\u548c\u7ec4\u7ec7\u4fe1\u606f\u7684\u6d41\u7a0b\uff0c\u5b83\u5305\u542b\u4e30\u5bcc\u7684\u529f\u80fd\uff0c\u53ef\u8f7b\u677e\u7ba1\u7406 FINSA \u5408\u89c4\u6027\u3002\u4f8b\u5982\uff0cInvestGlass \u5141\u8bb8\u7528\u6237\u8ddf\u8e2a\u4e0e\u5ba2\u6237\u7684\u4e92\u52a8\u3001\u7ba1\u7406\u5ba2\u6237\u6587\u6863\u5e76\u751f\u6210\u62a5\u544a\u3002\u6b64\u5916\uff0cInvestGlass \u7684\u5ba2\u6237\u5173\u7cfb\u7ba1\u7406\u4e0e FINSA \u7684\u5728\u7ebf\u7533\u62a5\u7cfb\u7edf\u96c6\u6210\uff0c\u4f7f\u5408\u89c4\u62a5\u544a\u7684\u7533\u62a5\u53d8\u5f97\u66f4\u52a0\u5bb9\u6613\u3002\u56e0\u6b64\uff0cInvestGlass \u53ef\u4ee5\u5927\u5927\u7b80\u5316\u9075\u5b88 FINSA \u8981\u6c42\u7684\u6d41\u7a0b\u3002.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><strong><em><span style=\"text-decoration: underline;\">\u8fd9\u4e0d\u662f\u6cd5\u5f8b\u5efa\u8bae--\u8bf7\u54a8\u8be2\u60a8\u81ea\u5df1\u7684\u6cd5\u5f8b\u987e\u95ee\u3002.<\/span><\/em><\/strong><\/p>","protected":false},"excerpt":{"rendered":"<p>THIS IS NOT A LEGAL ADVICE &#8211; PLEASE CONSULT YOUR OWN LEGAL ADVISOR. As of January 1, 2018, the Financial Services Act (FinSA) came into effect in Switzerland (Federal Council shall regulate new details). The new act replaces the old Banking Act and regulates all financial services providers in Switzerland. The main purpose of the [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":34424,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[13],"tags":[288,295,296,72],"class_list":["post-34423","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-article","tag-client-life-cycle","tag-fidleg","tag-financial-services-act","tag-finsa"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v27.6.1 (Yoast SEO v27.7) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>How to implement FINSA? | InvestGlass<\/title>\n<meta name=\"description\" content=\"Only FINMA-approved providers get licensed. See how InvestGlass automates compliance for banks.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investglass.com\/zh\/\u5982\u4f55\u5b9e\u65bd\u91d1\u878d\u670d\u52a1\u7ba1\u7406\u5c40\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"How to implement FINSA?\" \/>\n<meta property=\"og:description\" content=\"THIS IS NOT A LEGAL ADVICE - PLEASE CONSULT YOUR OWN LEGAL ADVISOR. 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